Millbrook Healthcare and Rehabilitation Center v. Shaundra Edwards, on Behalf of the Estate of Georgia Cullens

• Court: Court of Appeals of Texas
• Decided: February 11, 2015
• Docket: 05-14-00202-CV
• Status: Published

Opinion

Affirm in part; Reverse and Remand; Opinion Filed February 11, 2015.

S In The Court of Appeals Fifth District of Texas at Dallas No. 05-14-00202-CV

MILLBROOK HEALTHCARE AND REHABILITATION CENTER, Appellant V. SHAUNDRA EDWARDS, ON BEHALF OF THE ESTATE OF GEORGIA CULLENS, Appellee

On Appeal from the 14th Judicial District Court Dallas County, Texas Trial Court Cause No. DC-13-07856-A

MEMORANDUM OPINION Before Justices Bridges, Lang, and Evans Opinion by Justice Evans This is an interlocutory appeal from the trial court’s partial denial of Millbrook

Healthcare and Rehabilitation Center’s motion to dismiss Shaundra Edwards’s claims for failure

to file an expert report under chapter 74 of the Texas Civil Practice and Remedies Code. In four

issues, Millbrook contends the trial court abused its discretion by denying the motion as to some

of Edwards’s claims and failing to award it attorney’s fees and costs. Concluding the report filed

by Edwards did not demonstrate that the expert was qualified to render an opinion on the

standard of care applicable to Millbrook, we reverse the trial court’s order in part and remand the

cause to the trial court for further proceedings consistent with this opinion. I. FACTUAL BACKGROUND

Millbrook Health and Rehabilitation Center is a nursing home facility at which Georgia

Cullens was a patient. On July 15, 2013, Shaundra Edwards, Cullens’s granddaughter, brought

this personal injury and wrongful death suit on behalf of Cullens’s estate alleging that Cullens

fractured her left knee and femur as a result of either being dropped or allowed to fall while at

Millbrook. Edwards further alleged that Cullens suffered from an untreated urinary tract

infection. According to Edwards, Cullens endured pain and suffering as a result of Millbrook’s

negligence and, eventually, died. Among the specific acts of negligence Edwards alleged were

that Millbrook failed to: (1) properly perform necessary medical treatment “according to the

standards set by the nursing home and health care profession”; (2) “engage in recognized and

acceptable practices in the nursing home and health care profession to limit the likelihood and

probability of injury and infection”; (3) “adhere to the acceptable standards for care of patients in

the nursing profession by failing to properly observe significant changes in the patient’s

condition and alert a physician”; (4) “properly assess the patient’s needs and evaluate the

medical condition of the patient”; (5) “implement a proper course of nursing care based upon the

existing condition of the patient”; (6) “document a significant change in the patient’s symptoms

on the medical chart”; and (7) “properly restrain the patient who due to the medical condition of

that patient was unable to function unattended.”

On November 12, 2013, pursuant to the requirements of section 74.351 of the Texas Civil

Practice and Remedies Code, Edwards filed an expert report and the curriculum vitae of Jesus

Arauco, Jr., M.D. Arauco’s curriculum vitae stated he had worked as a health care consultant in

the “wellness arena” for over twenty years and specialized in providing companies with health

screenings for their personnel. Nothing in the curriculum vitae indicates that Arauco was ever

employed as a physician or that he had any experience with nursing home care or the treatment

–2– and care of the elderly. Rather, Arauco worked as a patient care technician, ICU and NICU

nurse technician, EKG technician, CPR instructor, and held various administrative positions in

the areas of hospital admissions, registration, and billing. Arauco’s report lists various health

problems Cullens suffered from prior to sustaining the fractures including muscular disuse

atrophy, lack of coordination, and osteoporosis. The sole statement in Arauco’s report regarding

Millbrook’s allegedly negligent conduct was that there did not appear to be any “Nurses Notes”

for the time period during which Cullens sustained her injury and “[t]he lack of provided

documentation in the form of Nurses Notes . . . elicit the concern of probable questionable

care . . . .”

Millbrook filed a motion to dismiss Edwards’s claims asserting that the report did not

represent an objective good-faith effort to comply with the requirements of chapter 74.

