Michael S. Gorbey v. United States

CourtCourt of Appeals for the D.C. Circuit
DecidedJuly 7, 2020
Docket18-5375
StatusPublished

This text of Michael S. Gorbey v. United States (Michael S. Gorbey v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Michael S. Gorbey v. United States, (D.C. Cir. 2020).

Opinion

United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT

Argued May 15, 2020 Decided July 7, 2020

No. 18-5331

JEREMY PINSON, APPELLANT

v.

UNITED STATES DEPARTMENT OF JUSTICE, ET AL., APPELLEES

Appeal from the United States District Court for the District of Columbia (No. 1:18-cv-00486)

Anthony F. Shelley, appointed by the court, argued the cause as amicus curiae in support of appellant. With him on the briefs was Dawn E. Murphy-Johnson, appointed by the court.

Peter C. Pfaffenroth, Assistant U.S. Attorney, argued the cause for appellees. With him on the brief was R. Craig Lawrence, Assistant U.S. Attorney. 2 _____

No. 18-5375

MICHAEL S. GORBEY, APPELLANT

UNITED STATES OF AMERICA, APPELLEE

Appeal from the United States District Court for the District of Columbia (No. 1:18-cv-02672)

Anthony F. Shelley, appointed by the court, argued the cause as amicus curiae in support of appellant. With him on the briefs was Dawn E. Murphy-Johnson, appointed by the court.

Michael S. Gorbey, pro se, filed the briefs for appellant.

Peter C. Pfaffenroth, Assistant U.S. Attorney, argued the cause for appellees. With him on the brief was R. Craig Lawrence, Assistant U.S. Attorney.

Before: TATEL and RAO, Circuit Judges, and SENTELLE, Senior Circuit Judge.

Opinion for the Court filed by Circuit Judge TATEL.

TATEL, Circuit Judge: Under the Prison Litigation Reform Act’s (PLRA) three-strikes rule, indigent prisoners who have 3 had three or more actions dismissed as “frivolous, malicious, or [for] fail[ure] to state a claim” may not “bring a civil action or appeal a judgment” in forma pauperis (IFP). 28 U.S.C. § 1915(g). This rule, however, has an important exception: three-strike prisoners may proceed IFP if they are “under imminent danger of serious physical injury.” Id. In these two related cases, Michael Gorbey and Jeremy Pinson, both incarcerated three-strikers, seek to bring their appeals IFP on the ground that they face imminent danger. In the alternative, Pinson contends that she should be permitted to proceed IFP because, as applied to her appeal, the three-strikes rule is unconstitutional. The government opposes the prisoners’ requests, arguing that neither Gorbey nor Pinson faced imminent danger at the relevant time and that, even if they did, their underlying claims are unrelated to the dangers they purportedly faced. The government also insists that the three- strikes rule poses no constitutional difficulties.

We reject the prisoners’ requests. As explained below, to proceed under the exception, three-strike prisoners must show an imminent danger at the time of their appeal and a nexus between that danger and their underlying claims. Gorbey has failed to demonstrate a nexus between the danger he faced and the claims he brought, and Pinson has failed to show that she faced imminent danger at the time she noticed her appeal. As for Pinson’s alternative argument, even assuming that some prisoners can make out viable as-applied constitutional challenges to the three-strikes rule, Pinson has failed to do so.

I.

Generally, all litigants, including incarcerated litigants, must pay prescribed filing fees to pursue civil actions in federal courts. Id. § 1914(a). Courts, however, have broad authority to 4 waive such fees for indigent litigants who qualify to proceed IFP. Id. § 1915(a).

In the 1990s, “Congress . . . concluded that prisoner litigants were abusing the [federal IFP] statute by flooding the courts with meritless claims.” Chandler v. District of Columbia Department of Corrections, 145 F.3d 1355, 1356 (D.C. Cir. 1998). It responded by passing the PLRA, which “enacted a variety of reforms designed to filter out the bad [prisoner] claims and facilitate consideration of the good.” Jones v. Bock, 549 U.S. 199, 204 (2007).

To that end, the PLRA “established new standards for the grant of IFP status to prisoners.” Chandler, 145 F.3d at 1356. The statute requires incarcerated litigants, including indigent ones, “to pay the full amount of [the] filing fees.” 28 U.S.C. § 1915(b)(1). Those who qualify for IFP status may pay such fees in installments over time. Id. § 1915(b)(2). But under the so-called three-strikes rule, certain repeat prisoner-litigants are precluded from proceeding IFP at all:

In no event shall a prisoner bring a civil action or appeal a judgment in a civil action or proceeding under this section if the prisoner has, on 3 or more prior occasions, while incarcerated or detained in any facility, brought an action or appeal in a court of the United States that was dismissed on the grounds that it is frivolous, malicious, or fails to state a claim upon which relief may be granted, unless the prisoner is under imminent danger of serious physical injury.

Id. § 1915(g). To pursue federal actions, then, three-strike prisoners must pay filing fees up front and in full, rather than in installments over time. Central to this case, however, the 5 final clause of section 1915(g) creates a limited exception to this rule: even three-strike prisoners may proceed IFP—i.e., they may pay filing fees in installments—if they are “under imminent danger of serious physical injury.” Id.

Here, both Gorbey and Pinson are three-strikers—that is, both have had three or more actions dismissed as “frivolous, malicious, or [for] fail[ure] to state a claim” and, consequently, are barred from proceeding IFP “unless [they are] under imminent danger of serious physical injury.” Id. Each now seeks leave to proceed IFP on the ground that he (Gorbey) or she (Pinson) falls within the imminent-danger exception. Their requests raise similar legal issues regarding the exception’s scope—whether to qualify under the exception on appeal prisoners must (1) show that they faced imminent danger at the time of filing their appeals, and (2) demonstrate a nexus between the harms they allege and the claims they bring. We appointed Anthony F. Shelley as amicus to present legal arguments on behalf of the prisoners—a role he has fulfilled admirably—and now resolve both cases together. We address the statute’s general requirements before turning to the specifics of each prisoner’s request.

II.

On the first question, amicus and the government agree that prisoner-litigants must show that they faced imminent danger when they noticed their appeals. We too agree.

In Asemani v. United States Citizenship & Immigration Services, 797 F.3d 1069 (D.C. Cir. 2015), we explained that the “PLRA’s three-strikes rule applies with equal force to ‘a prisoner bring[ing] a[n] . . . appeal,’” meaning prisoner- litigants “cannot proceed IFP unless [they] demonstrate[] that [they are] ‘under imminent danger of serious physical injury.’” Id. at 1073 (first two alterations in original) (quoting 28 U.S.C. 6 § 1915(g)). There, we had no need to decide whether, in “determin[ing] the applicability of the imminent danger exception on appeal, . . . the relevant conditions are those at the time of bringing the action in district court or instead those at the time of bringing the appeal,” given that the prisoner-litigant in that case had failed to make the requisite showing at either stage. Id. at 1075.

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Michael S. Gorbey v. United States, Counsel Stack Legal Research, https://law.counselstack.com/opinion/michael-s-gorbey-v-united-states-cadc-2020.