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5 UNITED STATES DISTRICT COURT 6 WESTERN DISTRICT OF WASHINGTON AT SEATTLE 7 8 KIMBERLEE DIANE M., 9 Plaintiff, Case No. C25-749-MLP 10 v. ORDER 11 COMMISSIONER OF SOCIAL SECURITY, 12 Defendant. 13 I. INTRODUCTION 14 Plaintiff seeks review of the denial of her application for Supplemental Security Income. 15 Plaintiff contends that the administrative law judge (“ALJ”) erred by misevaluating the medical 16 opinion evidence and Plaintiff’s testimony. (Dkt. # 9.) The Commissioner filed a response 17 arguing that the ALJ’s decision is free of legal error, supported by substantial evidence, and 18 should be affirmed. (Dkt. # 11.) Plaintiff filed a reply. (Dkt. # 12.) Having considered the ALJ’s 19 decision, the administrative record (“AR”), and the parties’ briefing, the Court AFFIRMS the 20 Commissioner’s final decision and DISMISSES the case with prejudice.1 21 22 23 1 The parties consented to proceed before the undersigned Magistrate Judge. (Dkt. # 2.) 1 II. BACKGROUND 2 Plaintiff was born in 1970, has at least a high school education, and has worked as a 3 certified nursing assistant. AR at 32, 272. Plaintiff was last gainfully employed in 2014. Id. at 19, 4 239, 272.
5 In February 2022, Plaintiff applied for benefits, alleging disability beginning October 1, 6 2014. AR at 220-26. Plaintiff’s applications were denied initially and on reconsideration, and 7 Plaintiff requested a hearing. Id. at 125. After the ALJ conducted a hearing in March 2024, 8 during which Plaintiff amended the alleged onset date to the application date of February 23, 9 2025, the ALJ issued a decision finding Plaintiff not disabled. Id. at 14-40, 51-84. 10 Using the five-step disability evaluation process,2 the ALJ found, in pertinent part, that 11 Plaintiff has the severe impairments of depressive disorder, posttraumatic stress disorder, 12 personality disorder, attention deficit hyperactivity disorder, substance addiction disorder in 13 remission, and bipolar disorder. AR at 19. She has the residual functional capacity (“RFC”) to 14 perform medium work except she is able to understand, remember, and carry out simple
15 instructions and tasks; she is able to use judgment to make simple work-related decisions; she 16 cannot perform work requiring a specific production rate such as assembly line work or work 17 that requires hourly quotas; she can deal with only rare changes in a work setting; she can have 18 no contact with the public; she is capable of working in proximity to but not in coordination with 19 coworkers; and she can have occasional contact with supervisors. Id. at 22-23. 20 As the Appeals Council denied Plaintiff’s request for review, the ALJ’s decision is the 21 Commissioner’s final decision. AR at 1-6. Plaintiff appealed the final decision of the 22 Commissioner to this Court. (Dkt. # 4.) 23
2 20 C.F.R. § 416.920. 1 III. LEGAL STANDARDS 2 Under 42 U.S.C. § 405(g), this Court may overturn the Commissioner’s denial of social 3 security benefits if the ALJ’s decision rests on legal error or is not supported by substantial 4 evidence. Smartt v. Kijakazi, 53 F.4th 489, 494 (9th Cir. 2022). Substantial evidence is defined
5 as “such relevant evidence as a reasonable mind might accept as adequate to support a 6 conclusion.” Biestek v. Berryhill, 587 U.S. 97, 102-03 (2019) (cleaned up). In applying this 7 standard, the Court must consider the record as a whole to determine whether it contains 8 sufficient evidence to support the ALJ’s findings. Id. 9 Although the Court evaluates the record as a whole, it is not permitted to reweigh the 10 evidence or substitute its judgment for that of the ALJ. Ahearn v. Saul, 988 F.3d 1111, 1115 (9th 11 Cir. 2021). The ALJ is tasked with evaluating testimony, resolving conflicts in the medical 12 evidence, and addressing ambiguities in the record. Smartt, 53 F.4th at 494-95. Where the 13 evidence can be interpreted in more than one rational way, the ALJ’s decision must be upheld. 14 Id. Even if the ALJ erred, reversal is not warranted unless the error affected the outcome of the
