Merle v. Ringwald

1995 OK CIV APP 114, 905 P.2d 833, 66 O.B.A.J. 3514, 1995 Okla. Civ. App. LEXIS 107
CourtCourt of Civil Appeals of Oklahoma
DecidedSeptember 12, 1995
DocketNo. 84393
StatusPublished
Cited by6 cases

This text of 1995 OK CIV APP 114 (Merle v. Ringwald) is published on Counsel Stack Legal Research, covering Court of Civil Appeals of Oklahoma primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Merle v. Ringwald, 1995 OK CIV APP 114, 905 P.2d 833, 66 O.B.A.J. 3514, 1995 Okla. Civ. App. LEXIS 107 (Okla. Ct. App. 1995).

Opinion

OPINION

HANSEN, Judge:

Appellant, Patricia Ringwald, seeks review of the trial court’s order which granted the motion of Appellee, Hazel Merle, Personal Representative of the Estate of William J. Ringwald, Deceased (hereafter “Merle”), for partial summary judgment. Appellant seeks review of this interlocutory probate order which additionally denied her petition for the appointment of a special administrator and which granted Merle’s motion for sanctions against Appellant. A previous order in this action was the subject of a prior appeal, In the Matter of Estate of Ringwald, 830 P.2d 1377 (Okla.App.1991) (hereafter “Ringwald 7”).1 In Ringwald I, the Court of Appeals affirmed the trial court’s order appointing Merle as personal representative of the Estate. Appellant is the daughter and only heir at law of the Decedent and Merle is the [835]*835sister of the Decedent. Merle’s motion for this Court to summarily affirm the trial court’s judgment under Rule 1.202(a), Rules of Appellate Procedure in Civil Cases, 12 O.S., Ch. 15, App. 2, is denied.

In April, 1993, Merle filed her Final Account. Appellant filed an Objection to the final account and petitioned the court for the appointment of a special administrator. In her Objection, Appellant alleged Merle had failed to account for approximately $160,-000.00 belonging to the Estate which Merle claims is her separate property. Appellant maintains Merle has a conflict of interest which impairs her ability to perform her duties as required by law. Appellant alleged conversion of these funds by Merle and requested the court to appoint her (Appellant) as a special administrator to bring an action against Merle to recover these estate assets for the benefit of the estate. In support of the appointment of a special administrator, Appellant cited 58 O.S. Supp.1992, § 234(B) and In re Kelly’s Estate, 132 Okl. 21, 269 P. 282 (1928).

In response to Appellant’s Objection, Merle filed her motion for partial summary judgment. The sole basis of the motion is Merle’s contention Appellant is estopped, by principles of res judicata or collateral estop-pel, from “again litigating her conflict of interest claim”. On appeal, however, she maintains Appellant is estopped because the conflict-of-interest issue was decided in Ring-wald I and became the “settled-law-of-the-case”. Merle maintains Ringwald I decided the issues in Appellant’s Objection regarding a conflict of interest and that Appellant should have litigated the conflict of interest issue at a July 13, 1990 hearing. The trial court’s July 18,1990 order (based on the July 13, 1990 hearing), appointed Merle the personal representative of the Estate. This was the order appealed in Ringwald I.

Under the doctrine of res judicata (“claim preclusion”), a final judgment on the merits of an action bars the parties from relitigating not only the adjudicated claim but also any theories or issues that were actually decided or could have been decided in that action. Wilson v. Kane, 852 P.2d 717, 722 (Okla.1993). Under collateral estoppel (“issue preclusion”), once a court has decided an issue of fact or law necessary to its judgment, that issue may not be relitigated between the same parties or their privies in a future suit on a different cause of action. Benham v. Plotner, 795 P.2d 510, 512 (Okla.1990). The “settled-law-of-the-case” doctrine bars relitigation of only those issues which were actually settled by a prior appellate opinion. Willis v. Ncrnata Land and Cattle Company, Inc., 789 P.2d 1282 (Okla.1989).

In Ringwald I, Appellant sought review of the trial court’s order, which appointed Merle personal representative (“P.R.”), based on five alleged errors. Two of the issues on appeal which Appellant maintained showed error in appointing Merle, were Merle’s “competence” to serve as P.R. and Merle’s “conflict of interest”. The Court held Appellant failed to show Merle was incompetent to act as P.R., even though Merle was a defendant in an action brought by Appellant which, if successful, would cause property claimed by Merle (the joint tenancy funds) to be a part of the Estate. Ringwald I, at 1380. Thus, the fact Merle was a defendant in a suit over disputed funds brought by Appellant, did not disqualify Merle under 58 O.S.1981, § 102 from being appointed P.R.2 The issue of Merle’s competency was decided pursuant to 58 O.S.1981, § 1023 and In the Matter of the Estate of Pipkin, 348 P.2d 330 (Okla.1959).

Now, in her Objection to the Final Account, Appellant requested the court not to approve the- Final Account because certain [836]*836funds she maintains belongs to the Estate, were not included. She maintains Merle has a conflict of interest, not because she is a defendant in a suit brought by Appellant, but because Merle claims these funds as her personal property and has refused to bring an action in a court of competent jurisdiction to determine the ownership of the funds or to seek instruction from the probate court regarding such funds.4 She prayed for Merle’s suspension and that Appellant would be appointed special administrator for the limited purpose of bringing an action against Merle to recover the funds. She cites 58 O.S. Supp. 1992, § 234(B) which provides:

B. If the judge determines on his own motion, or upon application by an interested party and upon proper showing, that an executor or administrator is subject to a conflict of interest which substantially impairs the executor’s or administrator’s ability to pevform his duties as required by law, the judge shall suspend the powers of the executor or administrator with respect to the subject matter of the conflict of interest and appoint a special administrator to act with respect to such subject matter. The executor or administrator shall remain empowered to act with respect to all other matters. (Emphasis added).

Subsection B of Section 234 was added to Section 234 by Section 7, Ch. 395, O.S.L.1992, and became effective September 1, 1992. Thus, this subsection was enacted approximately three months after mandate issued in Ringwald I.

Our review of the record shows the doctrines of res judicata, collateral estoppel and the settled-law-of-the-case, do not bar Appellant’s Objection to Final Account or her Petition for Appointment of Special Administrator. The conflict-of-interest issue in these pleadings was not and could not have been litigated in Ringwald I (or in the hearing which resulted in the appealed-from order). In Ringwald I, Merle’s competency to be appointed P.R. was adjudicated under 58 O.S.1981, § 102. In Appellant’s Objection to the Final Account, Appellant seeks the appointment of a Special Administrator and the suspension of Merle, not on the basis Merle is incompetent under § 102 because she is a defendant in a separate suit, but because she has a conflict of interest (claiming ownership of alleged Estate funds) under § 234(B) which substantially impairs her ability to perform her duties.

As noted in In the Matter of Estate of Walker, 695 P.2d 1 (Okla.1985) and In the Matter of the Estate of Pipkin, 348 P.2d 330 (Okla.1959), competency under 58 O.S.

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Cite This Page — Counsel Stack

Bluebook (online)
1995 OK CIV APP 114, 905 P.2d 833, 66 O.B.A.J. 3514, 1995 Okla. Civ. App. LEXIS 107, Counsel Stack Legal Research, https://law.counselstack.com/opinion/merle-v-ringwald-oklacivapp-1995.