Mezatasta v. Ent. Hill Farm

2016 Ohio 3371
CourtOhio Court of Appeals
DecidedJune 10, 2016
DocketE-15-037
StatusPublished
Cited by5 cases

This text of 2016 Ohio 3371 (Mezatasta v. Ent. Hill Farm) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mezatasta v. Ent. Hill Farm, 2016 Ohio 3371 (Ohio Ct. App. 2016).

Opinion

[Cite as Mezatasta v. Ent. Hill Farm, 2016-Ohio-3371.]

IN THE COURT OF APPEALS OF OHIO SIXTH APPELLATE DISTRICT ERIE COUNTY

Kasandra Mezatasta Court of Appeals No. E-15-037

Appellee Trial Court No. 2013-CV-0143

v.

Enterprise Hill Farm, et al. DECISION AND JUDGMENT

Appellant Decided: June 10, 2016

*****

Margaret M. Murray and Florence J. Murray, for appellee.

Patric Kasson, Justin D. Harris, and Acacia Perko, for appellant, Gerald S. Steinman.

Colleen A. Mountcastle and Melanie R. Irvan, for amicus curiae The Ohio Association of Civil Trial Attorneys.

***** JENSEN, P.J.

{¶ 1} Appellant, Gerald S. Steiman, M.D., appeals the June 4, 2015, and June 24,

2015 judgments of the Erie County Court of Common Pleas. For the reasons that follow,

we affirm as to the June 4, 2015 judgment, but reverse as to the June 24, 2015 judgment.1

I. BACKGROUND

{¶ 2} Plaintiff-appellee, Kasandra Mezatasta, filed suit against defendant-appellee,

Seth Tinker, and his employer, Enterprise Hill Farm, for injuries she sustained in a

February 24, 2011 automobile accident with Tinker. Tinker was allegedly acting in the

scope of his employment with, and operating a vehicle owned by, Enterprise Hill.

Defendants retained neurologist, Dr. Gerald Steiman, to perform an independent medical

examination (“IME”) of Mezatasta.

{¶ 3} On March 26, 2015, Mezatasta served Dr. Steiman with a subpoena ordering

him to appear for deposition on April 23, 2015, and to:

Bring with you the following records and documents for inspection,

which are in your possession and under your control. In lieu of your

appearance at this deposition, you may produce the following documents

and records by mailing the same to the undersigned attorney: copies of

your tax returns and 1099 forms for the tax years of 2009-2014.

1 The order dated June 24, 2015, was journalized on June 26, 2015, but because the parties consistently refer to the order by the date it was filed-stamped, we do so in this decision as well.

2. {¶ 4} In correspondence dated April 20, 2015, Dr. Steiman objected to producing

his personal tax returns. He instead volunteered information about the number of IMEs

he had performed in the previous three years and the income he received from those

IMEs.

{¶ 5} Plaintiff’s counsel and defense counsel communicated via email about the

documents requested of Dr. Steiman and Dr. Steiman’s proposed compromise. Plaintiff’s

counsel responded that the dispute could be resolved if Dr. Steiman would also produce a

list of cases in which he prepared expert reports for the preceding three years, along with

a designation as to which party (plaintiff or defendant) had retained him. Dr. Steiman

refused this alternative, claiming that the request was equally intrusive and burdensome.

{¶ 6} On April 23, 2015, defendants-appellees filed a motion to quash the

subpoena and for a protective order. They acknowledged that only the person

subpoenaed has standing to file a motion to quash, but they explained that Dr. Steiman

requested that defense counsel address the issue on his behalf. Defendants-appellees

argued that the subpoena is ambiguous because the body of the subpoena directed Dr.

Steiman to bring to a deposition “records and documents” that were “in [his] possession

and under [his] control,” without further explanation; that, as worded, the subpoena seeks

records protected by the physician-patient privilege; that the requested tax records

include information about all sources of income—not just IMEs—and are, therefore, not

relevant to the proceedings; and that it would be unduly burdensome for Dr. Steiman to

produce “records and documents” that are in his possession and under his control. They

3. urged that Mezatasta’s requests were “not typical” of those usually made of defense

experts. And they emphasized that the information Dr. Steiman voluntarily provided to

Mezatasta about the number of IMEs performed and the income derived from those IMEs

was sufficient to permit Mezatasta to cross-examine him as to potential bias.

{¶ 7} In response to defendants-appellees’ motion, Mezatasta argued that Dr.

Steiman was in contempt of court because he failed to timely comply with the subpoena

or move to quash or modify it for one of the enumerated reasons set forth in Civ.R. 45.

She claimed that defendants-appellees did not have standing to move to quash the

subpoena. And she maintained that defendants-appellees offered no support for their

contention that the tax records were protected by physician-patient privilege or that

production of the records would be unduly burdensome. Mezatasta insisted that it was of

no matter whether the requests were “typical.”

{¶ 8} Defendants-appellees responded. They represented that Dr. Steiman had

authorized them to act as a conduit in filing the motion to quash on his behalf, and they

pointed out that they had previously acted as such while negotiating with plaintiff’s

counsel toward a resolution to the dispute. They maintained that the subpoena was

defective because it did not identify what records Dr. Steiman was to produce at

deposition; it specified only what records to bring in lieu of appearing for deposition.

They also claimed that even if the “in lieu of” language specified the documents

requested, that section of the subpoena contains no “command” language as provided by

Civ.R. 45(A)(1)(b)(iv). They again argued that Dr. Steiman’s tax records would not be

4. relevant. They insisted that the information Dr. Steiman provided to Mezatasta was more

than adequate, and that the alternative proposed by Mezatasta was as burdensome as her

original request for documents. Defendants-appellees contended that Mezatasta sought

only to harass Dr. Steiman and to deter him from performing IMEs.

{¶ 9} In an order dated May 12, 2015, the trial court denied the motion to quash,

finding that defendants-appellees lacked standing to move to quash a subpoena served on

a third party. On May 21, 2015, Mezatasta filed a motion for contempt of court by Dr.

Steiman.

{¶ 10} At this point, Dr. Steiman engaged his own counsel who filed a

memorandum in opposition to the motion for sanctions, and an accompanying motion to

quash the subpoena and for a protective order. He urged that the issuance of the

subpoena was an abuse of the discovery process designed to inquire unnecessarily into

the confidential affairs of a non-party witness, and that the records requested would

reveal every aspect of Dr. Steiman and his wife’s financial situation. He also argued that

Mezatasta was not entitled to an award of sanctions because she failed to seek a court

order to compel production of documents following receipt of Dr. Steiman’s objections to

the subpoena. He again insisted that the information he voluntarily provided to

Mezatsasta concerning the number of IMEs he performed and amount earned from those

IMEs sufficed to provide Mezatasta with information needed to cross-examine him on the

issue of bias. Dr. Steiman cited case law where courts had specifically refused to compel

production of an expert witness’ tax returns. Taylor v. Frasure, Franklin C.P.

5. No.09CVC01-622 (Jan. 4, 2010); Stinchcomb v. Mammone, 166 Ohio App.3d 45, 2004-

Ohio-1276, 849 N.E.2d 54 (5th Dist.).

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2016 Ohio 3371, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mezatasta-v-ent-hill-farm-ohioctapp-2016.