Mead Digital Systems, Inc. v. A. B. Dick Co.

89 F.R.D. 318, 1980 U.S. Dist. LEXIS 16218
CourtDistrict Court, S.D. Ohio
DecidedOctober 20, 1980
DocketNos. C-3-78-177, C-3-78-287
StatusPublished
Cited by2 cases

This text of 89 F.R.D. 318 (Mead Digital Systems, Inc. v. A. B. Dick Co.) is published on Counsel Stack Legal Research, covering District Court, S.D. Ohio primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mead Digital Systems, Inc. v. A. B. Dick Co., 89 F.R.D. 318, 1980 U.S. Dist. LEXIS 16218 (S.D. Ohio 1980).

Opinion

DECISION AND ENTRY SUSTAINING MOTION TO COMPEL PRODUCTION OF DOCUMENT

RICE, District Judge.

The consolidated cause came to be heard upon the motion of Mead Digital Systems, Inc. (Plaintiff in 78-177) and Mead Corporation (Defendant in 78-287), referred to herein collectively as Mead, seeking an Order of the Court compelling the production of certain documents pursuant to F.R.C.P. 37(a).

These are patent actions in which Mead seeks a declaration to the effect that it has not infringed on certain patents owned by A. B. Dick Company (A. B. Dick) and Gould, Inc.; and in which, conversely, A. B. Dick and Gould, Inc. seek damages and an injunction with respect to alleged infringement on said patents by Mead.

The following facts pertinent to Mead’s present motion are undisputed. The documents in question were generated by David G. Rouse, a patents advisor for a British subsidiary of General Electric Company Limited of Great Britain (G.E.C.), and were prepared in early 1979 as part of an evaluation of A. B. Dick’s intellectual property position, in connection with the proposed acquisition of A. B. Dick by G.E.C. G.E.C. has since acquired ownership of all of A. B. Dick’s stock through a Delaware subsidiary, but G.E..C. is not a party herein.

When Mead first sought to depose G.E.C. concerning its evaluation of A. B. Dick’s patent portfolio, A. B. Dick refused the request because it had “no control” over G.E.C. which it might exercise to produce G.E.C. for deposition, and because it (A. B. Dick) believed that G.E.C.’s patent evaluations were, in any event, not relevant. Mead thereafter sought and obtained an Order of the Court authorizing the issuance of Letters Rogatory pursuant to F.R.C.P. 28(b), with the Court specifically finding that the evaluations were relevant at least for discovery purposes. See Order of October 25, 1979, Docket # 48. However, before the Letters issued, A. B. Dick and Mead agreed that an “accommodation” would be made whereby G.E.C. would be deposed in England, through Rouse, on January 25, 1980, without process of the British Courts.

On the day of the deposition, counsel for A. B. Dick and G.E.C. advised Mead that seven documents, otherwise within the terms of the Court’s October 25 Order, would be withheld based on a claim of attorney-client privilege on the part of G.E.C. Those documents are the object of Mead’s motion to compel discovery.

In presently seeking to have production of the documents compelled, Mead contends, primarily upon the authority of Duplan Corp. v. Deering Milliken, Inc., 397 F.Supp. 1146 (D.S.C.1975) (Duplan II), that the privilege (in the nature of an attorney-client privilege) which might attach to the [320]*320communications of a patent agent under British law does attach only if such communications relate to formal British patent proceedings. Although Rouse is a chartered British patent agent, the documents, in question were not generated for formal British patent proceedings, and G.E.C. may, therefore, not claim that they are privileged. In all other respects, no attorney-client privilege is indicated because Rouse is not an attorney, does not have a law degree or formal legal education, and is not a registered U.S. patent agent.

In opposing compelled production of the documents, A. B. Dick contends, also upon the authority of Duplan II, supra, that a foreign patent agent’s communications are privileged to the extent that the agent was acting in a capacity equal to patent house counsel in the United States. Since the Rouse documents were generated for G.E.C. in just such capacity, G.E.C. may claim privilege in them. Further, even if no privilege exists, A. B. Dick contends that the documents should be determined irrelevant, contrary to this Court’s October 25 Order, because a greater degree of “relevance,” than that set forth in F.R.C.P. 26(b) (“information sought appears reasonably calculated to lead to the discovery of admissible evidence”), must be demonstrated when non-party documentary discovery is requested.

At the outset, it appears to this Court (although not raised by either party) that the circumstances suggest an impediment to the issuance of an Order compelling production of the documents in question. One of the questions unresolved by Mead’s aborted request for Letters Rogatory is whether A. B. Dick, as a party, “has control” over the non-party G.E.C. and, implicitly, over documents in the possession of G.E.C. or Rouse. If A. B. Dick does not have such control, and the documents in question have been retained by G.E.C. or Rouse (which is implicit in G.E.C.’s claim of privilege), then a request for said documents under F.R.C.P. 30(b)(5) and/or 34(a) would be improper and an Order under F.R.C.P. 37(a) could not issue for failure to respond to such request. Similarly, even if the documents in question would ordinarily be subject to subpoenas duces tecum, issued to non-parties under F.R.C.P. 30(b)(1) and/or 45(b), (d), this Court lacks the power to issue such subpoenas in foreign countries to persons other than nationals or residents of the United States. Cf. 28 U.S.C. § 1783.

However, this Court need not presently resolve the question of A. B. Dick’s “control” of G.E.C. or the Rouse documents. If A. B. Dick has such control, and it is determined that the documents are discoverable under F.R.C.P. 26 (i. e., relevant and not privileged), then an Order under F.R.C.P. 37(a) would be the appropriate means to compel production. If, on the other hand, A. B. Dick lacks the necessary “control”, but the documents are nonetheless discoverable under F.R.C.P. 26, this Court would not hesitate to construe Mead’s present request as a renewed motion for the issuance of Letters Rogatory under F.R.C.P. 28(b), and sustain same, in order to employ the process of British Courts in “compelling production” of the documents at issue.

With respect to the question of privilege, this Court concludes that Rouse’s communications to G.E.C. through the documents at issue are not precluded from compelled production on that ground. There can be no doubt that if Rouse were a domestic patent advisor and had communicated to a domestic client through the documents at issue, then no attorney-client privilege could be asserted by the client because Rouse is not a member of the bar of any court. Duplan II at 1169; Duplan Corp. v. Deering Milliken, Inc., 370 F.Supp. 761, 764-65 (D.S.C.1972) (Duplan I) (citing 8 Wigmore on Evidence §§ 2292, 2300 (1961 rev. ed.)).

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Bluebook (online)
89 F.R.D. 318, 1980 U.S. Dist. LEXIS 16218, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mead-digital-systems-inc-v-a-b-dick-co-ohsd-1980.