Mentzer v. Dudley

602 N.E.2d 934, 236 Ill. App. 3d 726, 177 Ill. Dec. 39, 1992 Ill. App. LEXIS 1743
CourtAppellate Court of Illinois
DecidedOctober 30, 1992
Docket4-92-0216
StatusPublished
Cited by4 cases

This text of 602 N.E.2d 934 (Mentzer v. Dudley) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mentzer v. Dudley, 602 N.E.2d 934, 236 Ill. App. 3d 726, 177 Ill. Dec. 39, 1992 Ill. App. LEXIS 1743 (Ill. Ct. App. 1992).

Opinion

PRESIDING JUSTICE GREEN

delivered the opinion of the court:

This appeal is from a judgment against plaintiff Leon R. Mentzer, d/b/a JRAMB & Associates, in a small claims case brought in the circuit court of Coles County against defendant James Dudley. The complaint was filed on November 25, 1991. After an evidentiary hearing at bench, the court entered an order on February 5, 1992, finding plaintiff not entitled to recovery and finding defendant entitled to damages as a sanction pursuant to Supreme Court Rule 137 (134 Ill. 2d R. 137) for vexatious filing of the complaint. After a further hearing, the court entered an order on March 3, 1992, awarding defendant $5,004.49. Plaintiff has appealed, taking issue only with the imposition of the sanction. We affirm.

In pertinent part, Supreme Court Rule 137 states:

“The signature of an attorney or party constitutes a certificate by him that he has read the pleading, motion or other paper; that to the best of his knowledge, information, and belief formed after reasonable inquiry it is well grounded in fact and is warranted by existing law or a good-faith argument for the extension, modification, or reversal of existing law, and that it is not interposed for any improper purpose, such as to harass or to cause unnecessary delay or needless increase in the cost of litigation. *** If a pleading, motion, or other paper is signed in violation of this rule, the court, upon motion or upon its own initiative, may impose upon the person who signed it, a represented party, or both, an appropriate sanction, which may include an order to pay to the other party or parties the amount of reasonable expenses incurred because of the filing of the pleading, motion or other paper, including a reasonable attorney fee. All proceedings under this rule shall be within and part of the civil action in which the pleading, motion or other paper referred to has been filed ***.” (Emphasis added.) 134 Ill. 2d R. 137.

On appeal, plaintiff maintains (1) Supreme Court Rule 137 should not be strictly applied to pro se litigants in small claims cases; (2) his complaint here was well grounded in fact and warranted by existing law; and (3) the amount of the award imposed as a sanction was excessive. While we agree that Supreme Court Rule 137 sanctions should not be applied with the same force in a small claims case where, as here, the matter in controversy is less than $1,000, the sanctions were properly applied in this case. The complaint was not well grounded in fact or warranted by existing law, and plaintiff sought to harass defendant. Under the gross circumstances of this case, the award was not excessive.

Plaintiff’s complaint alleged that defendant was “indebted to the plaintiff in the sum of $782.82 plus for late fees, back rent, (damages, service fees and court costs),” and upon demand, had refused to pay the same. The testimony at the hearing on the merits is shown by a bystander’s bill approved by the court (134 Ill. 2d R. 323(c)) as being substantially correct. Plaintiff proceeded pro se at that time, and the record does not give a clear picture as to the dispute. However, the parties, through their briefs, agree upon certain facts as follows: (1) defendant was the basketball coach at Lake Land College of Mattoon; (2) plaintiff rented apartments; and (3) arrangements were made for plaintiff to rent an apartment to four prospective Lake Land players for the summer of 1991.

The bystander’s bill shows indisputably that (1) the prospective players did use the apartment for the extended period; (2) on June 1, 1991, defendant made out a check for $100 on his own account and left it with plaintiff’s secretary as a security deposit to hold the property for the prospective players; (3) defendant did not negotiate for the lease and never had any contact with plaintiff before a phone call from plaintiff on June 7, 1991; (4) defendant’s understanding was that the check would be returned when the students moved in, but plaintiff cashed the check; (5) defendant did help the prospective players in seeking to learn the basis for a claim by plaintiff that the prospective players had damaged the apartment; (6) the prospective players each signed lease forms for the premises; and (7) payments of $1,410 were made by Lake Land College from Pell Grant funds and booster club funds for the rent on the premises. Other evidence will be related in regard to the particular issues it involves.

We are unaware of any decision of a court of review in regard to whether Supreme Court Rule 137 sanctions can be properly imposed in a small claims case. However, various supreme court rules do speak to situations where the procedure involved differs from that in other cases. Supreme Court Rule 282(a) (134 Ill. 2d R. 282(a)) sets forth a special way to commence a small claims proceeding. Supreme Court Rule 286 (134 Ill. 2d R. 286(a)) makes the filing of an answer unnecessary in such a proceeding unless ordered by the court. More significantly, Supreme Court Rule 287 (134 Ill. 2d R. 287(a)) prohibits depositions or other discovery devices in such matters. The express statements of the supreme court in regard to those differences between procedures in small claims and those in other civil proceedings indicate the supreme court does not intend to absolutely preclude application of Supreme Court Rule 137 and its sanctions from small claims cases.

Supreme Court Rule 286(b) does provide for informal procedures in cases where the amount claimed does not exceed $1,000. (134 Ill. 2d R. 286(b); see Bouhl v. Gross (1985), 133 Ill. App. 3d 6, 478 N.E.2d 620.) Accordingly, in such cases a litigant, particularly a pro se litigant, should be granted more leeway in misstatements or inaccuracies of pleading, proof, or legal interpretation than in other cases.

Plaintiff’s theory that his complaint was well grounded in fact and supported by existing law was based on the theory that defendant was liable as an undisclosed or partly undisclosed agent of the prospective players. Neither plaintiff nor his secretary testified to any negotiations carried on by defendant as to terms of the lease or as to price, and defendant denied that he did so. The mere fact that defendant wrote a check for security gives no inference that he was the person who originally negotiated the lease on behalf of the prospective players. Neither does defendant’s later aid to the players in seeking information as to damages to the leasehold. If defendant had engaged in these negotiations, plaintiff, his secretary or someone working for plaintiff should have known of this and been able to so testify.

The record gives no indication that anyone other than prospective basketball players would be the tenants in the apartment. Thus, anyone negotiating for the lease on behalf of those tenants would be an agent for a partially disclosed principal. (See Lake Shore Management Co. v. Blum (1968), 92 Ill. App. 2d 47, 51-52, 235 N.E.2d 366, 368.) Considering the manner in which plaintiff handled his case, any good-faith belief on his part that defendant was liable on such a sophisticated rule of law was extremely remote.

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Cite This Page — Counsel Stack

Bluebook (online)
602 N.E.2d 934, 236 Ill. App. 3d 726, 177 Ill. Dec. 39, 1992 Ill. App. LEXIS 1743, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mentzer-v-dudley-illappct-1992.