Millbrook contended, among other things, that the report failed to demonstrate Arauco’s

qualifications as an expert in this case or set forth a standard of care and how Millbrook breached

the standard. Following a hearing on the motion on December 19, 2013, the trial court agreed

with Millbrook, but orally granted Edwards an extension of time by which to file a new report

attempting to cure the deficiencies. The court then stated the hearing would “reconvene” on

January 13, 2014.

Edwards filed an amended report by Arauco. In the amended report, Arauco states

“[i]nstitutions are deemed to practice with the acceptable of [sic] ‘Standard of care’ refers to the

degree of attentiveness, caution and prudence that a reasonable person in the circumstances

would exercise.” Arauco further states that Edwards was told by a Millbrook employee that her

grandmother had been “dropped” while being moved and “being dropped would constitute

negligence as one would expect a patient to be kept away from harm at all times.” No new

curriculum vitae for Arauco was submitted.

–3– Millbrook did not file a new motion to dismiss, but on January 13 the court conducted

what it termed a “reprise” of the hearing on the original motion. At the hearing, Millbrook

argued that the same issues complained of in the original motion continued to exist with the

amended report. Millbrook contended the report failed to provide a specific standard of care

applicable to a nursing home and did not state what Millbrook should have done differently

under the circumstances. Millbrook also argued the amended report gave “no explanation of Dr.

Arauco’s qualifications whatsoever.” The trial court orally granted the motion to dismiss as to

Edwards’s claims arising out of the urinary tract infection, but otherwise denied the motion.

Based on the trial court’s oral ruling, Edwards’s counsel agreed to withdraw the claims related to

the urinary tract infection. The trial court’s order states, “The Plaintiff agrees to withdraw her

claim(s) related to Plaintiff’s urinary tract infection (‘UTI’) and therefore, IT IS ORDERED that

any and all claims related to Plaintiff’s UTI are dismissed with prejudice.” All other issues

presented in the motion were denied. Millbrook then brought this interlocutory appeal.

II. ANALYSIS

A. Waiver and Right to Appeal

We first address Edwards’s contention that Millbrook has waived its right to appeal the

trial court’s ruling because it did not file a new motion to dismiss challenging the amended

expert report. Edwards relies on our opinion in HealthSouth Corp. v. Searcy to support her

argument. See HealthSouth Corp. v. Searcy, 228 S.W.3d 907 (Tex. App.—Dallas 2007, no pet.).

In Searcy, the plaintiff served the defendant health care provider with two expert reports. Id. at

908. The defendant filed objections and a motion to dismiss based on those reports. Id. In

response, the plaintiff filed amended expert reports and the defendant again objected and filed a

motion to dismiss. Id. The plaintiff then filed a second amended report for one of the experts.

Id. The defendant filed no new objections or a motion to dismiss as to the second amended

–4– report. Id. at 909. The trial court denied the objections and motion to dismiss and the defendant

appealed. Id. at 908. In its appeal, the defendant did not challenge the second amended report.

Id. at 909. In addressing the denial of the motion to dismiss, we held there was nothing for the

Court to review as to the second amended expert report because the defendant did not challenge

that report either in the trial court or on appeal. Id.

In this case, however, during the hearing on Millbrook’s motion to dismiss, the trial court

orally granted an extension for the plaintiff to file an amended report and orally set a date less

than thirty days later to “reconvene this hearing.” (emphasis added). At the second hearing, the

trial court characterized the hearing as a “reprise” of the hearing on the original motion and

Millbrook specifically used its original objections in arguing the deficiencies to Arauco’s

amended expert report, the report at issue in this appeal. Neither counsel objected to any of the

procedures that took place. Both sides discussed the merits of Millbrook’s motion as it related to

the amended report and the curriculum vitae attached to the original report, essentially conflating

the two reports. The trial court ruled on the motion as it related to the amended report. The

order from which Millbrook appeals is the only signed order it obtained on its objections to

plaintiff’s expert report and this appeal challenges Arauco’s amended report. Because Millbrook

specifically challenged the most recent amended expert report both in the trial court and on

appeal, Searcy is inapplicable to the facts of this case.

