Michael C. v. Super. Ct. CA4/1

• Court: California Court of Appeal
• Decided: August 7, 2013
• Docket: D063863
• Status: Unpublished

Opinion

Filed 8/7/13 Michael C. v. Super. Ct. CA4/1 NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

COURT OF APPEAL, FOURTH APPELLATE DISTRICT

DIVISION ONE

STATE OF CALIFORNIA

MICHAEL C., D063863

Petitioner, (Imperial County Super. Ct. Nos. JJP02368 & JJP02369) v.

THE SUPERIOR COURT OF IMPERIAL COUNTY,

Respondent;

IMPERIAL COUNTY DEPARTMENT OF SOCIAL SERVICES et al.,

Real Parties in Interest.

PROCEEDINGS for extraordinary relief after reference to a Welfare and

Institutions Code section 366.261 hearing. Jeffrey B. Jones, Judge. Petition denied;

request for stay denied.

Childers & Associates and Ryan D. Childers for Petitioner.

1 Statutory references are to the Welfare and Institutions Code. Michael L. Rood, County Counsel, Geoffrey P. Holbrook and Haislip W. Hayes II,

Deputy County Counsel, for Real Party in Interest Imperial County Department of Social

Services.

Ann Cameron Hadridge for Real Parties in Interest David H. and E.R., Minors.

Michael C. seeks writ review of orders terminating his reunification services

regarding his sons, David H. and E.R., and referring the matter to a section 366.26

hearing. Michael contends the doctrine of collateral estoppel precludes the Imperial

County Department of Social Services (the Department) from relying as the factual basis

for subsequent petitions on allegations that he subjected E.R. to sexual abuse. We deny

the petition.

FACTUAL AND PROCEDURAL BACKGROUND

In December 2010, seven-year-old David and six-year-old E.R. were taken into

protective custody. The Department petitioned on behalf of the two children under

section 300, subdivision (b), alleging they were at substantial risk because of Michael's

use of methamphetamine. The petitions also alleged law enforcement officers had seized

journals written by Michael in which he described how he had forced and was planning

to force E.R. to engage in sex acts with a male prostitute named Hector and with other

people. The petitions further alleged pornographic movies and magazines were in the

home within the children's reach; Michael had been arrested for indecent exposure; blood

stains were discovered on the bedding of E.R.'s bed; and E.R. said that after school each

day he and David each separately showered with Michael.

2 The petition regarding E.R. also alleged under section 300, subdivision (b), that he

was at substantial risk of harm because Michael had sexually molested him. It further

alleged under section 300, subdivision (d), that Michael had sexually abused him; and

under section 300, subdivision (i), that Michael had subjected him to acts of cruelty. The

petition regarding David alleged under section 300, subdivision (j), that he was at

substantial risk because of Michael's abuse of E.R.2 The children were detained out of

the home.

The social worker reported Michael said the writings in his journals were only

fantasies and he had not had either of the children engage in sexual encounters with

himself or anyone else. He said writing about his fantasies was a way of satisfying his

urges and thoughts. David and E.R. were interviewed at the Chadwick Center, but

neither boy disclosed any information about the allegations.

Psychologist Beatriz Heller diagnosed Michael with pedophilia and said he was

sexually attracted to males. She noted, "While it may be true he has not actually engaged

in sexual activity with his children or other children, including exhibitionism and

voyeurism, without intensive intervention, he is considered to remain at high risk for

recidivism in light of his disavowal of having problems that need treatment, low level of

2 The petitions specifically alleged Michael admitted using methamphetamine and prostitutes frequented the home while the children were there. The journals Michael admitted writing included such statements as E.R. needs to "learn to suck cock," and needs to be taken "to a truck stop so [E.R.] can suck their cocks and they can fuck him in the asshole." Michael wrote he would "sell E.R.'s asshole to these truckers"; Hector needs to "go to E.R.'s room . . . [and] suck his dick"; and Hector is going to "have sex with David and [a neighbor's child]." 3 accountability for his actions and history of behavioral control problems." Psychiatrist

Alvaro Camacho provided a psychiatric evaluation. His diagnoses included

"Amphetamine Dependence in Partial Remission[,] Consider Mood disorder . . . [,]

Consider Impulse Control Disorder [and] Consider Pedophilia." He recommended the

children not live with Michael at that time. On May 13, 2011, a urine test of Michael was

negative for all substances and a hair follicle test was positive for methamphetamine.

