Mercado v. Commissioner of Social Security Administration

District Court, D. Arizona·Decided February 8, 2021·No. 2:20-cv-00192·Unknown

Opinion

WO

Guy Patrick Mercado, No. CV-20-00192-PHX-JAT

Plaintiff, ORDER

v.

Commissioner of Social Security Administration, Defendant. Pending before the Court is Plaintiff Guy Patrick Mercado’s appeal from the Commissioner of the Social Security Administration’s (SSA) denial of social security disability benefits for Claimant Barbara Ann McCoy-Nelson, who has since passed away (Doc. 16). The appeal is fully briefed (Doc. 19, Doc. 20), and the Court now rules. The issues presented in this appeal are whether substantial evidence supports the Administrative Law Judge’s (ALJ) determination that Claimant was not disabled from June 27, 2015 to October 31, 2017 and whether the ALJ applied the correct legal standard when considering the evidence. (See Doc. 16). A. Factual Overview Claimant was born in August 1956 and had a high school education. (Doc. 13-3 at 42; Doc. 13-4 at 125). She had past relevant work experience as a sales associate and office manager. (Doc. 13-3 at 41). Claimant filed her most recent application for social security disability benefits on September 8, 2015, for disabilities beginning on June 27, 2015.1 (Id. at 33). As relevant here, Claimant suffered from lumbosacral spondylosis, degenerative disk disease of the lumbar spine, chronic obstructive pulmonary disease (COPD), obesity, and mental disorders including anxiety and depression. (Id. at 37). On November 1, 2017, Claimant was diagnosed with terminal breast cancer and passed away approximately three months later. (Id. at 33, 37). In October 2018, an ALJ issued a partially favorable decision, finding Claimant disabled as of November 1, 2017, but not sooner. (Id. at 42–43). The SSA Appeals Counsel denied a request for review of that decision and adopted the ALJ’s decision as the agency’s final decision. (Id. at 6). B. The SSA’s Five-Step Evaluation Process To qualify for social security benefits, a claimant must show she “is under a disability.” 42 U.S.C. § 423(a)(1)(E). A claimant is disabled if she suffers from a medically determinable physical or mental impairment that prevents her from engaging “in any substantial gainful activity.” Id. § 423(d)(1)–(2). The SSA has created a five-step process for an ALJ to determine whether the claimant is disabled. See 20 C.F.R. § 404.1520(a)(1). Each step is potentially dispositive. See id. § 404.1520(a)(4). At the first step, the ALJ determines whether the claimant is “doing substantial gainful activity.” Id. § 404.1520(a)(4)(i). If so, the claimant is not disabled. Id. Substantial gainful activity is work activity that is both “substantial,” involving “significant physical or mental activities,” and “gainful,” done “for pay or profit.” Id. § 404.1572(a)–(b). At the second step, the ALJ considers the medical severity of the claimant’s impairments. Id. § 404.1520(a)(4)(ii). If the claimant does not have “a severe medically determinable physical or mental impairment,” the claimant is not disabled. Id. A “severe

1 Claimant previously applied for disability benefits on February 25, 2013 (Doc. 13-4 at 6– 7), and an ALJ determined that Claimant was not disabled on June 26, 2015 (Id. at 98– 115). The ALJ in the instant claim determined that changed circumstances existed to rebut the presumption of continuing nondisability. See Chavez v. Bowen, 844 F.2d 691, 693 (9th Cir. 1988) (“The claimant, in order to overcome the presumption of continuing nondisability arising from the first administrative law judge’s findings of nondisability, must prove ‘changed circumstances’ indicating a greater disability.” (citation omitted)). (Doc. 13-3 at 34). impairment” is one which “significantly limits [the claimant’s] physical or mental ability to do basic work activities.” Id. § 404.1520(c). Basic work activities are “the abilities and aptitudes necessary to do most jobs.” Id. § 404.1522(b). At the third step, the ALJ determines whether the claimant’s impairment or combination of impairments “meets or equals” an impairment listed in Appendix 1 to Subpart P of 20 C.F.R. Part 404. Id. § 404.1520(a)(4)(iii). If so, the claimant is disabled. Id. If not, before proceeding to step four, the ALJ must assess the claimant’s “residual functional capacity” (RFC). Id. § 404.1520(a)(4). The RFC represents the most a claimant “can still do despite [her] limitations.” Id. § 404.1545(a)(1). In assessing the claimant’s RFC, the ALJ will consider the claimant’s “impairment(s), and any related symptoms, such as pain, [that] may cause physical and mental limitations that affect what [the claimant] can do in a work setting.” Id. At the fourth step, the ALJ uses the RFC to determine whether the claimant can still perform her “past relevant work.” Id. § 404.1520(a)(4)(iv). The ALJ compares the claimant’s RFC with the physical and mental demands of the claimant’s past relevant work. Id. § 404.1520(f). If the claimant can still perform her past relevant work, the ALJ will find that the claimant is not disabled. Id. § 404.1520(a)(4)(iv). At the fifth and final step, the ALJ determines whether—considering the claimant’s RFC, age, education, and work experience—she “can make an adjustment to other work.” Id. § 404.1520(a)(4)(v). If the ALJ finds that the claimant can make an adjustment to other work, then the claimant is not disabled. Id. If the ALJ finds that the claimant cannot make an adjustment to other work, then the claimant is disabled. Id. C. The ALJ’s Application of the Factors Here, at the first step, the ALJ concluded that Claimant had not engaged in substantial gainful activity since the alleged onset date of her disability. (Doc. 13-3 at 36). At the second step, ALJ determined that Claimant’s physical impairments were severe, but determined that Claimant’s mental impairments were non-severe prior to November 1, 2017. (Id. at 37). The ALJ noted that prior to November 1, 2017, [C]laimant had no more than mild limitations in understanding, remembering or applying information, mild limitations interacting with others, mild limitations maintaining concentration, persistence and pace, and mild limitations adapting or managing oneself. She could maintain attention and concentration as well as pace to complete job tasks. She was independent in self-care including personal hygiene and taking medications. She engaged in part-time work activity during that time and interacted appropriately with others on a regular basis, and she was able to avoid hazards in the work place. (Id.). At the third step, the ALJ determined that Claimant’s impairments did not meet the severity of one of the impairments listed in 20 C.F.R. Part 404, Subpart P, Appendix 1. (Id.). After evaluating Claimant’s RFC, the ALJ concluded that Claimant could perform sedentary work as defined in 20 C.F.R. §§ 404.1567(a) and 416.967(a) before November 1, 2017. (Id. at 38). After November 1, 2017, the ALJ found that Claimant had the RFC to perform a limited range of sedentary work. (Id. at 40). In determining Claimant’s RFC, the ALJ concluded that “[C]laimant’s statements concerning the intensity, persistence and limiting effects of [her] symptoms [were] not fully supported prior to November 1, 2017.” (Id. at 39). The ALJ also gave “less weight” to the evaluation of advanced practice registered nurse Sharon Clay-Keith, who treated Claimant and opined that Claimant would miss five or more days per mont

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