ACCEPTED 03-16-00415-CV 11714778 THIRD COURT OF APPEALS AUSTIN, TEXAS October 5, 2016 7/19/2016 3:40:55 PM JEFFREY D. KYLE CLERK NO. 03-16-00415-CV ______________________________________________________________ RECEIVED IN In the Court of Appeals 3rd COURT OF APPEALS AUSTIN, TEXAS For the Third District of Texas 7/19/2016 3:40:55 PM ______________________________________________________________ JEFFREY D. KYLE Clerk MCLANE COMPANY, INC., Intervening Plaintiff-Appellant, v.
TEXAS ALCOHOLIC BEVERAGE COMMISSION ET AL., Defendants-Appellees. ______________________________________________________________
On Accelerated Appeal from the 53rd Judicial District Court of Travis County, Texas Cause No. D-1-GN-15-004380 ______________________________________________________________
MCLANE COMPANY, INC.’S OPENING BRIEF ORAL ARGUMENT REQUESTED ______________________________________________________________
BRETT CHARHON Texas State Bar No. 24040674 bcharhon@ccrglaw.com STEVEN CALLAHAN Texas State Bar No. 24053122 scallahan@ccrglaw.com CHARHON CALLAHAN ROBSON & GARZA, PLLC 3333 Lee Parkway, Suite 460 Dallas, Texas 75219 Telephone: (214) 521-6400 Telecopier: (214) 764-8392
Counsel for Intervening Plaintiff- Dated: July 19, 2016 Appellant McLane Company, Inc. IDENTITY OF PARTIES AND COUNSEL
The Texas Alcoholic Beverage Commission (“TABC”) is the original
plaintiff in the case. The TABC became a defendant after McLane intervened.
Sherry Cook, the Chief Administrative Officer and Officer for Public Infor-
mation of the TABC, is also a defendant. The TABC and Ms. Cook are repre-
sented by:
Ann Hartley Financial Litigation & Charitable Trusts Division Office of the Attorney General P.O. Box 12548 Austin, Texas 78711-2548
Ken Paxton, Attorney General of Texas, is the original defendant in
the case. Mr. Paxton is not a party to this appeal. Mr. Paxton is represented
by:
Matthew Ryan Entsminger Open Records Litigation Administrative Law Division Office of the Attorney General P.O. Box 12548 Austin, Texas 78711-2548
McLane Company, Inc. (“McLane”) is the intervening plaintiff in the
case. McLane is represented by:
Brett Charhon Steven Callahan Charhon Callahan Robson & Garza, PLLC 3333 Lee Parkway, Suite 460 Dallas, Texas 75219 i TABLE OF CONTENTS
STATEMENT OF THE CASE ....................................................................... v
STATEMENT REGARDING ORAL ARGUMENT ..................................... vi
ISSUES PRESENTED ..................................................................................vii
PRELIMINARY STATEMENT ..................................................................... 1
STATEMENT OF FACTS.............................................................................. 3
SUMMARY OF THE ARGUMENT .............................................................. 6
ARGUMENT .................................................................................................. 6
A. Standard of Review: De Novo ..................................................... 6
B. The UDJA Waives Sovereign Immunity for Claims to Construe Texas Statutes .......................................................... 7
C. The Court Should Exercise Jurisdiction Over McLane’s Ultra Vires Claim Against Ms. Cook ........................ 18
1. Under Heinrich, the Court Should Exercise Jurisdiction Over McLane’s Claim that Ms. Cook Violated Non-Discretionary Statutory Duties.............................................................................. 19
2. Under Houston Belt, the Court Should Exercise Jurisdiction over McLane’s Claim that Ms. Cook Exceeded Any Statutory Discretion........................................................................ 26
3. In the Alternative, the Court Should Find that the District Court Erred in Failing to Grant McLane Leave to Replead its Ultra Vires Claim Against Ms. Cook ................................................. 29
PRAYER ...................................................................................................... 30
ii INDEX OF AUTHORITIES
Page(s) CASES
Abbott v. G.G.E, 463 S.W.3d 633 (Tex. App.—Austin 2015, pet. filed) ...................................... 6
City of Austin v. Cherry, 03-14-00212-CV, 2015 WL 4508819 (Tex. App.—Austin July 21, 2015, no pet.) ..................................................... 30
City of Dallas v. Dequire, 249 S.W. 3d 428 (Tex. 2008) .......................................................................9, 10