At the jurisdictional hearing on July 19, 2011, the court found both children were

at substantial risk of serious harm under section 300, subdivisions (b) and (d), and David

was at risk under section 300, subdivision (j). It found Michael had admitted using drugs

in the home, had written about sexual abuse of E.R. and had been arrested for

masturbating in public. The court also found pornographic movies and magazines had

been found in the home. It did not find true the allegations that Michael had sexually

molested E.R. or that he had subjected him to cruelty.

Subsequently, in August 2011 the court-appointed special advocate (CASA) for

the children reported E.R. told her Hector would come to his room and put his "pee in his

mouth" and that "my daddy was next to Hector when he did that." E.R. also said Hector

touched his private parts. David said E.R. had told him about this activity.

Michael was evaluated by psychologist Clark Clipson in November 2011. Dr.

Clipson reported Michael did not demonstrate evidence of deviant sexual interest,

including pedophilia. Dr. Clipson based his conclusion on the fact Michael did not report

sexual interest in pubescent children or demonstrate such interest on a measure of sexual

4 interest, and he had not written about sexual fantasies involving a child for a longer time

period than six months.

In December 2011, the Department petitioned under section 388 requesting the

court deny Michael visitation. The children's therapist said the children reported seeing

Michael perform fellatio on Hector, that Hector had put his penis in E.R.'s mouth and

Michael had had them watch pornographic movies.

At the disposition hearing in December 2011, the court found there had not been

clear and convincing evidence presented to show Michael has a mental disability making

him incapable of benefitting from reunification services under section 361.5, subdivision

(b)(2). It noted, although the children's therapist recommended Michael not visit the

children, that position was based on an assumption the children had been sexually

abused, but the court had found only that Michael had failed to supervise them properly

and they were at risk of sexual abuse under section 300, subdivisions (b) and (d), and

David was at risk under section 300, subdivision (j). The court removed the children

from Michael's custody and ordered reunification services. It ordered reasonable

visitation supervised or arranged by the Department.

In July 2012, the CASA reported the children had disclosed that Hector had

sexually abused E.R. while Michael watched. She reported they also said Michael had

had them observe while he and Hector performed sexual acts, and there were pictures on

the home computer of E.R. with penises in his mouth. The CASA reported E.R.

disclosed he did not like it when "Hector would put his pee pee[] in my butt." David said

his daddy would say "Hector's pee was hard and strong and E.R. needed to learn." The

5 foster parents reported that after the boys began having visits with Michael, they became

defiant, did not listen and E.R. began stealing. The CASA and the boys' therapist also

reported a deterioration in the boys' behavior and school work when visits were

expanded. David said he wanted to live with Michael. E.R. said he wanted to continue

to live in the foster home, but did not want to make David angry.

Michael participated in the services of his case plan, and his therapist

recommended he be reunited with the children. The therapist had been treating Michael

for drug and alcohol problems, but Michael had not admitted pedophilic behavior, so he

had not treated him for that disorder. At the review hearing on July 26, 2012, the court

found Michael had been making substantial progress and continued the children as

dependent children, continued services for an additional six months and expanded

visitation.

Based on the court's order for expanded visits and a recommendation by the family

therapist, the Department arranged two overnight visits. Before the visits, the social

worker informed Michael he must not sleep in the same bed with the children. However,

after the second overnight visit, the children disclosed they had slept with Michael, and

he had scrubbed their bodies in a shower while they were wearing swim trunks. The

court ordered suspension of overnight visits.

