Michael Halliburton v. Blake Ballin

CourtCourt of Appeals of Tennessee
DecidedSeptember 23, 2022
DocketW2022-01208-COA-T10B-CV
StatusPublished

This text of Michael Halliburton v. Blake Ballin (Michael Halliburton v. Blake Ballin) is published on Counsel Stack Legal Research, covering Court of Appeals of Tennessee primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Michael Halliburton v. Blake Ballin, (Tenn. Ct. App. 2022).

Opinion

09/23/2022 IN THE COURT OF APPEALS OF TENNESSEE AT JACKSON Assigned on Briefs September 2, 2022

MICHAEL HALLIBURTON v. BLAKE BALLIN, ET AL.

Appeal from the Circuit Court for Shelby County No. CT-2948-20 Gina C. Higgins, Judge ___________________________________

No. W2022-01208-COA-T10B-CV ___________________________________

This is an accelerated interlocutory appeal from the denial of motions for recusal of the trial judge. Having carefully reviewed the record provided by the appellant, we affirm the decision of the trial court denying the motions.

Tenn. S. Ct. R. 10B Interlocutory Appeal as of Right; Judgment of the Circuit Court Affirmed and Remanded

CARMA DENNIS MCGEE, J., delivered the opinion of the court, in which D. MICHAEL SWINEY, C.J., and JEFFREY USMAN, J., joined.

Michael Cory Halliburton, Hartsville, Tennessee, pro se.

Jeffrey E. Nicoson, Memphis, Tennessee, for the appellees, Blake Daniel Ballin and Ballin, Ballin & Fishman PC.

OPINION

I. FACTS & PROCEDURAL HISTORY

This suit was filed by a pro se incarcerated plaintiff, Michael Halliburton, against his former counsel. The record provided to this Court by Mr. Halliburton is extremely limited and only contains selected documents filed by Mr. Halliburton in the trial court, with no transcript of any hearing or order entered by the court aside from the order in which the trial judge declined to recuse herself.1

1 In expedited interlocutory appeals under Rule 10B, the only record the appellate court generally has is the record provided by the appellant with his or her petition. Trigg v. Trigg, No. E2016-00695-COA- T10B-CV, 2016 WL 1730211, at *2 (Tenn. Ct. App. Apr. 27, 2016). Rule 10B requires the appellant’s petition to “be accompanied by a copy of the motion and all supporting documents filed in the trial court, a It appears that, in 2020, the defendants filed a motion for judgment on the pleadings and Mr. Halliburton filed a motion to hold the case in abeyance. The record before us contains a few pages from a “Motion for Judicial Disqualification,” in which Mr. Halliburton subsequently requested that Judge Gina Higgins recuse herself. The motion is not stamped as filed,2 but it states that Mr. Halliburton placed it in the prison mail system for mailing on July 13, 2021. The motion in the record only contains pages “1 of 5,” “3 of 5,” and “5 of 5.” Within those three pages, Mr. Halliburton asserted that Judge Higgins had engaged in conduct prejudicial to him as a result of bias. First, he claimed that during a hearing on November 19, 2020, Judge Higgins had “referred to the Plaintiff as the ‘elephant in the room’ solely because he was appearing pro se.” Next, Mr. Halliburton asserted that during a hearing on his motion to hold the case in abeyance and the defendants’ motion to dismiss on July 6, 2021, he brought to the attention of the court that he had mailed an answer to a supplemental memorandum filed by the defendants and was told that it had not been filed with the court. He claimed that Judge Higgins had proceeded with the hearing anyway, which was “by definition impartial” when he did not have his documents before the court but the opposing party did. Mr. Halliburton contended that Judge Higgins had “dismissed the documents as without merit before Plaintiff’s documents were before the Court,” indicating that they were “irrelevant to her decision-making process.”