Edwards also contends Millbrook has no right to appeal the trial court’s ruling because

she was granted an extension of time within which to file an amended report. Interlocutory

appeals are not permitted from orders granting an extension within which to cure a deficient

expert report under chapter 74. See TEX. CIV. PRAC. & REM. CODE ANN. § 51.014(a)(9) (West

2015). In Ogletree v. Matthews, the Texas Supreme Court held that the prohibition on an

interlocutory appeal from orders granting extensions also precludes interlocutory appeals from

–5– refusals to dismiss based on the original deficient report. See Ogletree v. Matthews, 262 S.W.3d

316, 321 (Tex. 2007). Millbrook is not appealing from the trial court’s refusal to dismiss based

on the original deficient report, however. It is appealing from the trial court’s refusal to dismiss

based on the amended report. Ogletree does not apply, and this interlocutory appeal is permitted.

TEX. CIV. PRAC. & REM. CODE ANN. § 51.014(a)(9).

B. Standard of Review

Under chapter 74 of the Texas Civil Practice and Remedies Code, a claimant in a health

care liability suit must serve each defendant health care provider with an expert report no later

than the 120th day after the defendant files his original answer. TEX. CIV. PRAC. & REM. CODE

ANN. § 74.351(a) (West Supp. 2014). A defendant may challenge the adequacy of the report by

filing a motion to dismiss. Id. § 74.351(l). The trial court must grant the motion and dismiss the

claims if, after a hearing, it finds that the report “does not represent an objective good faith effort

to comply with the definition of an expert report” as set forth in the statute. Id. An expert report

by a person not qualified to testify regarding the standard of care does not represent a good faith

effort to comply with the definition of an expert report. See Foster v. Zavala, 214 S.W.3d 106,

116 (Tex. App.—Eastland 2006, pet. denied).

We review the trial court’s ruling on a motion to dismiss under chapter 74 for an abuse of

discretion. See Bowie Mem’l Hosp. v. Wright, 79 S.W.3d 48, 52 (Tex. 2002). A trial court

abuses its discretion if it acts in an arbitrary or unreasonable manner without reference to any

guiding rules or principles. Id. A trial court has no discretion in determining what the law is or

applying the law to the facts. See Walker v. Packer, 827 S.W.2d 833, 840 (Tex. 1992).

Furthermore, a trial court’s resolution of a factual issue is arbitrary and unreasonable if it is

established that only one decision could reasonably be reached and the trial court failed to reach

–6– that decision. See Morrill v. Third Coast Emergency Physicians, P.A., 32 S.W.3d 324, 327 (Tex.

App.—San Antonio 2000, pet. denied).

C. Expert Qualifications

In its second issue, Millbrook contends the trial court abused its discretion by refusing to

dismiss all of Edwards’s claims because Edwards failed to serve it with an expert report by a

qualified physician. A person is qualified to opine on whether a health care provider departed

from the accepted standard of care if he (1) practices health care in a field that involves the same

type of care or treatment as that delivered by the defendant health care provider, (2) knows the

accepted standard of care for health care providers for the diagnosis, care, or treatment of the

illness, injury, or condition at issue, and (3) is qualified on the basis of training or experience to

offer an expert opinion regarding those accepted standards of care. See TEX. CIV. PRAC. & REM.

CODE ANN. § 74.402(b). When determining whether a witness is qualified on the basis of

training or experience, the trial court considers whether the witness is certified by a licensing

agency or has other substantial training or experience and whether he is actively practicing health

care relevant to the claim. Id. § 74.402(c). The analysis of a proffered expert’s qualifications is

limited to an examination of his report and accompanying curriculum vitae. See Hansen v. Starr,

123 S.W.3d 13, 19 (Tex. App.—Dallas 2003, pet. denied). Qualifications cannot be inferred.

See Baylor Coll. of Med. v. Pokluda, 283 S.W.3d 110, 117 (Tex. App.—Houston [14th Dist.]

2009, no pet.). When a physician fails to state in his expert report or affidavit that he has

knowledge of the standard of care applicable to the specific types of health care providers

involved in the claim, or that he has ever worked with or supervised the specific types of health

care providers involved in the claim, the physician is not qualified on the issue of whether the

defendant health care provider departed from the accepted standards of care. See Baylor Med.

Ctr. at Waxahachie v. Wallace, 278 S.W.3d 552, 558 (Tex. App.—Dallas 2009, no pet.).