City of Dallas v. Saucedo-Falls, 218 S.W.3d 79 (Tex. 2007) ..........................................................................9, 10
City of El Paso v. Heinrich, 284 S.W.3d 366 (Tex. 2009) .....................................................................passim
City of McKinney v. Hank’s Rest. Grp., 412 S.W.3d 102 (Tex. App.—Dallas 2013, no pet.) ........................................ 16
Helena Chem. Co. v. Wilkins, 47 S.W.3d 486 (Tex. 2001) ............................................................................. 22
Houston Belt & Terminal Ry. Co. v. City of Houston, 487 S.W.3d 154 (Tex. 2016) .....................................................................passim
Patel v. Tex. Dept. of Licensing & Regulation, 469 S.W.3d 69 (Tex. 2015) ........................................................................ 14, 16
Pharmserv, Inc. v. Tex. Health & Human Servs. Comm’n, No. 03-13-00526-CV, 2015 WL 1612006 (Tex. App.—Austin Apr. 9, 2015, no pet.) ...................................................... 15
Star Houston, Inc. v. Tex. Dep’t of Transp., 957 S.W.2d 102 (Tex. App.—Austin 1997, pet. denied) ................................. 15
Tex. Education Agency v. Leeper, 893 S.W.2d 432 (1994) .............................................................................passim
iii Tex. Dept. of Parks & Wildlife v. Miranda, 133 S.W.3d 217 (Tex. 2004) ............................................................................. 6
Tex. Lottery Comm’n v. First State Bank of DeQueen, 325 S.W.3d 628 (Tex. 2010) .....................................................................passim
Tex. Mun. Power Agency v. Pub. Util. Com’n, 100 S.W.3d 510 (Tex. App.—Austin 2003, pet. denied) ............................15, 18
Tex. Mun. Power Agency v. Pub. Util. Com’n, 253 S.W.3d 184 (Tex. 2008) ........................................................................... 18
Tex. Nat. Res. Cons. Comm’n v. IT-Davy, 74 S.W.3d 849 (Tex. 2002) ............................................................................... 9
Tex. State Bd. of Vet. Med. Examiners v. Giggleman, 408 S.W.3d 696 (Tex. App.—Austin 2013, no pet.) ........................................ 15
Tex. Dep’t of Transp. v. Sefzik, 355 S.W.3d 618 (Tex. 2011) .....................................................................passim
STATUTES
Tex. Civ. Prac. & Rem. Code § 37.004 ..................................................... 7, 8, 9, 10
Tex. Civ. Prac. & Rem. Code § 37.006 ........................................................... 10, 11
Tex. Gov’t Code § 552.001 .................................................................................. 22
Tex. Gov’t Code § 552.022 .................................................................................. 20
Tex. Gov’t Code § 552.025 .................................................................................. 20
Tex. Gov’t Code § 552.203 ............................................................................. 21, 25
Tex. Gov’t Code § 552.204 .................................................................................. 22
Tex. Gov’t Code § 552.221 ............................................................................. 23, 24
Tex. Gov’t Code § 552.227 .................................................................................. 24
Tex. Gov’t Code § 552.221 ............................................................................passim
Tex. Gov’t Code § 2001.051 ................................................................................ 13
iv STATEMENT OF THE CASE
This case addresses the TABC and Ms. Cook’s duties under the Public
Information Act (“PIA”). McLane brought (i) a declaratory-judgment claim
against the TABC to construe the PIA, (ii) a declaratory-judgment, ultra vires
claim against Ms. Cook (the TABC’s Officer for Public Information) in her
official capacity to require her to comply with the PIA, and (iii) a mandamus
claim under the PIA against the TABC. The Court dismissed both declaratory-
judgment claims for lack of jurisdiction. Appendix, Exs. 1-2 (CR214-15). The
mandamus claim remains, although it is presently stayed at the district court
pending the resolution of this accelerated appeal.
v STATEMENT REGARDING ORAL ARGUMENT
McLane requests oral argument. The sovereign-immunity issues impli-
cate a number of Texas Supreme Court and appellate decisions. Further, the
ultra vires claim implicates a recent Texas Supreme Court decision, Houston
Belt & Terminal Ry. Co. v. City of Houston, 487 S.W.3d 154 (Tex. 2016).
