F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS AUG 16 1999 FOR THE TENTH CIRCUIT PATRICK FISHER Clerk
BETTY J. McMAHON,
Plaintiff-Appellant,
v. No. 98-5189 (D.C. No. 97-CV-598-J) KENNETH S. APFEL, Commissioner, (N.D. Okla.) Social Security Administration,
Defendant-Appellee.
ORDER AND JUDGMENT *
Before PORFILIO , BARRETT , and HENRY , Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument.
* This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. The court generally disfavors the citation of orders and judgments; nevertheless, an order and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3. Claimant Betty J. McMahon appeals the district court’s order 1 affirming the
Commissioner’s decision to deny her application for disability insurance benefits
and supplemental security income benefits. She alleges disability since June 24,
1993, due to carpal tunnel syndrome in both hands; back, hip and neck
limitations; peptic ulcer; and chronic bronchitis. Following a hearing, the
administrative law judge (ALJ) determined at step four of the five-step analysis,
see Williams v. Bowen, 844 F.2d 748, 750-52 (10th Cir. 1988) (discussing five
steps), that claimant could not perform her past work in various clerical and
bookkeeping capacities and as a construction cleaner. The ALJ concluded at
step five, however, that claimant had transferrable skills and retained the residual
functional capacity for sedentary work. Therefore, the Commissioner determined
that claimant was not disabled within the meaning of the Social Security Act.
On appeal, claimant contends that the ALJ’s finding that claimant did not have
a significant manipulative impairment is not supported by substantial evidence.
We agree and remand for further proceedings.
We review the Commissioner’s decision to determine whether it is
supported by substantial evidence and whether correct legal standards were
applied. See Hawkins v. Chater, 113 F.3d 1162, 1164 (10th Cir. 1997).
Substantial evidence is “‘such relevant evidence as a reasonable mind might
1 The parties proceeded before a magistrate judge. See 28 U.S.C. § 636.
-2- accept as adequate to support a conclusion.’” Soliz v. Chater, 82 F.3d 373, 375
(10th Cir. 1996) (quoting Richardson v. Perales, 402 U.S. 389, 401 (1971)
(further quotation omitted)). We may neither reweigh the evidence nor substitute
our judgment for that of the Commissioner. See Casias v. Secretary of Health &
Human Servs., 933 F.2d 799, 800 (10th Cir. 1991).
Claimant contends that the record does not contain substantial evidence to
support the Commissioner’s determination at step five that she could perform the
jobs identified by the vocational expert (VE) as those in which she could utilize
her transferrable job skills. The jobs the VE listed are telephone answering
service operator and data entry clerk. Claimant asserts that both of those jobs
require frequent or constant reaching, handling and fingering. She argues that her
hand impairments prevent her from performing those tasks, as established by her
own testimony and the medical evidence.
The record reflects that claimant underwent carpal tunnel surgery on her
right wrist in April of 1993 that resulted in “full and painless range of motion,”
R. Vol. II at 165, and in July of 1993 she obtained relief from pain in her left
wrist by steroid injection, see id. She maintains that the evidence shows that her
condition worsened after 1993.
The medical evidence after 1993 relating to her problems with her hands
consists of reports prepared by three consulting physicians: Dr. Calhoun –
-3- November 2, 1994, Dr. Martin – June 2, 1994 and January 11, 1995, and
Dr. Moses – July 27, 1994. Claimant did not seek further treatment from her
treating physician, Dr. Watts, after he released her for work in August of 1993.
All three consulting physicians found decreased grip strength in both of
claimant’s hands. Dr. Calhoun stated that her gross and fine manipulative
abilities were normal and that she could manipulate small objects and effectively
grasp tools. See R. Vol. II at 268-69, 273. Dr. Martin noted that claimant
complained of pain and stiffness in both wrists and found positive Tinel’s signs
and tenderness over the flexor tendons. See id. at 295-98. He opined that
claimant was totally disabled due to her combined impairments, including her
right arm. See id. at 296. Dr. Moses found a positive Tinel’s sign on the left
and determined that injuries to her right upper extremity contributed to a 31%
impairment to the whole person. See id. at 313-14.
Claimant testified that her hands were weak, see id. at 37, 41; that her wrist
problems have worsened since she tried to return to work after her 1993 carpal
tunnel surgery, see id. at 38; she cannot work on a computer, primarily due to
neck pain and an inability to sit, but also due to her carpal tunnel problems, see
id. at 44; and her hands will not work to put in a bolt or screw, see id. at 59, or
a light bulb, see id. at 51. She also testified that her right hand is weak and using
her left hand for very long causes it to tingle and go to sleep, but that use does
-4- not aggravate her hand problem, except to cause mild aching in the knuckles.