In November 2012, the Department filed subsequent petitions under section 342,

alleging as new facts or circumstances that E.R. actually had been molested by Hector in

Michael's presence and E.R. had drawn pictures for his therapist depicting this; Michael

had slept in the same bed with the boys during overnight visits although instructed not to

6 do so and, during the visits, he had showered them and scrubbed their bodies except their

private parts while they wore swim trunks. The petitions also alleged E.R. had disclosed

he does not feel safe with Michael because Michael would hit him and Michael was "ok

when Hector put his peanut (penis) in my mouth." The court ordered Michael to undergo

a forensic psychiatric assessment.

In February 2013, at the Department's request, the court suspended visits since the

visitation center refused to allow future visits because of safety concerns, and reports

showed visits were interfering with therapy, the children acted out after visits, and

David's school work and behavior had deteriorated. Subsequently, the social worker said

that after suspension of visitation, the boys' teachers and foster parents reported

significant positive changes in the children.

The psychiatrist who performed a psychiatric assessment of Michael diagnosed

him with bipolar affective disorder and pedophilia, nonexclusive type, and said although

Michael's most glaring behavior had occurred during amphetamine intoxication, he also

apparently engaged in inappropriate behavior of a sexual nature when sober.

At the jurisdictional hearing on the section 342 petitions in March 2013, after

considering the documentary evidence and testimony by the social worker, the CASA,

Dr. Clipson and E.R., the court denied Michael's request to strike allegations from the

supplemental petitions regarding actual sexual abuse. It found the allegations of the

petitions to be true. It specifically found E.R. had oral sex with Hector in Michael's

presence, and Michael watched the activity for his own gratification, and, after being

instructed not to do so, Michael slept in the same bed with the children and showered

7 them, and there was a sexual component to these activities. It found Michael did not

protect E.R. from Hector and there is a substantial risk of future abuse. It further found

Michael is a pedophile.

At the dispositional hearing on April 16, 2013, the court continued the children as

dependents of the court. It found further reunification services would not be provided

under section 361.5, subdivision (b)(6) (severe sexual abuse) and referred the matter for a

section 366.26 hearing.

Michael petitioned for review of the court's orders. (§ 366.26, subd. (l); Cal. Rules

of Court, rule 8.452.) This court issued an order to show cause, the Agency responded

and the parties waived oral argument.

DISCUSSION

Michael contends the doctrine of collateral estoppel precluded the Department

from relying on allegations that he subjected E.R. to sexual abuse as the factual basis for

the subsequent section 342 petitions. He argues the sexual abuse allegations were

litigated at the July 19, 2011 jurisdictional hearing and must be stricken from the

petitions.

A. Legal Principles

Under California law, the collateral estoppel doctrine bars relitigation of an issue

decided in a previous proceeding when three elements are established: "(1) the issue

necessarily decided in the previous suit is identical to the issue sought to be relitigated;

(2) there was a final judgment on the merits of the previous suit; and (3) the party against

whom the plea is asserted was a party, or in privity with a party, to the previous suit."

8 (Producers Dairy Delivery Co. v. Sentry Ins. Co. (1986) 41 Cal.3d 903, 910; see Lucido

v. Superior Court (1990) 51 Cal.3d 335, 341; In re Joshua J. (1995) 39 Cal.App.4th 984,

993 (Joshua J.).) The doctrine "is grounded on the premise that 'once an issue has been

resolved in a prior proceeding, there is no further factfinding function to be performed.' "

(Murray v. Alaska Airlines, Inc. (2010) 50 Cal.4th 860, 864.)

Collateral estoppel " ' "is not an inflexible, universally applicable principle; policy

considerations may limit its use where the . . . underpinnings of the doctrine are

outweighed by other factors." ' [Citations.]" (Vandenberg v. Superior Court (1999) 21

Cal.4th 815, 829.)

