Mei Xing Yu v. Hasaki Restaurant, Inc.

874 F.3d 94, 2017 WL 4766702, 2017 U.S. App. LEXIS 20698
CourtCourt of Appeals for the Second Circuit
DecidedOctober 23, 2017
Docket17-1067-cv
StatusPublished
Cited by15 cases

This text of 874 F.3d 94 (Mei Xing Yu v. Hasaki Restaurant, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mei Xing Yu v. Hasaki Restaurant, Inc., 874 F.3d 94, 2017 WL 4766702, 2017 U.S. App. LEXIS 20698 (2d Cir. 2017).

Opinion

JON O. NEWMAN, Circuit Judge:

The pending petition for permission to take an interlocutory appeal pursuant to 28 U.S.C. § 1292(b) presents a narrow issue concerning the procedure for perfecting such an appeal. The issue is whether, under the circumstances of this case, the petitioners’ notice of appeal, which was filed within-ten days of the District Court’s order sought to be reviewed, is the functional equivalent of a section 1292(b) .petition to invoke our jurisdiction oyer a later filed petition.

Background

The section 1292(b) petition arises out of a suit filed.in the District Court for the Southern District of New York by Mei Zing Yu, a sushi chef,'against Yu’s employer, Hasaki Restaurants, Inc., and three restaurant owners or managers {collectively “Hasaki”) for alleged violations of the Fair Labor Standards Act (“FLSA”), 29 U.S.C. § 201 et seq. and New York Labor Law. 2 The complaint was filed “on behalf [of] all other employees similarly situated.”

Yu and Hasaki negotiated a settlement. Counsel for Yu then informed the District Court by letter that Yu had accepted the defendants’ offer of judgment pursuant to Rule 68 of-the Federal Rules of Civil Procedure.

The District Court (Jesse M. Furman, District Judge) ordered the parties to submit the settlement agreement to thé Court for the Court’s approval and also to submit letters detailing why- the settlement was fair and reasonable. In response, counsel for Hasaki sent the Court a letter for all parties, arguing that the District Court lacked authority to review the offer of judgment because entry of a Rule 68 judgment is mandatory. The Judge Furman considered an amicus curiae brief'-filed by the U.S. Department of Labor in a similar ease pending before another District Judge. That brief argued that District Court approval of the settlement was required.

On April 10, 2017, the District Court entered an Opinion and Order setting forth its view that judicial review of an FLSA settlement was required before entry of a Rule 68 judgment. Yu v. Hasaki Restaurant, Inc., 319 F.R.D. 111 (S.D.N.Y. 2017). Judge Furman explained that the considerations animating this Court’s decision in Cheeks v. Freeport Pancake House, Inc., 796 F.3d 199 (2d Cir. 2016), requiring court approval of FLSA claims sought to be settled by stipulated dismissal, see Fed. R. Civ. P. 41(a)(1)(A)(ii), applied to Rule 68 settlements. See Yu, 319 F.R.D. at 117. The District Court’s Order directed the parties, in the absence of a notice of appeal filed within ten days, to submit a joint letter explaining the basis for their settlement and why it should be approved. Acknowledging the split of authorities on the Rule 68 issue among district courts within the Second Circuit, Judge Furman certified his order for interlocutory review under 28 U.S.C. § 1292(b). He also stayed the FLSA case in the event a timely notice of appeal was filed.

On April 14, 2017, Hasaki filed in the District Court a notice of appeal from the District Court’s April 10 Order. 3 The notice of appeal identified the Order appealed from and its date. On the same date, the notice of appeal, the District Court’s Order and Opinion sought to be reviewed, and the docket sheet were electronically transferred to this Court by the CM/ECF system. On April 27, 2017, Hasaki filed in this Court Forms C and D, describing the nature of the action and the issues to be raised. On June 21, 2017, Hasaki filed a petition for leave to appeal pursuant to section 1292(b) with a request that it be accepted as timely filed. Yu has filed no response to the petition.

Discussion

Timeliness. Section 1292(b) of Title 28 authorizes a district judge, when entering an order not otherwise appealable in a civil action, to state “that such order involves a controlling question of law as to which there is substantial ground for difference of opinion and that an immediate appeal from the order may materially advance the ultimate termination of the litigation.” 28 U.S.C. § 1292(b). The relevant court of appeals may, in its discretion, permit an appeal from the order if application is made within ten days after entry of the order. See id. Rule 5 of the Federal Rules of Appellate Procedure requires a request for permission to file a discretionary appeal to be filed within the time specified by the statute authorizing the appeal. See FRAP 5(a)(2).

We acknowledge at the outset that time requirements for invoking appellate jurisdiction are strictly enforced. See Griggs v. Provident Consumer Discount Co., 459 U.S. 56, 61, 103 S.Ct. 400, 74 L.Ed.2d 225 (1982) (appellate time limits are jurisdictional). In Bowles v. Russell, 551 U.S. 205, 127 S.Ct. 2360, 168 L.Ed.2d 96 (2007), for example, the Supreme Court ruled that a court of appeals lacked jurisdiction where a district court had mistakenly told an appellant that his notice of appeal could be filed within seventeen days, instead of the fourteen days specified in the relevant rule, FRAP 4(a)(6). See id. at 209-15, 127 S.Ct. 2360.

In the pending matter, Hasaki’s petition to appeal the District Court’s April 10 Order was filed beyond the ten days specified in section 1292(b). However, a notice of appeal was filed within that ten day period. The issue presented is whether the notice of appeal may be deemed the functional equivalent of a section 1292(b) petition for purposes of invoking this Court’s jurisdiction over Hasaki’s petition.

In Casey v. Long Island R.R. Co., 406 F.3d 142, 146 (2d Cir. 2005), we ruled that a brief, filed within ten days of a District Court’s order, was the functional equivalent of a section 1292(b) petition. A brief is, of course, a far more informative document that a bare notice of appeal. But Casey permits us to determine whether, under the circumstances of this case, we should deem Hasaki’s notice of appeal, filed in the District Court, sufficient to invoke our appellate jurisdiction over the petition for an interlocutory appeal.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Miller v. United States
S.D. New York, 2025
Monk v. United States
D. Connecticut, 2025
Pentacon BV v. Vanderhaegen
S.D. New York, 2024
Mikanda v. Trump
S.D. New York, 2023
Green v. Paramount
S.D. New York, 2023
Canders v. MSN Online News
S.D. New York, 2023
Alexander v. Saul, Comm'r of Soc. SEC.
5 F.4th 139 (Second Circuit, 2021)
Alexander v. Saul
N.D. New York, 2019
Jones v. Smith
319 F. Supp. 3d 619 (E.D. New York, 2018)

Cite This Page — Counsel Stack

Bluebook (online)
874 F.3d 94, 2017 WL 4766702, 2017 U.S. App. LEXIS 20698, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mei-xing-yu-v-hasaki-restaurant-inc-ca2-2017.