See id. at 50.
Despite claimant’s testimony about her problems with her hands and wrists,
the ALJ found that claimant’s hand and wrist limitations were not disabling
because “she did not complain of wrist problems in the hearing.” Id. at 19. The
ALJ discounted Dr. Moses’ opinion because there was no evidence that he had
even examined her, see id. at 20, even though Dr. Moses’ report stated clearly that
he examined her and described the examination, see id. at 312-13. The ALJ did
not discuss the opinions of Dr. Martin or Dr. Calhoun relating to claimant’s
ability to use her hands and wrists. In addition, although the ALJ found that
claimant could lift 8.8 pounds and had a diminished grip, he made no finding
that she could perform repetitive motion tasks with both hands.
Dr. Martin’s June 1994 and January 1995 reports and Dr. Moses’ July 1994
report do not conflict with the treating physician’s August 1993 report because
they apply to different time periods. The reports of consulting physicians,
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F I L E D United States Court of Appeals Tenth Circuit UNITED STATES COURT OF APPEALS AUG 16 1999 FOR THE TENTH CIRCUIT PATRICK FISHER Clerk
BETTY J. McMAHON,
Plaintiff-Appellant,
v. No. 98-5189 (D.C. No. 97-CV-598-J) KENNETH S. APFEL, Commissioner, (N.D. Okla.) Social Security Administration,
Defendant-Appellee.
ORDER AND JUDGMENT *
Before PORFILIO , BARRETT , and HENRY , Circuit Judges.
After examining the briefs and appellate record, this panel has determined
unanimously to grant the parties’ request for a decision on the briefs without oral
argument. See Fed. R. App. P. 34(f); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument.
* This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. The court generally disfavors the citation of orders and judgments; nevertheless, an order and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3. Claimant Betty J. McMahon appeals the district court’s order 1 affirming the
Commissioner’s decision to deny her application for disability insurance benefits
and supplemental security income benefits. She alleges disability since June 24,
1993, due to carpal tunnel syndrome in both hands; back, hip and neck
limitations; peptic ulcer; and chronic bronchitis. Following a hearing, the
administrative law judge (ALJ) determined at step four of the five-step analysis,
see Williams v. Bowen, 844 F.2d 748, 750-52 (10th Cir. 1988) (discussing five
steps), that claimant could not perform her past work in various clerical and
bookkeeping capacities and as a construction cleaner. The ALJ concluded at
step five, however, that claimant had transferrable skills and retained the residual
functional capacity for sedentary work. Therefore, the Commissioner determined
that claimant was not disabled within the meaning of the Social Security Act.
On appeal, claimant contends that the ALJ’s finding that claimant did not have
a significant manipulative impairment is not supported by substantial evidence.
We agree and remand for further proceedings.
We review the Commissioner’s decision to determine whether it is
supported by substantial evidence and whether correct legal standards were
applied. See Hawkins v. Chater, 113 F.3d 1162, 1164 (10th Cir. 1997).
Substantial evidence is “‘such relevant evidence as a reasonable mind might
1 The parties proceeded before a magistrate judge. See 28 U.S.C. § 636.
-2- accept as adequate to support a conclusion.’” Soliz v. Chater, 82 F.3d 373, 375
(10th Cir. 1996) (quoting Richardson v. Perales, 402 U.S. 389, 401 (1971)
(further quotation omitted)). We may neither reweigh the evidence nor substitute
our judgment for that of the Commissioner. See Casias v. Secretary of Health &
Human Servs., 933 F.2d 799, 800 (10th Cir. 1991).
Claimant contends that the record does not contain substantial evidence to
support the Commissioner’s determination at step five that she could perform the
jobs identified by the vocational expert (VE) as those in which she could utilize
her transferrable job skills. The jobs the VE listed are telephone answering
service operator and data entry clerk. Claimant asserts that both of those jobs
require frequent or constant reaching, handling and fingering. She argues that her
hand impairments prevent her from performing those tasks, as established by her
own testimony and the medical evidence.
The record reflects that claimant underwent carpal tunnel surgery on her
right wrist in April of 1993 that resulted in “full and painless range of motion,”
R. Vol. II at 165, and in July of 1993 she obtained relief from pain in her left
wrist by steroid injection, see id. She maintains that the evidence shows that her
condition worsened after 1993.
The medical evidence after 1993 relating to her problems with her hands
consists of reports prepared by three consulting physicians: Dr. Calhoun –
-3- November 2, 1994, Dr. Martin – June 2, 1994 and January 11, 1995, and
Dr. Moses – July 27, 1994. Claimant did not seek further treatment from her
treating physician, Dr. Watts, after he released her for work in August of 1993.
