Mitchell v. City of Farmington Police Department

809 P.2d 1274, 111 N.M. 746
CourtNew Mexico Supreme Court
DecidedApril 10, 1991
Docket19309, 19373
StatusPublished
Cited by9 cases

This text of 809 P.2d 1274 (Mitchell v. City of Farmington Police Department) is published on Counsel Stack Legal Research, covering New Mexico Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mitchell v. City of Farmington Police Department, 809 P.2d 1274, 111 N.M. 746 (N.M. 1991).

Opinion

OPINION

FRANCHINI, Justice.

These consolidated cases involve forfeiture proceedings initiated by state entities under NMSA 1978, Sections 30-31-34 and 30-31-35 (Repl.Pamp.1987), 1 of the Controlled Substances Act. We granted certiorari to consider an issue posed by both cases: whether execution on a forfeiture judgment divests an appellate court of jurisdiction to consider an appeal from the judgment. We hold that when a state entity initiates a forfeiture proceeding, thereby invoking the jurisdiction of the courts of New Mexico, those courts retain in person-am jurisdiction until all appeals have been exhausted. In addition, we address a constitutional issue raised in Mitchell v. City of Farmington: whether the inability to post a supersedeas bond under SCRA 1986, 1-062(D) (Cum.Supp.1990), constitutionally may deprive an indigent claimant of the right to a stay of a forfeiture judgment. We hold that the inability to post a supersedeas bond may not operate to deny the right to a stay.

I. FACTS

A. Mitchell v. City of Farmington. The City of Farmington initiated proceedings against claimant in April 1988, seeking forfeiture of $2,730.00 in cash alleged to be the fruit or instrumentality of a violation of the Controlled Substances Act. During the course of the proceedings, claimant appeared pro se and invoked his fifth amendment privilege in refusing to answer the city’s interrogatories. A default judgment of forfeiture was entered against claimant on February 9, 1990. On April 30, 1990, the city executed on the judgment and transferred the cash to the city’s general fund. Claimant, who was indigent, did not file a supersedeas bond to stay execution.

Claimant appealed to the court of appeals, raising both the fifth amendment issue and the validity of the execution on the judgment. The city filed a motion to dismiss the appeal on the ground that the court had lost jurisdiction over the matter when the city executed on the judgment. The court granted the motion, relying on Devlin v. State ex rel. New Mexico State Police Department, 108 N.M. 72, 766 P.2d 916 (1988), to support its ruling that it had no jurisdiction because the res had not been released accidentally, fraudulently or improperly. City of Farmington v. Mitchell, No. 12,214 (Ct.App. June 26, 1990). Claimant’s appeal followed.

B. State v. One 1984 Pontiac. The state filed a complaint seeking forfeiture of a car and currency in February 1987. That same month, counsel for claimant notified the state by letter that he represented claimant. Over the next few months, the parties attempted to negotiate a settlement. Claimant’s attorney signed an acceptance of service of process, but never filed an answer or any other responsive pleading.

In September 1987, the state’s attorney conveyed an offer of settlement to claimant’s counsel and also informed counsel that he had been directed “to take all steps necessary to fully litigate this matter.” The state applied for a default judgment on September 22, 1987, and judgment was entered on that date. Neither claimant nor his counsel was given notice of the state’s application for default judgment. The state executed on the default judgment before claimant filed a motion to set aside the judgment, which was denied. It does not appear from the record before us that claimant moved to stay execution on the judgment.

Claimant appealed to the court of appeals, which reversed and remanded for an order setting aside the default judgment. Relying once again on Devlin v. State ex rel. New Mexico State Police Department, the court held that it had jurisdiction to hear the appeal because default judgment had been improperly entered. State ex rel. New Mexico State Police Dep’t v. One 1984 Pontiac, 111 N.M. 85, 87, 801 P.2d 667, 669 (Ct.App.1990). The state appeals.

II. DISCUSSION

These two cases raise a common question of law: whether an appellate court has jurisdiction to hear an appeal from a forfeiture judgment after execution on the judgment. Mitchell v. City of Farmington poses the additional constitutional issue of whether an indigent must post a supersede-as bond to preserve the right of appeal from a forfeiture judgment. We will address each issue in turn.

A. Appellate Jurisdiction

As is evident from the court of appeals opinions, Devlin is the leading New Mexico case on the matter of jurisdiction over forfeiture proceedings under the Controlled Substances Act. In that opinion, we stated that a forfeiture action traditionally is classified as an in rem proceeding. In rem jurisdiction has been asserted when the court has been able to exercise control over the defendant res. Courts have commonly held that when the res has been removed from their control, they have no jurisdiction to address the merits of the appeal in a forfeiture proceeding. Id. 108 N.M. at 73, 766 P.2d at 917. If, however, the res has been released accidentally, fraudulently, or improperly from the control of the court, that kind of removal does not divest the court of in rem jurisdiction. Id. at 74, 766 P.2d at 918.

In Devlin, we also recognized that in personam jurisdiction may exist concurrently with in rem jurisdiction. Id. Our recognition of this principle was predicated upon a line of federal cases which questioned traditional notions of in rem jurisdiction. United States v. Wingfield, 822 F.2d 1466, 1471 (10th Cir.1987), cert. dismissed sub nom. County of Boulder, Colorado v. United States, 486 U.S. 1019, 108 S.Ct. 1762, 100 L.Ed.2d 222 (1988); United States v. An Article of Drug Consisting of h,680 Pails, 725 F.2d 976, 982-83 (5th Cir. 1984); Trans-Asiatic Oil Ltd., S.A. v. Apex Oil Co., 804 F.2d 773, 778-79 (1st Cir.1986). An action in rem is rooted in the hoary annals of admiralty law, whereby a fiction of convenience maintains that a ship or item of property is a person against whom suits can be filed and judgments entered. United States v. An Article of Drug, 725 F.2d at 982-83. The fiction of a ship’s personality began as a literary theme and reached the height of popularity near the turn of the century. G. Gilmore and C. Black, The Law of Admiralty 616 (2d ed. 1975). As noted by the United States Supreme Court, the fiction has been criticized as “ ‘archaic,’ ‘an animistic survival from remote times,’ ‘irrational’ and ‘atavistic.’ ” Continental Grain Co. v. Barge FBL-585, 364 U.S. 19, 23, 80 S.Ct. 1470, 1473, 4 L.Ed.2d 1540 (1959) (footnote omitted).

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Bluebook (online)
809 P.2d 1274, 111 N.M. 746, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mitchell-v-city-of-farmington-police-department-nm-1991.