The recusal motion was not supported by an affidavit, nor did it state that it was not being presented for any improper purpose, as required by Tennessee Supreme Court Rule 10B.3 The record contains a “Reply” filed by Mr. Halliburton, which indicates that the

copy of the trial court’s order or opinion ruling on the motion, and a copy of any other parts of the trial court record necessary for determination of the appeal.” Tenn. Sup. Ct. R. 10B, § 2.03. 2 When an appellant fails to provide this Court with file-stamped copies, “‘we cannot conclusively determine that the copies provided by [the appellant] as part of the record for our review are copies of the actual documents filed by [him] in the trial court.’” Xingkui Guo v. Rogers, No. M2020-01321-COA-T10B- CV, 2020 WL 6781244, at *2 n.2 (Tenn. Ct. App. Nov. 18, 2020) (quoting Smith v. Daniel, No. M2019- 02083-COA-T10B-CV, 2019 WL 6825976, at *1 n.1 (Tenn. Ct. App. Dec. 13, 2019)). This Court has, on occasion, given the appellant the benefit of the doubt and treated the documents as those filed in the trial court. See id. We will do the same here. However, we have also cautioned litigants that we may not do the same in other appeals. See Smith, 2019 WL 6825976, at *1 n.1. 3 As stated in Rule 10B, a recusal motion “shall be supported by an affidavit under oath or a declaration under penalty of perjury on personal knowledge and by other appropriate materials.” Tenn. Sup. Ct. R. 10B, § 1.01. “When a petitioner fails to support a motion with this mandatory affidavit or declaration under penalty of perjury, we have repeatedly held that the request for recusal was waived.” Moncier v. Wheeler, No. E2020-00943-COA-T10B-CV, 2020 WL 4343336, at *3 (Tenn. Ct. App. July 28, 2020) (citing cases). The recusal motion must also “affirmatively state that it is not being presented for any improper purpose, such as to harass or to cause unnecessary delay or needless increase in the cost of litigation.” Tenn. Sup. Ct. R. 10B, § 1.01. Failure to include this affirmative statement can also lead to waiver of a recusal request on appeal. Hastings v. Hastings, No. W2020-00989-COA-T10B-CV, 2020 WL 4556831, at *2 (Tenn. Ct. App. Aug. 6, 2020); see, e.g., Tarver v. Tarver, No. W2022-00343-COA-T10B- CV, 2022 WL 1115016, at *3 (Tenn. Ct. App. Apr. 14, 2022) (“Petitioner’s first motion failed to comply -2- defendants had filed a response to the motion for recusal, although the defendants’ response is not in the record. In his Reply, Mr. Halliburton acknowledged the defendants’ argument that his recusal motion failed to meet the “filing requirements” for a motion for recusal. Mr. Halliburton conceded that he “erred in not making a statement in his motion that he was not filing to cause undue delay[.]” He suggested that he could easily correct the error by refiling the recusal motion if necessary. He claimed that he “did make a sworn statement” in his motion for recusal, apparently in reference to the fact that the motion concluded by stating: “The above is true to the best of my knowledge, information and belief.” As for the merits of his motion, Mr. Halliburton maintained that Judge Higgins had indicated bias by referring to “a party to the suit as an animal[.]” Regarding his missing filing, Mr. Halliburton said, “It may be that the judge said that she would read Plaintiff’s brief[.]” Still, he said the problem was that his opponent’s brief was read prior to the hearing when his was not. Mr. Halliburton said it appeared that another brief he mailed might not have been filed by the court clerk either, but, he added, he had “no control over the prison’s mail room[.]”

The original recusal motion went unresolved for several months. The defendants apparently filed a motion requesting that the court resolve the outstanding request for recusal because, although the defendants’ motion does not appear in the record before us, the record does contain Mr. Halliburton’s response in opposition. Mr. Halliburton contended that the trial court should “do[] nothing until my federal habeas petition is fully and completely adjudicated and exhausted in the federal courts.” He claimed that Judge Higgins had “set the case in de facto abeyance,” as he had previously requested. Mr. Halliburton argued that a hearing prior to resolution of his habeas petition would serve no purpose.

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Bluebook (online)
Michael Halliburton v. Blake Ballin, Counsel Stack Legal Research, https://law.counselstack.com/opinion/michael-halliburton-v-blake-ballin-tennctapp-2022.