All three consulting physicians found decreased grip strength in both of
claimant’s hands. Dr. Calhoun stated that her gross and fine manipulative
abilities were normal and that she could manipulate small objects and effectively
grasp tools. See R. Vol. II at 268-69, 273. Dr. Martin noted that claimant
complained of pain and stiffness in both wrists and found positive Tinel’s signs
and tenderness over the flexor tendons. See id. at 295-98. He opined that
claimant was totally disabled due to her combined impairments, including her
right arm. See id. at 296. Dr. Moses found a positive Tinel’s sign on the left
and determined that injuries to her right upper extremity contributed to a 31%
impairment to the whole person. See id. at 313-14.
Claimant testified that her hands were weak, see id. at 37, 41; that her wrist
problems have worsened since she tried to return to work after her 1993 carpal
tunnel surgery, see id. at 38; she cannot work on a computer, primarily due to
neck pain and an inability to sit, but also due to her carpal tunnel problems, see
id. at 44; and her hands will not work to put in a bolt or screw, see id. at 59, or
a light bulb, see id. at 51. She also testified that her right hand is weak and using
her left hand for very long causes it to tingle and go to sleep, but that use does
-4- not aggravate her hand problem, except to cause mild aching in the knuckles.
See id. at 50.
Despite claimant’s testimony about her problems with her hands and wrists,
the ALJ found that claimant’s hand and wrist limitations were not disabling
because “she did not complain of wrist problems in the hearing.” Id. at 19. The
ALJ discounted Dr. Moses’ opinion because there was no evidence that he had
even examined her, see id. at 20, even though Dr. Moses’ report stated clearly that
he examined her and described the examination, see id. at 312-13. The ALJ did
not discuss the opinions of Dr. Martin or Dr. Calhoun relating to claimant’s
ability to use her hands and wrists. In addition, although the ALJ found that
claimant could lift 8.8 pounds and had a diminished grip, he made no finding
that she could perform repetitive motion tasks with both hands.
Dr. Martin’s June 1994 and January 1995 reports and Dr. Moses’ July 1994
report do not conflict with the treating physician’s August 1993 report because
they apply to different time periods. The reports of consulting physicians,
Calhoun, Martin and Moses, were the only medical evidence submitted pertaining
to a relevant time period and should have been considered. See Reid v. Chater ,
71 F.3d 372, 374 (10th Cir. 1995). The opinion of the treating physician,
Dr. Watts, who stated in 1993 that claimant had “evidence of permanent
impairment to both upper extremities . . . [and] may need further medical care of
-5- the left wrist in the future,” R. Vol. II at 165, is consistent with the opinions of
Drs. Martin and Moses, who indicated that claimant’s hands and wrists were
painful and limiting. There may be a conflict between those two consulting
physicians and the third consulting physician, Dr. Calhoun, who found that
claimant could manipulate small objects and grasp small tools. On remand, the
ALJ should resolve any conflicting medical reports relative to claimant’s hand
and wrist problems.
Also on remand, the ALJ should resolve the apparent conflict between his
finding that claimant could not perform her past work as a bookkeeper and clerk,
and his determination that she could perform the jobs of telephone answering
service operator and data entry clerk. The skills the VE found to be transferrable
from claimant’s past work included switchboard, typing, computer and telephone
skills. See R. Vol. II at 64-65. Claimant’s transferrable skills from her past jobs
(jobs the ALJ found she could not perform) and the jobs the ALJ found she could
perform all require repetitive hand and wrist motions. See Dictionary of
Occupational Titles 203.582-054 (data entry clerk); 235-662-026 (telephone
answering service operator); 203.382-030 (word processing machine operator);
210.382-014 (bookkeeper). In the event the ALJ determines on remand that
claimant’s use of her hands and wrists is limited, he should ascertain whether the
jobs identified by a VE will accommodate those limitations. Cf. Henrie v. United
-6- States Dep’t of Health & Human Servs. , 13 F.3d 359, 361 (10th Cir. 1993) (in
step four case, Commissioner must compare demands of claimant’s work with
her abilities); see also Haddock v. Apfel , No. 98-7063, 1999 WL 492652, *6
(10th Cir. July 13, 1999) (“[T]he ALJ must investigate and elicit a reasonable
explanation for any conflict between the [DOT] and expert testimony before the
ALJ may rely on the expert’s testimony as substantial evidence to support a
determination of nondisability.”).
The judgment of the United States District Court for the Northern District
of Oklahoma is REVERSED, and this case is REMANDED for further
proceedings in accordance with this order and judgment.
Entered for the Court
John C. Porfilio Circuit Judge
-7-