15 disability determination. Ford v. Saul, 950 F.3d 1141, 1154 (9th Cir. 2020). The party 16 challenging the ALJ’s decision bears the burden of demonstrating harmful error. Shinseki v. 17 Sanders, 556 U.S. 396, 409 (2009). 18 IV. DISCUSSION 19 A. The ALJ Did Not Err in Evaluating Medical Evidence 20 Under regulations applicable to this case, the ALJ must articulate the persuasiveness of 21 each medical opinion, specifically with respect to whether the opinions are supported and 22 consistent with the record. 20 C.F.R. § 416.920c(a)-(c). These findings must be supported by 23 substantial evidence. Woods v. Kijakazi, 32 F.4th 785, 792 (9th Cir. 2022). 1 1. Paul Hammer, M.D. 2 In January 2024, Dr. Hammer opined that Plaintiff experienced marked limitations in 3 social interaction, instruction-following, workplace conduct, and stress management. AR at 4 1847-51. He further stated she would likely be absent more than three days per month and that
5 she had severe limitations in cognitive functions, attendance, and self-management. Id. 6 The ALJ found Dr. Hammer’s opinion unpersuasive because his contemporaneous 7 treatment notes did not support such severe limitations. AR at 30-31. Plaintiff acknowledges that 8 Dr. Hammer’s treatment notes were generally unremarkable. Nonetheless, she argues the ALJ 9 failed to appreciate that normal mental status findings in a clinical environment are not 10 necessarily inconsistent with functional limitations in a work setting. (Dkt. ## 9 at 4-6, 12 at 11 2-4.) Plaintiff notes that Dr. Hammer supported his assessment by referencing her abnormal 12 cognitive and behavioral clinical findings. AR at 1849 (“[Plaintiff] speaks rapidly, is difficult to 13 interrupt, goes off on irrelevant tangents, has extremely labile moods, appears irritable, sad, 14 angry, cannot focus on effective problem solving, reacts impulsively, and cannot understand why
15 her life is out of control and her actions are not helping.”). 16 In contrast with Dr. Hammer’s general assertion of abnormalities, however, the ALJ 17 found that Dr. Hammer’s treatment notes over two years consistently reflected that, although 18 Plaintiff exhibited pacing at times, she behaved appropriately, had normal speech and mood, and 19 was oriented, attentive, and logical during treatment sessions. AR at 30-31 (citing id. at 1491, 20 1514, 1535, 1549, 1678, 1713, 1743, 1803). Based on this evidence, the ALJ reasonably 21 determined that Dr. Hammer’s clinical findings supported only moderate limitations. See Rounds 22 v. Comm’r of Soc. Sec., 807 F.3d 996, 1006 (9th Cir. 2015). 23 1 The ALJ also found the severity of Dr. Hammer’s opinion inconsistent with his treatment 2 notes concerning Plaintiff’s improvement with medication. AR at 31; Wellington v. Berryhill, 3 878 F.3d 867, 876 (9th Cir. 2017) (“evidence of medical treatment successfully relieving 4 symptoms can undermine a claim of disability.”).
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5 UNITED STATES DISTRICT COURT 6 WESTERN DISTRICT OF WASHINGTON AT SEATTLE 7 8 KIMBERLEE DIANE M., 9 Plaintiff, Case No. C25-749-MLP 10 v. ORDER 11 COMMISSIONER OF SOCIAL SECURITY, 12 Defendant. 13 I. INTRODUCTION 14 Plaintiff seeks review of the denial of her application for Supplemental Security Income. 15 Plaintiff contends that the administrative law judge (“ALJ”) erred by misevaluating the medical 16 opinion evidence and Plaintiff’s testimony. (Dkt. # 9.) The Commissioner filed a response 17 arguing that the ALJ’s decision is free of legal error, supported by substantial evidence, and 18 should be affirmed. (Dkt. # 11.) Plaintiff filed a reply. (Dkt. # 12.) Having considered the ALJ’s 19 decision, the administrative record (“AR”), and the parties’ briefing, the Court AFFIRMS the 20 Commissioner’s final decision and DISMISSES the case with prejudice.1 21 22 23 1 The parties consented to proceed before the undersigned Magistrate Judge. (Dkt. # 2.) 1 II. BACKGROUND 2 Plaintiff was born in 1970, has at least a high school education, and has worked as a 3 certified nursing assistant. AR at 32, 272. Plaintiff was last gainfully employed in 2014. Id. at 19, 4 239, 272.