McLane seeks the opportunity to answer any questions the Court may have
about these decisions, and submits that oral argument will assist the Court re-
solve this appeal.
vi ISSUES PRESENTED
This interlocutory appeal presents the following issues:
1. Whether the Texas Uniform Declaratory Judgments Act
(“UDJA”) waives sovereign immunity for claims seeking construction of a
Texas statute; and
2. Whether subject matter jurisdiction exists over an ultra vires
claim against the TABC’s Officer for Public Information where the PIA im-
poses mandatory obligations on her and McLane asserts that she failed to
comply with such obligations.
vii PRELIMINARY STATEMENT
The instant lawsuit arises from a single public-information request
submitted by McLane to the TABC in May 2015. The PIA imposes several
mandatory, non-discretionary obligations on the TABC and Ms. Cook when
responding to PIA requests—for example, under the PIA, they must promptly
search for and produce all responsive, non-excepted public information. See
Tex. Gov’t Code §§ 552.221 (“prompt” production); 552.227 (exception to
scope of search); 552.022-552.156 (defining public information and excep-
tions). McLane alleges that the TABC, through Ms. Cook, has not complied
with the PIA in four ways: (i) Ms. Cook has not acted promptly (indeed, over
a year later, the TABC admits that it still has not finished responding to the
May 2015 request), (ii) Ms. Cook did not perform an adequate search for re-
sponsive public information, (iii) Ms. Cook has not produced all responsive,
non-excepted public information, and (iv) Ms. Cook failed to set a date within
a reasonable time when the requested information would be available to
McLane.
Fundamentally, McLane and the TABC disagree about the duties im-
posed by the PIA in two important ways. First, the TABC contends that the
PIA provides it absolute discretion to determine when to complete its produc-
tion of public information. In contrast, McLane contends that the plain text of
1 the statute requires the TABC to act “promptly [and] without delay,” see §
552.221(a), and does not allow the TABC to unilaterally postpone or delay
production of public information.
Second, the TABC contends that it has discretion to limit the scope of
its search for responsive documents. McLane, on the other hand, contends that
the TABC must engage in a comprehensive search designed to capture all
public information that is not excepted from disclosure under the PIA. If the
TABC could arbitrarily restrict its search, the TABC would create de facto
categories of documents excepted from disclosure not within the contempla-
tion of the PIA itself (e.g., if TABC refused to search its archives, the TABC
would create a de facto exception for archived files). Thus, McLane contends
that the PIA requires a comprehensive search that uncovers all responsive
public information.
McLane seeks to resolve these fundamental disputes regarding the par-
ties’ competing interpretations of the PIA through McLane’s UDJA and ultra
vires claims. The UDJA waives sovereign immunity over actions to construe
statutes. See Tex. Lottery Comm’n v. First State Bank of DeQueen, 325
S.W.3d 628, 634-35 (Tex. 2010). Under DeQueen and the plain language of
the UDJA, the Court should find that Texas has waived sovereign immunity
over declaratory-judgment claims seeking to construe a statute.
2 McLane also brought an ultra vires claim to require Ms. Cook to com-
ply with the PIA. The PIA does not provide Ms. Cook with discretion to de-
termine whether or when to comply with public-information requests. Instead,
as required by the PIA, Ms. Cook must promptly perform a reasonable search
for all responsive public information. Because McLane claims that Ms. Cook
failed to comply with non-discretionary duties imposed by the PIA, the Court
should find jurisdiction over McLane’s ultra vires claim.
Even if the Court finds that Ms. Cook enjoys some discretion under the
PIA, the Court should nevertheless find jurisdiction over McLane’s ultra vires
claim. McLane asserts that Ms. Cook acted outside of any discretion provided
under the PIA by (i) delaying her search and production of responsive public
documents for over a year, (ii) failing to engage in a comprehensive search for
responsive public documents, (iii) withholding public documents subject to
mandatory disclosure, and (iv) failing to properly certify a reasonable date for
production of the requested documents. Under Houston Belt & Terminal
Railway Co. v. City of Houston, McLane’s allegations support jurisdiction
over this claim. 487 S.W.3d 154 (Tex. 2016).