Because children may at first be reluctant to talk about abuse they have endured,

application of the doctrine of collateral estoppel in juvenile dependency cases involving

child sexual abuse may be particularly inappropriate. As the reviewing court stated in In

re Jessica C. (2001) 93 Cal.App.4th 1027, 1039-1040 (Jessica C.),

"Because victims of child molestation may not make complete disclosures of the extent of abuse initially, it would be too broad an application of collateral estoppel to hold that further disclosures could not be the subject of some sort of jurisdictional hearing. To do so would be to penalize children who are too shy or reticent to disclose the full extent of their sexual abuse prior to the initial dependency petition. In effect, the damage done to the victim would be compounded by a wrong perpetrated by the molester- -the invariable warning to the child not to tell."

B. Application

The court did not err by considering new evidence of the sexual abuse of E.R. in

the subsequent petition. Before the hearings on the original petitions, the children had

not disclosed being sexually abused. But subsequently, extensive new evidence was

9 brought forward after the children had been away from Michael for a time and began to

talk to the CASA, their therapist and the social worker about what had been going on in

Here, as in Jessica C., the children disclosed much more during the dependency

period than they had revealed before the jurisdiction hearing on the original petitions.

Both boys told of how Hector had abused E.R. and that Michael had been present during

the molestation and observed the activity. E.R. drew a picture of how he had been

abused while Michael watched, and E.R. wrote about it for his therapist. David said E.R.

told him of the molestation he had endured when Michael took him into a separate room

with Hector. E.R. testified at the hearing on the section 342 petition that the events he

had depicted in the drawing actually had occurred and that Michael was present during

the molestation.

The issues decided at the jurisdictional hearing on the original petitions and the

jurisdictional hearing on the subsequent petitions were not identical. The subsequent

disclosures were not mere reiterations of what was alleged in the original petitions, but,

along with evidence of Michael sleeping with the boys and washing them in the shower

during overnight visits, constituted new evidence of abuse other than what had been

previously litigated. The original petition involved the risk to the children from

Michael's drug use, pornography in the home and Michael's writings of sexual fantasies

in his journal. Evidence was not presented at the earlier hearing that David or E.R. had

reported inappropriate touching or that Michael had acted out the fantasies in his journal.

10 The court did not err by determining that the principle of collateral estoppel did not

preclude litigation of the issue of actual sexual abuse alleged in the subsequent petitions.

Michael's reliance on Joshua J. is misplaced. In that case, the father had admitted

molesting his son, Justin, in 1987. Several years later, the social services agency

petitioned on behalf of a younger sibling, Joshua, based on the conduct alleged in the

earlier petition. The court held the father could not relitigate the issue of his abuse of

Justin because the issue had been decided in the earlier hearing. (Joshua J., supra, 39

Cal.App.4th at p. 993.) Here, the issues of the original and subsequent petitions were not

the same. The issues of actual sexual abuse and whether Michael had been present

during the abuse were not litigated at the earlier hearing. The holding of Joshua J. does

not aid Michael's position.

In addition, by the time of the hearing on the subsequent petitions, the children had

been out of Michael's care for more than two years. The time for him to receive

reunification services had run out, and the court could not have concluded he should

receive additional services under section 366.21, subdivision (g)(1), because he was not,

as required by that statutory provision, having consistent visits, and he had not made

significant progress or shown he could complete the objectives of his case plan or provide

for the children's safety and protection. Michael's visits had been suspended and the

visitation facility refused to continue to supervise visits. The children's therapist reported

Michael was coaching them about what to say. Michael's therapist was in the process of

terminating therapy because Michael was no longer making progress, but blamed others

11 for his problems and refused to take responsibility. The court could not find he should

receive additional services.

The court did not err by denying Michael's request to exclude the issues of actual

sexual abuse in the subsequent petitions under principles of collateral estoppel. Michael

has not shown error by the court terminating his reunification services and referring the

matter to a section 366.26 hearing.

DISPOSITION

The petition is denied. The request for stay is denied.

NARES, J.

WE CONCUR:

BENKE, Acting P. J.

MCINTYRE, J.