5 In February 2022, Plaintiff applied for benefits, alleging disability beginning October 1, 6 2014. AR at 220-26. Plaintiff’s applications were denied initially and on reconsideration, and 7 Plaintiff requested a hearing. Id. at 125. After the ALJ conducted a hearing in March 2024, 8 during which Plaintiff amended the alleged onset date to the application date of February 23, 9 2025, the ALJ issued a decision finding Plaintiff not disabled. Id. at 14-40, 51-84. 10 Using the five-step disability evaluation process,2 the ALJ found, in pertinent part, that 11 Plaintiff has the severe impairments of depressive disorder, posttraumatic stress disorder, 12 personality disorder, attention deficit hyperactivity disorder, substance addiction disorder in 13 remission, and bipolar disorder. AR at 19. She has the residual functional capacity (“RFC”) to 14 perform medium work except she is able to understand, remember, and carry out simple
15 instructions and tasks; she is able to use judgment to make simple work-related decisions; she 16 cannot perform work requiring a specific production rate such as assembly line work or work 17 that requires hourly quotas; she can deal with only rare changes in a work setting; she can have 18 no contact with the public; she is capable of working in proximity to but not in coordination with 19 coworkers; and she can have occasional contact with supervisors. Id. at 22-23. 20 As the Appeals Council denied Plaintiff’s request for review, the ALJ’s decision is the 21 Commissioner’s final decision. AR at 1-6. Plaintiff appealed the final decision of the 22 Commissioner to this Court. (Dkt. # 4.) 23
2 20 C.F.R. § 416.920. 1 III. LEGAL STANDARDS 2 Under 42 U.S.C. § 405(g), this Court may overturn the Commissioner’s denial of social 3 security benefits if the ALJ’s decision rests on legal error or is not supported by substantial 4 evidence. Smartt v. Kijakazi, 53 F.4th 489, 494 (9th Cir. 2022). Substantial evidence is defined
5 as “such relevant evidence as a reasonable mind might accept as adequate to support a 6 conclusion.” Biestek v. Berryhill, 587 U.S. 97, 102-03 (2019) (cleaned up). In applying this 7 standard, the Court must consider the record as a whole to determine whether it contains 8 sufficient evidence to support the ALJ’s findings. Id. 9 Although the Court evaluates the record as a whole, it is not permitted to reweigh the 10 evidence or substitute its judgment for that of the ALJ. Ahearn v. Saul, 988 F.3d 1111, 1115 (9th 11 Cir. 2021). The ALJ is tasked with evaluating testimony, resolving conflicts in the medical 12 evidence, and addressing ambiguities in the record. Smartt, 53 F.4th at 494-95. Where the 13 evidence can be interpreted in more than one rational way, the ALJ’s decision must be upheld. 14 Id. Even if the ALJ erred, reversal is not warranted unless the error affected the outcome of the
15 disability determination. Ford v. Saul, 950 F.3d 1141, 1154 (9th Cir. 2020). The party 16 challenging the ALJ’s decision bears the burden of demonstrating harmful error. Shinseki v. 17 Sanders, 556 U.S. 396, 409 (2009). 18 IV. DISCUSSION 19 A. The ALJ Did Not Err in Evaluating Medical Evidence 20 Under regulations applicable to this case, the ALJ must articulate the persuasiveness of 21 each medical opinion, specifically with respect to whether the opinions are supported and 22 consistent with the record. 20 C.F.R. § 416.920c(a)-(c). These findings must be supported by 23 substantial evidence. Woods v. Kijakazi, 32 F.4th 785, 792 (9th Cir. 2022). 1 1. Paul Hammer, M.D. 2 In January 2024, Dr. Hammer opined that Plaintiff experienced marked limitations in 3 social interaction, instruction-following, workplace conduct, and stress management. AR at 4 1847-51. He further stated she would likely be absent more than three days per month and that