–7– In this case, there is nothing in Arauco’s curriculum vitae attached to his original report

and nothing in his amended report that demonstrates he has any knowledge, training, or

experience regarding the accepted standard of care applicable to health care providers for the

treatment or care of elderly and infirm patients in a nursing home environment. Indeed, nowhere

in his report does Arauco state that he is familiar with the applicable standard of care. Instead,

Arauco merely states that “institutions” are subject to the general negligence standard.

Edwards argues that “any medical professional would be qualified to opine that carelessly

dropping an elderly patient would expectedly result in broken bones.” The matter at issue,

however, is whether Millbrook, through its employees, failed to comply with the applicable

standard of care. Arauco gives no indication in his report that he has any knowledge of what

specific conduct was required by what type of healthcare provider working for Millbrook to

prevent Cullens from being injured, and nothing in his curriculum vitae demonstrates he has any

skill or experience in an area of health care relevant to Edwards’s claims. There are no specific

facts alleged about how the fall occurred. Edwards had the burden to show that Arauco has

expertise regarding the specific issue before the court. See Broders v. Heise, 924 S.W.2d 148,

152–53 (Tex. 1996). After reviewing the record, we conclude the trial court abused its discretion

by failing to dismiss all of Edwards’s claims. We resolve Millbrook’s second issue in its favor.

D. Attorney’s Fees and Court Costs

In its fourth issue, Millbrook contends that it is entitled to recover its attorney’s fees and

costs and requests that we remand this cause to the trial court to allow it to determine the amount

of the award. An award of fees and costs to the defendant health care provider is mandatory

when a plaintiff fails to file a sufficient expert report within the time allowed. See TEX. CIV.

PRAC. & REM. CODE ANN. § 74.351(b)(1). Edwards argues that Millbrook is not entitled to

recover its attorney’s fees and costs because, although it requested such an award, it put on no

–8– evidence in the trial court of the proper amount. Because the trial court denied Millbrook’s

motion to dismiss, however, it denied Millbrook the relief that would have entitled it to an award

of fees and costs under chapter 74. Having determined the trial court abused its discretion in

denying Millbrook’s motion, we conclude the proper course is to remand the cause to the trial

court for a determination of the proper award of attorney’s fees and costs. See Covenant Health

Sys. v. Barnett, 342 S.W.3d 226, 234 (Tex. App.—Amarillo 2011, no pet.); see also Bioderm

Skin Care, LLC v. Sok, 426 S.W.3d 753, 763 (Tex. 2014). We resolve Millbrook’s fourth issue

in its favor. Because of our resolution of Millbrook’s second and fourth issues, it is unnecessary

for us to address Millbrook’s remaining issues.

III. CONCLUSION

Based on the foregoing, we reverse the trial court’s order to the extent it denies

Millbrook’s motion to dismiss and remand the cause for the limited purposes of determining

Millbrook’s reasonably incurred attorney’s fees and costs and entry of an order dismissing with

prejudice Edwards’s claims against Millbrook.

/David Evans/ DAVID EVANS 140202F.P05 JUSTICE

–9– S Court of Appeals Fifth District of Texas at Dallas JUDGMENT

MILLBROOK HEALTHCARE AND On Appeal from the 14th Judicial District REHABILITATION CENTER, Appellant Court, Dallas County, Texas Trial Court Cause No. DC-13-07856-A No. 05-14-00202-CV V. Opinion delivered by Justice Evans. Justices Bridges and Lang participating. SHAUNDRA EDWARDS, ON BEHALF OF THE ESTATE OF GEORGIA CULLENS, Appellee

In accordance with this Court’s opinion of this date, the order of the trial court is AFFIRMED in part and REVERSED in part. We REVERSE that portion of the trial court's order denying the motion to dismiss filed by Millbrook Healthcare and Rehabilitation Center. In all other respects, the trial court's order is AFFIRMED. We REMAND this cause to the trial court for the limited purposes of determining Millbrook Healthcare and Rehabilitation Center’s reasonably incurred attorney’s fees and costs of court and entry of an order dismissing with prejudice Shaundra Edwards’s claims against Millbrook Healthcare and Rehabilitation Center. It is ORDERED that appellant Millbrook Healthcare and Rehabilitation Center recover its costs of this appeal from appellee Shaundra Edwards, on behalf of the estate of Georgia Cullens.

Judgment entered this 11th day of February, 2015.

–10–