Miranda v. 21st Century Insurance

12 Cal. Rptr. 3d 159, 117 Cal. App. 4th 913, 2004 Daily Journal DAR 4553, 2004 Cal. Daily Op. Serv. 3209, 2004 Cal. App. LEXIS 501
CourtCalifornia Court of Appeal
DecidedApril 13, 2004
DocketG031774
StatusPublished
Cited by36 cases

This text of 12 Cal. Rptr. 3d 159 (Miranda v. 21st Century Insurance) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Miranda v. 21st Century Insurance, 12 Cal. Rptr. 3d 159, 117 Cal. App. 4th 913, 2004 Daily Journal DAR 4553, 2004 Cal. Daily Op. Serv. 3209, 2004 Cal. App. LEXIS 501 (Cal. Ct. App. 2004).

Opinion

Opinion

IKOLA, J.

The court dismissed plaintiff Daphne Miranda’s underinsured motorist arbitration because she refused to obey a prior discovery order. Plaintiff contends the court lacked subject matter jurisdiction to dismiss the arbitration proceeding, and also lacked personal jurisdiction to make any orders against her. In the alternative, plaintiff contends the court abused its discretion by imposing a terminating sanction without first imposing a lesser sanction. We disagree with all of plaintiff’s arguments and affirm the judgment of dismissal.

FACTUAL AND PROCEDURAL BACKGROUND 1

On November 8, 1999, plaintiff sustained injuries in an automobile accident with an underinsured motorist, Marisela Mondragon. She filed an action against Mondragon in superior court and, about six months later, she demanded arbitration of her underinsured motorist claim against her insurer, defendant 21st Century Insurance Company. Shortly after demanding arbitration with defendant, plaintiff settled her superior court action with Mon-dragon. The demand for arbitration with defendant remained pending.

Defendant commenced discovery in connection with the underinsured motorist claim, including service of demands for production of documents, specially drafted interrogatories, form interrogatories, and subpoenas to the medical providers who treated plaintiff for her accident injuries. On December 3, 2001, plaintiff served responses to defendant’s form interrogatories in which she stated, inter alia, that she was treated for postconcussion symptoms by a neurologist with Kaiser Permanente in Baldwin Park from the day after the accident through July 24, 2000.

*918 From a review of the medical records provided in discovery, defendant learned that plaintiff had also been treated at medical facilities known as Kaiser Pasadena and Kaiser Hollywood-Sunset. Defendant followed up with a subpoena directed to those facilities requesting plaintiff’s medical records. Both Kaiser facilities responded that, because of the nature of the records, they would need signed authorizations from plaintiff before they could release the records. 2 Thus began a series of letters to plaintiff’s counsel requesting plaintiff to sign the authorizations, culminating in a letter confirming a phone conversation in which plaintiff’s counsel told defendant’s counsel that plaintiff “will not be signing the medical release[s].”

Meanwhile, defendant took plaintiff’s deposition in late February 2002. At the deposition, plaintiff testified she had been treating with the neurologist at the Kaiser Baldwin Park facility for “lightheadedness” and “dizziness” beginning one month before the accident. She also testified she had experienced dizziness since 1997, and had sought treatment “many times” for the condition because she was “so frustrated.” She acknowledged she had consulted physicians with Kaiser Pasadena and Kaiser Hollywood-Sunset with respect to her problem. Plaintiff also testified she had been tested with “the first EEG, the first CAT scan and the first MRI” before the accident, leading to an ultimate diagnosis of epilepsy.

Unable to obtain plaintiff’s authorization for release of her records, defendant filed an “application to commence discovery in underinsured motorist matter” in the superior court, together with a motion to compel compliance with the subpoenas for medical records. The “compliance” defendant requested was an order compelling plaintiff to sign the authorizations for release of her medical records from Kaiser Pasadena and Kaiser Hollywood-Sunset. Defendant asserted it was entitled to seek discovery orders from the court pursuant to section 11580.2, subdivisions (f) and (p) of the Insurance Code. 3

The “application to commence discovery” and the motion to compel compliance with the subpoenas were served by mail on counsel for plaintiff, *919 the same lawyer who had responded to earlier discovery served by defendant, and who had been representing plaintiff in the arbitration, including the ongoing dispute concerning the medical records. The record on appeal does not contain any written opposition to the motion to compel. The minute order for the date of the hearing reflects only that counsel for plaintiff was “specially appearing.” The parties did not supply this court with a reporter’s transcript for this hearing. But a reporter’s transcript for the hearing on the motion to compel is included in the clerk’s transcript as an exhibit to the subsequent motion to dismiss. There, counsel stated, “I’m just here to argue that the court doesn’t have jurisdiction over them.” Counsel continued, “Our defendant wasn’t personally served.” 4 No evidence was offered to establish lack of personal service, although, as noted, the proof of service filed with the motion indicates it was served by mail on plaintiff’s counsel.

The court granted the motion to compel by ordering plaintiff to sign the authorizations for release of her medical records. Defendant’s counsel sent to plaintiff’s counsel a copy of the order together with blank authorizations for plaintiff’s signature. After several unanswered telephone calls, plaintiff’s counsel finally announced that her client would not be signing the authorizations. Defendant again made written demand for compliance with the order, and, when no response was received, filed a motion requesting the terminating sanction of dismissal. This time, plaintiff filed written opposition, which had a title that explained her entire argument: “[Cjlaimant’s special appearance for the purpose of opposing respondent’s motion for dismissal and sanctions on the grounds that the court lacked personal jurisdiction over the claimant on August 12, 2002, therefore said order is void and that the court still lacks personal jurisdiction over the claimant to hear the instant motion.” The court was not impressed with plaintiff’s argument, granted the motion to dismiss, and granted monetary sanctions against plaintiff and her counsel.

Plaintiff filed a premature notice of appeal from the nonappealable minute order granting the motion to dismiss, 5 &but a signed judgment of dismissal was entered four weeks after the minute order. We treat the notice of appeal as having been filed immediately after entry of judgment. (Cal. Rules of Court, rule 2(d)(2).)

*920 DISCUSSION

The Superior Court Has Exclusive Subject Matter Jurisdiction over Discovery Disputes Arising in Uninsured Motorist Arbitrations 6

Plaintiff’s first contention, that the court did not have subject matter jurisdiction to enter discovery orders and to dismiss the uninsured arbitration proceeding, is raised for the first time on appeal. Fortunately for plaintiff, subject matter jurisdiction is one of the few issues not waived for failure to raise it in the trial court.

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12 Cal. Rptr. 3d 159, 117 Cal. App. 4th 913, 2004 Daily Journal DAR 4553, 2004 Cal. Daily Op. Serv. 3209, 2004 Cal. App. LEXIS 501, Counsel Stack Legal Research, https://law.counselstack.com/opinion/miranda-v-21st-century-insurance-calctapp-2004.