5 she had severe limitations in cognitive functions, attendance, and self-management. Id. 6 The ALJ found Dr. Hammer’s opinion unpersuasive because his contemporaneous 7 treatment notes did not support such severe limitations. AR at 30-31. Plaintiff acknowledges that 8 Dr. Hammer’s treatment notes were generally unremarkable. Nonetheless, she argues the ALJ 9 failed to appreciate that normal mental status findings in a clinical environment are not 10 necessarily inconsistent with functional limitations in a work setting. (Dkt. ## 9 at 4-6, 12 at 11 2-4.) Plaintiff notes that Dr. Hammer supported his assessment by referencing her abnormal 12 cognitive and behavioral clinical findings. AR at 1849 (“[Plaintiff] speaks rapidly, is difficult to 13 interrupt, goes off on irrelevant tangents, has extremely labile moods, appears irritable, sad, 14 angry, cannot focus on effective problem solving, reacts impulsively, and cannot understand why
15 her life is out of control and her actions are not helping.”). 16 In contrast with Dr. Hammer’s general assertion of abnormalities, however, the ALJ 17 found that Dr. Hammer’s treatment notes over two years consistently reflected that, although 18 Plaintiff exhibited pacing at times, she behaved appropriately, had normal speech and mood, and 19 was oriented, attentive, and logical during treatment sessions. AR at 30-31 (citing id. at 1491, 20 1514, 1535, 1549, 1678, 1713, 1743, 1803). Based on this evidence, the ALJ reasonably 21 determined that Dr. Hammer’s clinical findings supported only moderate limitations. See Rounds 22 v. Comm’r of Soc. Sec., 807 F.3d 996, 1006 (9th Cir. 2015). 23 1 The ALJ also found the severity of Dr. Hammer’s opinion inconsistent with his treatment 2 notes concerning Plaintiff’s improvement with medication. AR at 31; Wellington v. Berryhill, 3 878 F.3d 867, 876 (9th Cir. 2017) (“evidence of medical treatment successfully relieving 4 symptoms can undermine a claim of disability.”). Plaintiff counters that the ALJ failed to
5 adequately explain why the ALJ’s interpretation of the evidence should be favored over that of 6 Dr. Hammer, who opined that “[e]ven when she is stable on her meds, she is still requiring a lot 7 of support for fairly basic function let alone actually doing a job.” (Dkt. ## 9 at 7 (citing AR at 8 1851), 12 at 3-5.) 9 This argument fails to establish error in the ALJ’s determination. The ALJ found Dr. 10 Hammer’s November 2023 assessment—that although Plaintiff was not consistently medicated, 11 she “has been doing much better than she has in the past when she was not medicated for 12 prolonged periods of time[ ]”—more persuasive than his later opinion from January 2024 that 13 even while stable, she required a lot of support.3 AR at 31 (citing id. at 1804, 1847-51). The ALJ 14 reasonably determined that Dr. Hammer’s November 2023 notes, which involved a detailed
15 discussion of Plaintiff’s symptoms and treatment on a longitudinal basis, were more 16 determinative than Dr. Hammer’s general assertion two months later of abnormal symptoms. See 17 Farlow v. Kijakazi, 53 F.4th 485, 488 (9th Cir. 2022) (“ALJs are, at some level, capable of 18 independently reviewing and forming conclusions about medical evidence to discharge their 19 statutory duty to determine whether a claimant is disabled and cannot work.”). 20
21 3 Dr. Hammer’s narrative assessment also notes that during the fall of 2022, Plaintiff “appeared to be doing fairly well and was stable . . . In recent months, we have continued to observe significant overall 22 improvement in medication adherence . . . Recent labs indicate stability and overall she continues to do better with much improved engagement in therapy now that mood and anxiety symptoms are in much 23 better control.” AR at 1804. In September 2023, she reported “having a good summer and . . . [spending] time with family in a positive sort of way . . . she continues to do fairly well with good overall stability of mood.” Id. 1 Finally, the ALJ found Dr. Hammer’s opinion unpersuasive because it was inconsistent 2 with the longitudinal record, which reflected consistently unremarkable status exam findings 3 from 2022 through 2023. AR at 31 (citing id. at 1498, 1509, 1530, 1544, 1555, 1635, 1656, 4 1664, 1672, 1729, 1754, 1807, 1823 (noting appropriate behavior, engaged, cooperative, and
