Michael Ellis, Appellees/cross-Appellants v. District of Columbia, Appellants/cross-Appellees

84 F.3d 1413, 318 U.S. App. D.C. 39, 1996 U.S. App. LEXIS 12308, 1996 WL 277347
CourtCourt of Appeals for the D.C. Circuit
DecidedMay 28, 1996
Docket95-7090, 95-7109
StatusPublished
Cited by120 cases

This text of 84 F.3d 1413 (Michael Ellis, Appellees/cross-Appellants v. District of Columbia, Appellants/cross-Appellees) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Michael Ellis, Appellees/cross-Appellants v. District of Columbia, Appellants/cross-Appellees, 84 F.3d 1413, 318 U.S. App. D.C. 39, 1996 U.S. App. LEXIS 12308, 1996 WL 277347 (D.C. Cir. 1996).

Opinions

Opinion for the Court filed by Circuit Judge RANDOLPH.

Opinion concurring in part and dissenting in part filed by Circuit Judge TATEL.

RANDOLPH, Circuit Judge:

In this class action by prisoners and former prisoners of the District of Columbia, brought under 42 U.S.C. § 1983, the district [1415]*1415court ruled that the Due Process Clause of the Fifth Amendment required the District of Columbia Board of Parole to hold parole hearings far enough in advance of prisoners’ parole eligibility dates so that prisoners may be released on that date if the Board’s decisions are in favor of parole; to provide certain material to prisoners to assist them in understanding the Board’s parole decisions in their cases; and, with respect to parole revocations, to offer prompt “preliminary hearings” after parole warrants are executed and to provide parole revocation hearings no more than 90 days thereafter. This is an appeal from the permanent injunction issued to enforce the court’s ruling.

I

We will deal first with the district court’s judgment that some, but not all, prisoners have a due process liberty interest in parole, an interest protected by the procedural rules imposed in the court’s order concerning the Board’s parole eligibility determinations.

A

Because the Constitution itself does not create any liberty interest in parole (see Greenholtz v. Nebraska Penal Inmates, 442 U.S. 1, 7, 99 S.Ct. 2100, 2103-04, 60 L.Ed.2d 668 (1979)), such an interest must emanate from state law, or in this case, District of Columbia law. The statutory law of parole, contained in the District of Columbia Code, is as follows:

Whenever it shall appear to the Board of Parole that there is a reasonable probability that a prisoner will live and remain at liberty without violating the law, that his release is not incompatible with the welfare of society, and that he has served the minimum sentence ... the Board may authorize his release on parole.

D.C.Code § 24-204(a). We held in Price v. Barry, 58 F.3d 369 (D.C.Cir.1995) (per cu-riam), that this statute created “no ‘expectancy of release’ entitling a prisoner to due process protections.” Id. at 371. Our reasoning was straightforward and rested on the language of § 24-204(a): even if a prisoner established everything the statute required, the Board of Parole still had discretion to deny parole. Yet state laws may only give rise “to a constitutionally protected liberty interest if they contain substantive limitations on official discretion, embodied in mandatory statutory or regulatory language.” Id. at 370.

While plaintiffs thus cannot establish a liberty interest stemming from the District’s parole statute, they say one may be derived from parole regulations the Board adopted in 1987 pursuant to its authority “to establish rules and regulations for its procedure.” D.C.Code § 24-201a (1987), superseded by D.C.Code §§ 24-204.1-.3. Like the statute, the regulations state that the Board may “release a prisoner on parole in its discretion” after the prisoner has served one-third of his sentence, provided that the prisoner substantially complied with prison rules, there was a reasonable probability the prisoner would not violate the law upon release, and releasing the prisoner would not be “incompatible with the welfare of society.” D.C.Mun.Regs. tit. 28, § 200.1.1

The regulations establish a scoring system to guide the Board’s parole decisions. § 204.1. Each parole candidate is assigned a “Salient Factor Score” to assist in determining the risk of releasing the prisoner. As the regulations put it, the “SFS” serves as “one of the factors used in calculating parole eligibility pursuant to the provisions of this section.” § 204.2. To calculate the SFS, the [1416]*1416Board assigns a numerical value for each of six categories:

• Prior convictions and adjudications (ranging from 0-3),
• Prior commitments of more than thirty days (0-2),
• Age at the time of the commission of the current offense (0-2),
• Recent commitment-free period (0-1),
• Status of the prisoner at the time of commission of the current offense (0-1), and
• History of heroin or opiate dependence (0-1).

§ 204.4; App. 2-1, at 2-31 to -32. These categories and the determinants of the numerical values are described in detail in §§ 204.5-.16. The numerical values assigned to these six categories are added to determine the SFS, which can range from 0-10. App. 2-1, at 2-31 to -32. Prisoners with an SFS of 9-10 are regarded as low risk; those with scores of 6-8 are regarded as fair risk; those with scores of 4-5 are regarded as moderate risk; and those with scores of 0-3 are regarded as high risk. § 204.17; App. 2-1, at 2-32.

The Board modifies a prisoner’s risk category by adding or subtracting points for pre- and post-incarceration factors. Points are added if:

• The prisoner’s current conviction involved violence against a person, the use of a dangerous weapon, or drug distribution; or if the prisoner has two or more previous convictions for these types of crimes; or
• The prisoner has committed serious disciplinary infractions.

§ 204.18(a)-(h); App. 2-1, at 2-32 to -34. A point is subtracted if the inmate has demonstrated sustained achievement in prison programs, industries or work assignments. § 204.18(i); App. 2-1, at 2-33 to -34. Application of these pre- and post-incarceration factors to the prisoner’s risk category yields the “total point score,” which can range from 0-5. §§ 204.19-.20; App. 2-1, at 2-34. In initial parole hearings, the regulations state that adults with total point scores of 0-2 and youth offenders with a total point score of 0 “shall be granted” parole; adults with total points scores of 3-5 and youth offenders with total point scores of 1-5 “shall be denied” parole. §§ 204.19-20; App. 2-1, at 2-34, 2-36. In later parole hearings, the Board begins with the total point score from the previous hearing and either adds or subtracts one point depending upon whether the inmate’s institutional adjustment was negative or positive. Adult and youth offenders with point scores of 0-3 “shall be granted” parole; adult and youth offenders with point scores of 4-5 “shall be denied” parole. § 204.21; App. 2-2, at 2-37.

The regulations permit the Board to deviate from the outcome suggested by the total point score “in unusual circumstances.” § 204.22.2 Appendix 2-1 lists six reasons for denying parole despite a low total point score:

• Repeated failure under parole supervision,
• Current offense involves on-going criminal behavior,

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84 F.3d 1413, 318 U.S. App. D.C. 39, 1996 U.S. App. LEXIS 12308, 1996 WL 277347, Counsel Stack Legal Research, https://law.counselstack.com/opinion/michael-ellis-appelleescross-appellants-v-district-of-columbia-cadc-1996.