Michael Andrew Guerra v. the State of Texas

Court of Appeals of Texas·Decided February 28, 2022·No. 11-19-00359-CR·Published

Opinion

Opinion filed February 28, 2022

In The

Eleventh Court of Appeals

No. 11-19-00359-CR

MICHAEL ANDREW GUERRA, Appellant V.

THE STATE OF TEXAS, Appellee

On Appeal from the 259th District Court Jones County, Texas

Trial Court Cause No. 011608

MEMORANDUM OPINION

A jury convicted Appellant, Michael Andrew Guerra, of assault on a public servant, a third-degree felony. TEX. PENAL CODE ANN. § 22.01(a)(1), (b)(1) (West Supp. 2021). The jury assessed Appellant’s punishment at confinement for a term of eight years in the Institutional Division of the Texas Department of Criminal Justice. Appellant challenges his conviction in three issues. In his third issue,

Appellant asserts that the trial court abused its discretion when it failed to conduct an informal inquiry concerning his competency after receiving some evidence during the trial proceedings suggesting that Appellant might not be competent to stand trial. In his first issue, Appellant contends that the trial court abused its discretion when it failed to conduct a formal competency trial. See TEX. CODE CRIM. PROC. ANN. arts. 46B.004(c)–(d), .005 (West 2018). We agree.

We previously abated this appeal and remanded this cause to the trial court to conduct, if feasible, a retrospective competency trial. A copy of our October 14, 2021 abatement order is attached as an appendix to this opinion. We expressly incorporate the abatement order as a part of the opinion in this appeal.

In our abatement order, we determined that some evidence came to the attention of the trial court during trial suggesting that Appellant might be incompetent. We concluded that the trial court abused its discretion in failing to stay the trial proceedings to conduct a formal competency trial. Accordingly, we instructed the trial court to determine if a retrospective competency trial was feasible. By doing so, we essentially sustained Appellant’s third issue, which complained of the absence of an informal competency inquiry, and we sustained Appellant’s first issue in part by determining that the trial court should have conducted a formal competency trial.

In response to our abatement order, the trial court has now determined that a retrospective competency trial is infeasible. On the reinstatement of this appeal, we now reverse Appellant’s conviction and remand this cause for a new trial.

Factual and Procedural History We incorporate the “Background Facts” set out in our abatement order. In addition to those facts, we note that in 2015, a jury convicted Appellant of indecency

with a child. In accordance with the jury’s recommendation, the trial court placed Appellant on community supervision for seven years. We later affirmed Appellant’s previous conviction for indecency with a child. See Guerra v. State, No. 11-15- 00155-CR, 2016 WL 4574954 (Tex. App.—Eastland Aug. 25, 2016, pet. ref’d) (mem. op., not designated for publication).

Appellant’s conviction for assault on a public servant arises from an event that occurred during the revocation proceeding initiated by the State to revoke Appellant’s community supervision due to Appellant’s violation of certain terms of his community supervision. During the revocation proceeding, Appellant became disruptive and allegedly bit James Duke when Duke tried to restrain him. Duke was the Jones County jail administrator and was providing courtroom security that day. Appellant was later indicted for assault on a public servant for intentionally, recklessly, and knowingly causing bodily injury to Duke, by biting him, with knowledge that Duke was a public servant. Appellant does not challenge the sufficiency of the evidence supporting his conviction for that offense.

Analysis

Upon reinstatement, this appeal presents a single question for our determination—What is the appropriate disposition of the appeal when: (1) the trial court should have conducted a formal competency trial; and (2) the trial court has determined that a retrospective competency determination is not feasible?

In our abatement order, we determined that “some evidence” came to the trial court’s attention during the trial proceedings suggesting that Appellant might be incompetent to stand trial, thereby triggering the requirement for the trial court to conduct an informal competency inquiry. See CRIM. PROC. art. 46B.004(c). We further determined that there was more than a scintilla of evidence that

Appellant had a debilitating mental illness that might have caused him to lack the “capacity . . . to . . . engage in a reasoned choice of legal strategies and options . . . [or] to engage with counsel in a reasonable and rational manner.” See Turner v. State, 422 S.W.3d 676, 689 (Tex. Crim. App. 2013) (quoting CRIM. PROC. art. 46B.024, §§ 1(c), 4)). Therefore, we held that the trial court abused its discretion by failing to stay the underlying trial proceedings to conduct a formal competency trial. We reaffirm those determinations and that holding today.

Because of the trial court’s failures, we abated this appeal and remanded this cause to the trial court with instructions to conduct, if feasible, a retrospective competency determination. See Boyett v. State, 545 S.W.3d 556, 566 (Tex. Crim. App. 2018); Turner, 422 S.W.3d at 696; Bautista v. State, 605 S.W.3d 520, 530 (Tex. App.—Houston [14th Dist.] 2020, no pet.). We also instructed the trial court to first determine “whether it is presently feasible to conduct a retrospective competency trial, given the passage of time, availability of evidence, and any other pertinent considerations.” Turner, 422 S.W.3d at 696; see 43 George E. Dix & John M. Schmolesky, 43 Texas Practice: Criminal Practice and Procedure § 31:81 (3d ed. 2020) (discussing retrospective competency hearings and the feasibility of such hearings).

Pursuant to our abatement and remand, the trial court entered its Court Order on Feasibility of a Retrospective Competency Determination. In that order, the trial court stated that it had determined Appellant to be competent at the time of trial and that the presumption of competence in Article 46B.003(b) was not overcome at trial. Further, the trial court included the following findings:

• competency is a fluid, complex state; • a retrospective determination of a person’s legal competency to stand trial more than two years after trial is not feasible;

• no new evidence would exist that was not considered at the time that Appellant’s determination of competency was made; and • no further evaluation could be conducted or expert testimony submitted that could determine whether Appellant was competent at the time of trial.

We agree with the trial court that “competency is a fluid, complex” question. However, when some evidence from any source exists that would support a finding that the defendant may be incompetent to stand trial, the question of competency is one that must be decided in a formal competency trial. See Turner, 422 S.W.3d at 692–93; see also CRIM. PROC. art. 46B.051.

We previously determined that the state of the evidence developed during the trial proceedings was such that Appellant was entitled to a formal competency trial. However, the trial court has subsequently determined that a retrospective competency trial is not feasible. In light of that determination, the appropriate disposition of this appeal is a reversal of Appellant’s conviction and a remand for new trial. See Greene v. State, 264 S.W.3d 271, 273 (Tex. App.—San Antonio 2008, pet. ref’d; see also Anderson v. State, No. 04-00-00751-CR, 2002 WL 432674, at *4 (Tex. App.—San Antonio Mar. 20, 2002, no pet.) (not designated for publication).

Accordingly, we sustain Appellant’s first and third issues. In light of our disposition of these issues, we need not address Appellant’s second issue. 1

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