5 normal thought process)). Plaintiff argues in conclusory fashion that this reasoning is not 6 supported by substantial evidence, essentially asking the Court to re-weigh the evidence in her 7 favor. (Dkt. # 9 at 8-9.) When evidence is susceptible to more than one rational interpretation, 8 however, the Commissioner’s view must be upheld. See Smartt, 53 F.4th at 494. 9 In sum, the ALJ evaluated Dr. Hammer’s opinion and weighed conflicting evidence of its 10 narrative support against his contemporaneous treatment notes and the overall record, and 11 provided specific and legitimate reasons, based on Plaintiff’s unremarkable clinical findings and 12 improvement with medication, for finding Dr. Hammer’s opinion unpersuasive. 13 2. Tasmyn Bowes, Psy.D., and Holly Petaja, Ph.D. 14 In March 2022, Dr. Bowes evaluated Plaintiff for the Washington Department of Social
15 and Health Services. AR at 1073-1079. Dr. Bowes opined that Plaintiff had severe limitations 16 understanding, remembering, and persisting in tasks involving detailed instructions; maintaining 17 a schedule, regular attendance, and punctuality without special supervision; adapting to changes 18 in a routine work setting; maintaining appropriate behavior in a work setting; and completing a 19 normal workday and workweek without interruptions. Id. at 1076-77. That same month, Dr. 20 Petaja affirmed Dr. Bowes’ opinion. Id. at 1070-72. 21 The ALJ found these opinions unpersuasive because they were inconsistent with 22 longitudinal evidence showing that, even without full medication compliance, Plaintiff “had been 23 doing much better.” AR at 30 (citing id. at 1804 (Dr. Hammer’s narrative assessment from 1 November 2023)). The ALJ also cited numerous examinations showing that, even when anxious, 2 Plaintiff remained cooperative and appropriate, continued to remain oriented with a logical or 3 goal-directed thought process, and was attentive for the interview. Id. (citing id. at 1491, 1509, 4 1514, 1535, 1544, 1549, 1635, 1656, 1664, 1672, 1678, 1743, 1754, 1803, 1807, 1823). The ALJ
5 reasonably concluded that Plaintiff’s improvement and unremarkable status findings undermined 6 the opinions that Plaintiff had severe limitations in areas such as maintaining appropriate 7 behavior in a work setting and completing a normal workday. Id. 8 Plaintiff argues that the ALJ failed to support his consistency findings, reiterating her 9 arguments concerning the ALJ’s evaluation of the support for Dr. Hammer’s opinion. (Dkt. ## 9 10 at 12-13; 12 at 7-8.) As previously discussed, however, substantial evidence supports the ALJ’s 11 evaluation of Dr. Hammer’s opinion. Plaintiff’s conclusory assertion otherwise fails to establish 12 harmful error in the ALJ’s findings. See Putz v. Kijakazi, 2022 WL 6943095, at *2 (9th Cir. Oct. 13 12, 2022). 14 Plaintiff also contends that the ALJ failed to specifically address Dr. Petaja’s finding that
15 Dr. Bowes’ opinion was consistent with the objective medical evidence. (Dkt. ## 9 at 13-15, 12 16 at 7-8.) However, Dr. Petaja only reviewed Dr. Bowes’ opinion and did not describe any other 17 sources of objective medical evidence. See Parman v. O’Malley, 2024 WL 4850825, at *2 (9th 18 Cir. Nov. 21, 2024) (where one doctor adopts another doctor’s opinion, an ALJ’s reasons for 19 finding the first doctor’s opinion unpersuasive apply with equal force to the second opinion). 20 21 22 23 1 In sum, the ALJ provided specific and legitimate reasons for finding the doctors’ 2 opinions unpersuasive due to inconsistencies with the longitudinal evidence concerning 3 Plaintiff’s unremarkable clinical findings and improvement with medication.4 4 B. The ALJ Did Not Err in Evaluating Plaintiff’s Testimony
