McLister v. Epstein & Lawrence, P.C.

934 P.2d 844, 20 Brief Times Rptr. 1201, 1996 Colo. App. LEXIS 240, 1996 WL 445062
CourtColorado Court of Appeals
DecidedAugust 8, 1996
Docket95CA0679
StatusPublished
Cited by14 cases

This text of 934 P.2d 844 (McLister v. Epstein & Lawrence, P.C.) is published on Counsel Stack Legal Research, covering Colorado Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
McLister v. Epstein & Lawrence, P.C., 934 P.2d 844, 20 Brief Times Rptr. 1201, 1996 Colo. App. LEXIS 240, 1996 WL 445062 (Colo. Ct. App. 1996).

Opinion

Opinion by

Judge KAPELKE.

In this legal malpractice action, plaintiff, Henry B. McLister, appeals from the judgment of the trial court in favor of defendants Epstein and Lawrence, P.C. (the law firm) and James Miller. Plaintiff also challenges the dismissal of his breach of contract claim against the law firm and Miller, and his claim for negligent supervision against defendant Scott Lawrence. We affirm in part, reverse in part, and remand with directions.

On March 3, 1989, a health care aide employed by the plaintiff injured herself when she fell down some stairs in his home. A claims adjuster for plaintiff’s homeowner insurance carrier negotiated a settlement with the aide and, in exchange, obtained a release of claims against plaintiff. The adjuster, however, failed to take necessary steps to have the agreement approved by the Division of Workers’ Compensation so that it would constitute a binding release of the aide’s workers’ compensation claim against plaintiff.

When the aide later brought a workers’ compensation claim, plaintiff retained the defendant law firm to represent him. Lawrence, a partner in the firm, assigned the *846 case to Miller, an associate attorney. Although plaintiff was required by law to have workers’ compensation insurance for his home health care aides, he had not obtained such coverage.

Miller defended the case solely on the theory that the release obtained by the insurance company operated as an election of remedies. Following a hearing, an administrative law judge ruled in favor of the aide. The ruling was reversed by the Industrial Claim Appeals Panel, but ultimately reinstated by a division of this court. See Cook v. McLister, 820 P.2d 1167 (Colo.App.1991).

Thereafter, plaintiff brought an action against the insurance company based on negligence, breach of contract, fraud, and estop-pel to deny coverage. In a separate action, plaintiff alleged that defendants had acted negligently in representing him in the workers’ compensation case and had breached both their fiduciary duties and the attorney-client contract. Plaintiff also alleged that Lawrence had been negligent in supervising Miller.

The cases were consolidated and tried to a jury. Over plaintiffs objections, the court instructed the jury on comparative negligence and also gave an instruction stating that it is not a defense to negligence that a person is unaware that his or her conduct constitutes a violation of the law. The court dismissed plaintiffs negligent supervision claim against Lawrence because of plaintiffs failure to present expert testimony regarding the standard of care. The court also dismissed plaintiffs claim for breach of contract on the ground that it was subsumed by his malpractice claim.

The jury found in favor of the insurance company and also in favor of defendants on plaintiffs breach of fiduciary duty claim. While the jury concluded that defendants had been negligent and that the negligence had caused plaintiffs damages, it concluded that plaintiff had also been negligent and that the percentage that his own negligence or fault had contributed to his damages was 81% Accordingly, the court entered judgment in defendants’ favor. On appeal, plaintiff challenges only the judgment in favor of the law firm and Miller and the dismissal of the claim against Lawrence.

I.

Plaintiff first contends that the trial court erred in giving a comparative negligence instruction. We agree.

Although comparative negligence is a defense to a claim of legal malpractice in Colorado, see Scognamillo v. Olsen, 795 P.2d 1357 (Colo.App.1990), the Ghent’s alleged negligence must relate to the injury alleged to have been caused by the attorney’s negligence and must relate to the attorney’s representation. For example, a comparative negligence instruction may be based on evidence that the client: 1) failed to supervise, review, or inquire as to the representation; 2) refused to follow advice or instructions; 3) failed to provide the attorney with essential information; 4) failed to mitigate damages caused by the lawyer’s negligence; or 5) interfered with the attorney’s representation. See 2 R. Mallen & E. Smith, Legal Malpractice § 20.2 (1996).

Here, however, the court based the instruction on plaintiffs failure to obtain workers’ compensation insurance in the first instance. Although the evidence may have been relevant to the issue of causation, we agree with plaintiff that this conduct cannot serve as the basis for a comparative negligence instruction.

Defendants knew that plaintiff was uninsured when they agreed to represent him. Plaintiffs failure to obtain workers’ compensation insurance was therefore neither contemporaneous with, nor causally linked to, defendants’ negligence in handling his case. Thus, the giving of the instruction was error. See 2 R. Mallen & J. Smith, Legal Malpractice § 20.2 (1996).

To allow the attorneys to rely on the negligence of the client preceding the attorney’s engagement would be equivalent to allowing a physician to defend a claim for malpractice based on the negligence of the patient in not having sought treatment sooner. Again, such circumstances would be relevant to the issue of causation, but would not present a *847 proper basis for a comparative negligence instruction.

The jury found that plaintiff had sustained damages in the amount of $104,000: $93,000 for payments made to the aide or others relating to the workers’ compensation claim, and $11,000 in legal fees. Because we are unable to ascertain what effect, if any, the improper giving of the comparative negligence instruction might have had on the overall determination of the jury, we conclude that a remand is necessary for a new trial on plaintiffs negligence claims against the law firm and Miller.

On remand, the court should ensure that the jury is instructed that it may award only those damages that were directly caused by the acts or omissions of the law firm and Miller.

II.

Plaintiff also contends that the trial court further erred in instructing the jury that it is not a defense to negligence that a person is unaware that his or her conduct constitutes a violation of the law. We agree.

Here, the only evidence of a legal violation concerned plaintiffs failure to procure workers’ compensation insurance. In light of our conclusion that such failure cannot be the basis for a comparative negligence defense here, we also necessarily conclude that the violation of the law instruction should not have been given.

III.

Plaintiff next contends that the court erred in dismissing his breach of contract claim. We disagree.

Under Colorado law, a claim based on a violation of duty imposed by the attorney-client relationship sounds in tort. While a claim for breach of the attorney-client contract is cognizable, it must be based on a specific term in the contract. International Tele-Marine v. Malone & Associates, 845 F.Supp. 1427 (D.Colo.1994).

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Bluebook (online)
934 P.2d 844, 20 Brief Times Rptr. 1201, 1996 Colo. App. LEXIS 240, 1996 WL 445062, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mclister-v-epstein-lawrence-pc-coloctapp-1996.