Mental Hygiene Legal Services v. Ford

242 A.D.2d 417, 663 N.Y.S.2d 1, 1997 N.Y. App. Div. LEXIS 8619
CourtAppellate Division of the Supreme Court of the State of New York
DecidedSeptember 11, 1997
StatusPublished
Cited by1 cases

This text of 242 A.D.2d 417 (Mental Hygiene Legal Services v. Ford) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mental Hygiene Legal Services v. Ford, 242 A.D.2d 417, 663 N.Y.S.2d 1, 1997 N.Y. App. Div. LEXIS 8619 (N.Y. Ct. App. 1997).

Opinion

Order and judgment (one paper), Supreme Court, New York County (Stanley Ostrau, J., upon decision of Kristin Booth Glen, J.), entered on or about October 2, 1995, inter alia, declaring that a hearing provision must be read into 14 NYCRR 57.2 when an involuntary civilly committed patient is transferred from a nonsecure hospital to a secure facility and that at such a hear[418]*418ing the hospital bears the burden of proving by clear and convincing evidence that the person it seeks to transfer meets the substantive standard for hospitalization in a secure facility, and permanently staying defendant hospital from transferring plaintiff patient to a secure facility, modified, on the law, to declare that such a transfer implicates a liberty interest, that where, as here, such a transfer is based on security concerns, narrowly connected to the patient’s delusion, rather than a general medical diagnosis that the patient is a danger to herself or to others, due process requires prior judicial review of the transfer, and that the absence of a hearing requirement in 14 NYCRR 57.2 does not violate the constitutional guarantee of equal protection; and to remand for a new hearing to consider whether the hospital’s evidentiary burden set forth herein has been satisfied, and continue the stay already in place pending disposition of that hearing, and otherwise affirmed, without costs.

Plaintiff was civilly committed in a nonsecure hospital because her delusion that her former lover still loved her and wanted to reunite with her developed into an escalating pattern of chronic harassment, resulting in two prior convictions and sentencings. After plaintiff was committed, her behavior became assaultive and combative when she perceived that hospital personnel were trying to interfere with such a reunion. The evidence of her combativeness, as well as psychiatric evaluations that she would likely try to escape the nonsecure hospital, is not significantly controverted. On this basis, that she would try to escape and would possibly hurt anyone who interfered with her reunion with the former lover, the hospital requested her transfer to a secure psychiatric facility, pursuant to 14 NYCRR part 57, which sets forth the administrative procedure governing transfers, including a provision for judicial review upon the patient’s challenge.

Under these circumstances, where the transfer necessarily enhances the restrictions on the patient’s exercise of personal autonomy, a liberty interest is implicated, invoking the tripartite test for determining the constitutional sufficiency of administrative procedures (see, Mathews v Eldridge, 424 US 319, 335). Under that test, we hold that the hospital’s interest in expeditious transfers of dangerous patients, and the administrative and fiscal burdens resulting from the necessity of holding a judicial hearing prior to every transfer of a dangerous patient, militate against interposing a blanket hearing requirement (see, Savastano v Nurnberg, 77 NY2d 300, 309-310). Nor would the mere availability of cross-examination of [419]*419witnesses and adherence to the rules of evidence reduce the risk of an inappropriate medical transfer, insofar as a court would still have to render a decision on matters essentially involving a medical judgment (supra, at 309). Here, however, the primary motivation for the transfer was a security concern that the patient might escape, seek out her former lover, and hurt persons who interfered with the satisfaction of this delusional goal, rather than a medical concern that the patient generally was a danger to herself or others. Insofar as a medical professional thereby rendered judgment on a matter more in the nature of a legal concern, which would result in an enhanced deprivation of plaintiffs liberty, in this narrow sense the decision warranted judicial scrutiny. At such a hearing, the burden would be on the State agency seeking enhanced restrictions on plaintiffs liberty to prove by clear and convincing evidence that she poses a security risk (Addington v Texas, 441 US 418).

We reject plaintiffs equal protection argument, which rests upon an analogy between 14 NYCRR part 57 and CPL 330.20 governing commitment and retention of insanity acquittees upon preliminary judicial determinations. Since the legal regimes are different, addressing different classes of persons posing different legal assumptions and concerns, a rational basis exists for different standards governing such preliminary determinations (see, People v Escobar, 61 NY2d 431, 439, n 4).

This proceeding was commenced as a habeas corpus proceeding, that was consolidated with a declaratory judgment action that the court subsequently deemed to have constituted the judicial hearing necessary for 14 NYCRR part 57, and upon which evidence the court permanently stayed plaintiff’s transfer to a secure facility. However, at the time of that hearing, the court had not yet articulated the standard it would employ in reviewing the lawfulness of the transfer. Considering the persuasive documentary evidence of the patient’s disruptiveness submitted by the hospital, the permanent stay, the basis of which is stated in only conclusory terms, seems unwarranted. Accordingly, we conclude that a new hearing, governed by the standards set forth herein is necessary, and we remand for that purpose, maintaining the stay pending the outcome of the hearing. Concur—Milonas, Ellerin and Williams, JJ.

Sullivan, J. P., and Nardelli, J., dissent in part in a memorandum by Nardelli, J., as follows: I disagree with the conclusion reached by the majority that the transfer of plaintiff, an involuntarily committed civil patient, from a nonsecure mental [420]*420facility to a secure facility pursuant to 14 NYCRR 57.2, implicates a liberty interest where the transfer was motivated by a specific security concern rather than a medical diagnosis.

Plaintiff Aliza K. had developed a history of harassing a former lover, which had resulted in two prosecutions for aggravated harassment. When the harassment continued, criminal charges were brought again, but plaintiff was found unfit to proceed and the charges were dismissed, whereupon plaintiff was transferred from Rikers Island to the Manhattan Psychiatric Center. Plaintiff was subsequently converted to civil status and hospitalized on a one-year retention order pursuant to Mental Hygiene Law § 9.33. The patient has a fixed delusion regarding her former boyfriend, believing that he is her “master” and that he loves her. She has repeatedly stated that her imprisonment and hospitalization are part of a plan by her “boyfriend” that will lead to a reunion with him. Throughout her hospital stay in Manhattan Psychiatric Center, Aliza K. continued to violate an order of protection by calling her former lover 10 to 20 times a day at his business and at his home. Furthermore, she barely participated in any psychotherapy, remaining angry, hostile and isolative. When her phone calls were restricted, she began using force and assaulting staff to obtain access to the telephone. She has required frequent emergency medications and prolonged periods of seclusion and has had to be restrained on a daily basis to prevent her attempts at causing injury to others. On January 12, 1995, after a hearing pursuant to Mental Hygiene Law § 9.33, the Supreme Court, New York County, ordered that the defendant Manhattan Psychiatric Center retain custody of Aliza K. for a period not to exceed one year. On May 3, 1995, Manhattan Psychiatric Center sought permission from the Commissioner of the Office of Mental Hygiene pursuant to 14 NYCRR 57.2 (a) to transfer Aliza K.

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Related

Mental Hygiene Legal Services v. Ford
705 N.E.2d 1191 (New York Court of Appeals, 1998)

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Bluebook (online)
242 A.D.2d 417, 663 N.Y.S.2d 1, 1997 N.Y. App. Div. LEXIS 8619, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mental-hygiene-legal-services-v-ford-nyappdiv-1997.