Mitre Sports International Ltd. v. Home Box Office, Inc.

304 F.R.D. 369, 96 Fed. R. Serv. 447, 90 Fed. R. Serv. 3d 1184, 2015 U.S. Dist. LEXIS 3812, 2015 WL 158845
CourtDistrict Court, S.D. New York
DecidedJanuary 13, 2015
DocketNo. 08 Civ. 9117(GBD)(HBP)
StatusPublished
Cited by2 cases

This text of 304 F.R.D. 369 (Mitre Sports International Ltd. v. Home Box Office, Inc.) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Mitre Sports International Ltd. v. Home Box Office, Inc., 304 F.R.D. 369, 96 Fed. R. Serv. 447, 90 Fed. R. Serv. 3d 1184, 2015 U.S. Dist. LEXIS 3812, 2015 WL 158845 (S.D.N.Y. 2015).

Opinion

ORDER

PITMAN, United States Magistrate Judge.

I write to resolve four of the remaining discovery disputes in this matter.

[371]*371I. HBO’s Objections to the Special Master’s Decision and Order

On October 14, 2010, Devin F. Ryan, Esq., the Special Master in this matter, issued a Decision and Order addressing certain disputes between the parties concerning matters of privilege and work product and concluded that each side’s motion to compel should be granted in part and denied in part (Docket Item 163) (the “Order”). Plaintiff, Mitre Sports International Limited (“Mitre”) has not objected to the Order. Defendant, Home Box Office, Inc. (“HBO”), has filed objections to the Order “insofar as the Order denies HBO’s request to compel [Mitre] to produce further deposition testimony from Kam Raghavan and [certain documents]” (Memorandum of Law of Defendant Home Box Office, Inc. in Support of Its Objection to the Special Master’s October 14, 2010 Order, dated November 4, 2010 (Docket Item 169) (“HBO’s Mem.”) at 1). After reviewing the relevant portions of the Order de novo, see Fed.R.Civ.P. 53(f)(3)-(4), HBO’s objections are overruled.

The reader’s familiarity with Special Master Ryan’s Order and the Opinion and Order of the Honorable George B. Daniels, United States District Judge, resolving the parties’ motions for summary judgment, Mitre Sports Int’l Ltd. v. Home Box Office, Inc., 22 F.Supp.3d 240 (S.D.N.Y.2014), is assumed. HBO’s objections concern Mitre’s assertion of the work-produet doctrine and the United Kingdom’s litigation privilege in response to document requests and deposition questions concerning Mitre’s investigation of the subject matter of a segment distributed by HBO which asserted that Mitre used child labor to stitch soccer balls (the “Segment”). HBO does not argue that documents and testimony are not protected by the work-produet doctrine, nor does it claim the doctrine should be pierced because it has substantial need for the material. Rather, HBO argues that Mi-tre waived work-product protection by (1) permitting James Boocoek to testify to certain matters concerning Mitre’s investigation and designating that testimony as its 30(b)(6) testimony and (2) by attaching the products of its investigation to its complaint (HBO Mem. at 2). HBO concedes that a decision adverse to it on the issue of waiver renders its other arguments moot (see Reply Memorandum of Law of Defendant Home Box Office, Inc. in Further Support of Its Objection to the Special Master’s October 14, 2010 Order, dated November 18, 2010 (Docket Item 171) (“HBO’s Reply”) at 2 n. 3).

Although I reach the same result as the Special Master, I do so by a slightly different (but closely parallel) route.

HBO first argues that Boocock’s testimony concerning his investigation of the allegations in the Segment operates as a subject-matter waiver of any privilege that Mitre may have otherwise had with respect to its investigation. For purposes of the discussion herein, I assume that Boocock’s testimony concerning the investigative steps he took and the content of the statements made to him in interviews did disclose material protected by the work-product doctrine. See generally GenOn Mid-Atlantic, LLC v. Stone & Webster, Inc., 11 Civ. 1299(HB)(FM), 2011 WL 5439046 at *6 (S.D.N.Y. Nov. 10, 2011) (Maas, M.J.) (“[T]he work product privilege extends beyond documents prepared by counsel and includes those prepared by a client in the course of preparation for possible litigation.”); Sec. & Exch. Comm’n v. Strauss, 09 Civ. 4150(RMB)(HBP), 2009 WL 3459204 at *6 (S.D.N.Y. Oct. 28, 2009) (Pitman, M.J.).

Although the Special Master did not rely on it, Fed.R.Evid. 502(a) addresses the precise issue of when a partial disclosure of protected information results in a waiver of undisclosed information.

The following provisions apply, in the circumstances set out, to disclosure of a communication or information covered by the attorney-client privilege or work-product protection.
(a) Disclosure Made in a Federal Proceeding or to a Federal Office or Agency; Scope of a Waiver. When the disclosure is made in a federal proceeding or to a federal office or agency and waives the attorney-client privilege or work-product protection, the waiver extends to an undisclosed communication or information in a federal or state proceeding only if
[372]*372(1) the waiver is intentional;
(2) the disclosed and undisclosed communications or information concern the same subject matter; and
(3) they ought in fairness to be considered together.[1]

The critical issue here is whether the third element of Rule 502(a) is present, to wit, whether fairness requires the disclosure of additional information. The Advisory Committee notes and the extant case law teach that the answer to this question is “no.”

The Advisory Committee notes to Rule 502 provide, in pertinent part:

The rule provides that a voluntary disclosure in a federal proceeding or to a federal office or agency, if a waiver, generally results in a waiver only of the communication or information disclosed; a subject matter waiver (of either privilege or work product) is reserved for those unusual situations in which fairness requires a further disclosure of related, protected information, in order to prevent a selective and misleading presentation of evidence to the disadvantage of the adversary. See, e.g., In re United Mine Workers of America Employee Benefit Plans Litig., 159 F.R.D. 307, 312 (D.D.C.1994) (waiver of work product limited to materials actually disclosed, because the party did not deliberately disclose documents in an attempt to gain a tactical advantage). Thus, subject matter waiver is limited to situations in which a party intentionally puts protected information into the litigation in a selective, misleading and unfair manner. It follows that an inadvertent disclosure of protected information can never result in a subject matter waiver. See Rule 502(b). The rale rejects the result in In re Sealed Case, 877 F.2d 976 (D.C.Cir.1989), which held that inadvertent disclosure of documents during discovery automatically constituted a subject matter waiver.

(emphasis added).

As Magistrate Judge Francis explained in Freedman v. Weatherford Int’l Ltd., 12 Civ. 2121(LAK)(JCF), 2014 WL 3767034 at *3 (S.D.N.Y. July 25, 2014)

Subject matter waiver is reserved for the rare case where a party either places privileged information affirmatively at issue, or attempts to use privileged information as both a sword and a shield in litigation. Favors v. Cuomo, 285 F.R.D. 187, 198-99 (E.D.N.Y.2012); Shinnecock Indian Nation v. Kempthorne, 652 F.Supp.2d 345, 365-66 (E.D.N.Y.2009) (collecting cases). Both attorney-client privilege and work product protection may be waived on a subject-matter basis. See Favors, 285 F.R.D. at 200.

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304 F.R.D. 369, 96 Fed. R. Serv. 447, 90 Fed. R. Serv. 3d 1184, 2015 U.S. Dist. LEXIS 3812, 2015 WL 158845, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mitre-sports-international-ltd-v-home-box-office-inc-nysd-2015.