5 Absent evidence of malingering, an ALJ must provide clear and convincing reasons for 6 discounting a claimant’s testimony. See Laborin v. Berryhill, 867 F.3d 1151, 1155 (9th Cir. 7 2017). However, the ALJ need not accept every allegation or analyze testimony line by line. See 8 Ahearn, 988 F.3d at 1116; Lambert v. Saul, 980 F.3d 1266, 1277 (9th Cir. 2020). The question is 9 not whether this Court is convinced, “but instead whether the ALJ’s rationale is clear enough that 10 it has the power to convince.” Smartt, 53 F.4th at 499. 11 Plaintiff argues that the ALJ failed to explain why her coping behaviors and pacing 12 would only limit her ability to perform at a production rate, but not her ability to complete a 13 standard workday or workweek without distracting herself or coworkers. (Dkt. # 9 at 15-17.) She 14 contends that the ALJ’s “unsupported lay assumption” that employers would tolerate such
15 self-soothing behaviors is an insufficient basis to reject her testimony. (Id. at 17.) 16 While acknowledging the severity of Plaintiff’s testimony, the ALJ found it unpersuasive 17 due to conflicts with medical records that showed improvement with medication, periods of 18 stability, and normal mental status findings. AR at 23-29 (citing e.g., id. at 523, 589, 1000, 1067, 19 1098, 1101, 1107, 1116, 1119, 1372-73, 1595). The ALJ also cited Plaintiff’s daily activities, 20 caring for animals, gardening, walking with friends, visiting family, sailing, and volunteering, as 21 22
23 4 Because the ALJ’s consistency findings are supported by substantial evidence, the Court need not address Plaintiff’s arguments about differing agency standards or supportability. See Woods, 32 F.4th 792-94; see also Carmickle v. Comm’r of Soc. Sec., 533 F.3d 1155, 1162 (9th Cir. 2008). 1 evidence precluding total incapacitation.5 Id. Moreover, the ALJ acknowledged Plaintiff’s 2 limitations regarding concentration, distractions, and sensitivity, by including restrictions 3 limiting public contact, requiring proximity but not coordination with coworkers, and allowing 4 only occasional supervisory contact. Id. at 22-23; see Valentine v. Comm’r of Soc. Sec., 574 F.3d
5 685, 690 (9th Cir. 2009) (RFC must include all supported functional limitations). 6 In sum, the ALJ identified specific, clear, and convincing examples of conflicts with 7 Plaintiff’s cognitive and behavioral testimony, on the one hand, and the objective medical 8 findings and Plaintiff’s daily activities, on the other. Given these conflicts, the ALJ reasonably 9 discounted the severity of Plaintiff’s testimony. 10 V. CONCLUSION 11 For the foregoing reasons, the Commissioner’s final decision is AFFIRMED and this 12 case is DISMISSED with prejudice. 13 Dated this 9th day of October, 2025. 14 A 15 MICHELLE L. PETERSON United States Magistrate Judge 16 17
18 5 Citing, e.g., AR at 1064 (taking care of animals), 1111 (reporting feeling productive and going walking with a friend), 1114 (walking as exercise), 1373 (noting Plaintiff likes to garden, ride bikes, and work 19 with crafts and that “she would like to have her own business, fix up a vintage trailer, and travel.”), 1523 (“She has been very active riding her bike in to town regularly as well as doing yard work.”), 1539 20 (“[S]he was out sailing with her cousins on Monday.”), 1593 (“She had an enjoyable trip to Spokane with a cousin to visit an elderly family member.”), 1633 (noting various ways Plaintiff works to ground herself), 1662 (“The patient has been walking with friends and finds that the exercise helps her sleep 21 better.”), 1666 (reporting Plaintiff feels less anxious, “spent 8 days in California visiting old childhood friends[,]” volunteered with her friend’s church, has been collecting garbage alongside the highway 22 during walks, and wants to start running), 1670 (describing Plaintiff’s plans to go hiking and stating that she “started a bingo group at the community center where she is volunteering”), 1692 (noting Plaintiff 23 was dog sitting for her aunt and discussion about boundaries in her role as a volunteer and plans to meet with an exercise group), 1718 (“The patient went to a concert with friends in Anacortes . . . She will be returning next weekend for another family gathering.”), 1738 (dog sitting).