Milliken v. Studervant

District Court, N.D. California·Decided May 15, 2020·No. 5:18-cv-05326·Unknown

Opinion

NORTHERN DISTRICT OF CALIFORNIA SAN JOSE DIVISION

JAMES M. MILLIKEN, Case No. 18-CV-05326-LHK

Plaintiff, ORDER GRANTING IN PART AND DENYING IN PART MOTION FOR v. SUMMARY JUDGMENT

C. STURDEVANT,1, et al., Re: Dkt. No. 45 Defendants. Plaintiff is a California prisoner incarcerated at California State Prison, Sacramento (“CSP- Sac”). Plaintiff was previously incarcerated at Pelican Bay State Prison (“PBSP”) and California State Prison, Corcoran (“CSP-Cor”). See Dkt. No. 1. Pursuant to 42 U.S.C. § 1983, plaintiff filed a pro se civil rights complaint alleging that he had been improperly placed in solitary confinement at PBSP. See id. The Court dismissed plaintiff’s complaint with leave to amend, see Dkt. No. 6, and plaintiff filed a First Amended Complaint (“FAC”), see Dkt. No. 9. 1 This defendant was originally identified as “C. Studervant.” Dkt. No. 1. Subsequent filings reveal that the correct name for this defendant is “C. Sturdevant.” See Dkt. No. 45, Ex. B (administrative materials referring to “Sturdevant”). The Court sua sponte corrects this defendant’s name in the case caption. See Fed. R. Civ. P. 60(a) (“The court may correct a clerical mistake . . . whenever one is found in . . . the record.”). The Clerk shall correct the docket. The Court screened plaintiff’s FAC pursuant to 28 U.S.C. § 1915A and found plaintiff had alleged cognizable claims that his placement in solitary confinement (1) violated the First Amendment, (2) violated the Eighth Amendment, and (3) violated the Fourteenth Amendment. See Dkt. No. 11 (“Screening Order”) at 2. Plaintiff claimed that eleven defendants, all PSBP employees, were responsible for these alleged wrongs: Correctional Officers C. Sturdevant (“Officer Sturdevant”) and D. Bradbury (“Officer Bradbury”); Sergeants M.K. Anderson (“Sergeant Anderson”) and J. Schrag (“Sergeant Schrag”); Correctional Counselor II A. Bond (“Counselor Bond”); Institutional Gang Investigators C. Parry (“Investigator Parry”), J. Puente (“Investigator Puente”), and A. Schaad (“Investigator Schaad”) (together, “Investigators”); Classification Staff Representative D. Garcia (“Representative Garcia”); Senior Hearing Officer Captain D. Wilcox (“Captain Wilcox”); and Chief Deputy Warden R.K. Bell (“Chief Deputy Warden Bell”) (collectively, “defendants”). See FAC at 2. Defendants moved for summary judgment (“MSJ”). Dkt. No. 45. After two extensions of time, plaintiff filed an Opposition (“Opposition”). Dkt. No. 52. Defendants timely filed a Reply (“Reply”). Dkt. No. 55. For the reasons stated below, the Court GRANTS in part and DENIES in part defendants’ MSJ. A. Discussion Of Evidence To Be Considered Defendants filed an Answer which objected to certain statements within the FAC. See generally, Dkt. No. 36 (“Answer”). In addition, defendants’ Reply contains numerous objections to the statements in the declaration plaintiff attached to his Opposition (“Plaintiff’s Declaration”). See Reply at 8-14. Accordingly, before the Court provides the factual background and addresses the MSJ, the Court will clarify what evidence it considers in this Order. 1. Defendants’ Evidence Along with the MSJ, defendants filed declarations from non-defendant Deputy Attorney General Tartaglio, see Dkt. No. 45-3 (“Tartaglio Declaration”), and defendant Chief Deputy Warden Bell, see Dkt. No. 45-4 (“Bell Declaration”), as well as exhibits to these declarations. Plaintiff did not object to these materials, see generally, Opp. & Pl.’s Decl., and so the Court considers them in their entirety. 2. Plaintiff’s Evidence a. First Amended Complaint As discussed infra I.A.2.b, both plaintiff and defendants rely on the FAC and exhibits thereto in making arguments in favor of and against the MSJ. Accordingly, the Court addresses defendants’ objections to the FAC. Plaintiff attached thirty exhibits to the FAC. See Dkt. No. 9, Exs. A-AE. Defendants do not challenge Exhibits A-F or Exhibits H-AE. See generally, Dkt. No. 36 (“Answer”). Accordingly, the Court considers those documents in their entirety. Exhibit G to the FAC is a declaration filed by another inmate that purports to summarize a conversation between that inmate and Sergeant Anderson. See FAC, Ex. G. Defendants argue that Exhibit G is an inaccurate summary of that conversation. See Ans, ¶¶ 14, 16. The Court will consider Exhibit G in its entirety for the purposes of summary judgment because factual disputes must be construed in plaintiff’s favor at summary judgment. See Leslie v. Grupo ICA, 198 F.3d 1152, 1158 (9th Cir. 1999) (stating that, at summary judgment, courts must view the evidence in the light most favorable to the nonmoving party). b. Opposition To Instant Motion Along with the Opposition, plaintiff filed a declaration (“Plaintiff’s Declaration”) which purports to summarize the relevant facts. See generally, Dkt. No. 53. Defendants object to numerous portions of Plaintiff’s Declaration. Reply at 8-14. Defendants’ six pages of objections are too numerous to recount individually, and so the Court will address the objections as categories. Taking each category in turn, defendants’ objections to speculative and improper expert testimony are sustained, but defendants’ objections to hearsay and to plaintiff’s reliance on the pleadings are overruled. In multiple paragraphs of Plaintiff’s Declaration, plaintiff purports to relate the opinion or motivation of another person. See, e.g., Pl.’s Decl. ¶ 8 (stating what the Investigators were “only concerned with”); see also id. ¶¶ 23, 31, 41, 48, 49, 52, 53, 78, 94, 106. Defendants object to such evidence as speculative, not within plaintiff’s personal knowledge, and lacking foundation. See Reply at 9-14. The Court will not consider speculative statements. See Fed. R. Evid. 602 (a witness must speak from personal knowledge); Fed. R. Evid. 701(a) (allowing only testimony that is “rationally based on the witness’s perception”). Accordingly, the Court will consider the challenged paragraphs only to the extent plaintiff relates facts within his personal knowledge. In multiple paragraphs of Plaintiff’s Declaration, plaintiff purports to relate the legal meaning of a document, constitutional amendment, statute, or rule. See, e.g., Pl.’s Decl. ¶ 15 (arguing that a document was a valid and enforceable contract); see also id., ¶¶ 51, 52, 54, 55, 57, 59. 71, 74, 77, 79, 83, 87, 94. Defendants object that plaintiff’s analysis of these materials constitutes lay witness opinion that is not admissible under Federal Rule of Evidence 701. See Reply at 9-13. In this case, plaintiff has not argued that he is offering an expert opinion, and he has set forth no facts establishing that he would qualify as an expert of any kind. See generally, FAC, Opp., & Pl’s. Decl. Pursuant to Federal Rule of Evidence 701, a lay witness may testify only as to those opinions or inferences which are “(a) rationally based on the witness’s perception, (b) helpful to clearly understanding the witness’s testimony or to determining a fact in issue, and (c) not based on scientific, technical, or other specialized knowledge within the scope of Rule 702.” Fed. R. Evid. 701. Accordingly, lay witness opinions are admissible only to

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