STATEMENT OF FACTS
On May 22, 2015, McLane requested information from the TABC un-
der the PIA. CR107-08 (McLane’s May 22, 2015 PIA request). McLane
3 sought two categories of information: (i) documents relating to any communi-
cations involving Ms. Cook (TABC’s Executive Director) or Ed Swedberg
(TABC’s Deputy Executive Director) from March 31, 2015, to May 22, 2015;
and (ii) documents relating to the TABC or its employees and the Employee
Retirement System of Texas Pension Plan from January 1, 2012, to December
31, 2014. See id. Even though the public-information request has been pend-
ing since May 2015, the TABC admits that it still has not finished its produc-
tion of all information responsive to the request. See CR187 (TABC’s May 3,
2016 letter promising further production by August 2016).
In July 2015, the TABC asked the Attorney General for an opinion on
whether the TABC could withhold responsive documents under particular
statutory exceptions. See CR110-17 (invoking six sections of the PIA and one
section of the Texas Alcoholic Beverage Code). In September 2015, the At-
torney General ruled that the TABC must release the requested information,
subject to only two limited exceptions. CR136-41 (Attorney General Letter
Ruling OR2015-18385).
On October 2, 2015, the TABC filed suit against the Attorney General,
seeking to withhold responsive documents. McLane intervened on October
26, 2015, and amended its petition on April 4, 2016. In its amended petition,
McLane seeks, among other things:
4 · a writ of mandamus ordering the TABC to produce public infor- mation responsive to McLane’s public-information request;
· a declaration that the PIA, properly construed, requires the TABC to promptly search for and produce documents responsive to public-information requests;
· a declaration that the PIA, properly construed, requires the TABC to conduct a reasonably comprehensive search for public information responsive to public-information requests;
· a judgment requiring Ms. Cook to promptly search for and pro- duce the public information responsive to McLane’s request; and
· a judgment requiring Ms. Cook to perform a reasonably compre- hensive search for public information responsive to McLane’s request.
See CR103 (McLane’s First Amended Pet. at 16).
On December 8, 2015, the TABC filed a plea to the jurisdiction chal-
lenging McLane’s declaratory-judgment claim against the TABC, and amend-
ed that plea on May 18, 2016. CR71-75; CR148-63. On May 4, 2016, Ms.
Cook filed a separate plea to the jurisdiction challenging McLane’s declarato-
ry-judgment claim against her. CR142-47. The district court granted both
pleas on May 31, 2016. Appendix, Exs. 1-2 (CR214-15). McLane filed a Mo-
tion to Vacate and for New Trial on June 9, 2016, and a Motion for Reconsid-
eration on June 13, 2016. CR219-43; CR255; CR259. The district court de-
nied these motions on June 14, 2016. CR244-45.
This accelerated appeal followed.
5 SUMMARY OF THE ARGUMENT
The Court should exercise jurisdiction over McLane’s declaratory-
judgment claim against the TABC to construe the PIA. The UDJA contem-
plates suits to construe statutes and requires joining those parties with an in-
terest in the outcome. As recognized by the Texas Supreme Court, the UDJA
thus waives sovereign immunity over claims to construe statutes.
The Court should also exercise jurisdiction over McLane’s ultra vires
claim against Ms. Cook. McLane contends that Ms. Cook acted outside of any
discretion provided under the PIA by (i) delaying her search and production of
responsive public documents for over a year, (ii) failing to engage in a com-
prehensive search for responsive public documents, (iii) withholding respon-
sive public documents, and (iv) failing to comply with the PIA’s requirement
to certify a reasonable time for production. McLane’s allegations accordingly
support jurisdiction over this claim.
ARGUMENT
A. Standard of Review: De Novo
This Court reviews district-court rulings on pleas to jurisdiction de no-
vo. See, e.g., Tex. Dept. of Parks & Wildlife v. Miranda, 133 S.W.3d 217, 226
(Tex. 2004); Abbott v. G.G.E, 463 S.W.3d 633, 642 (Tex. App.—Austin 2015,
pet. filed).
6 B. The UDJA Waives Sovereign Immunity for Claims to Construe Texas Statutes
The plain text of the UDJA allows for suits to construe statutes:
Sec. 37.004. SUBJECT MATTER OF RELIEF. (a) A person . . . whose rights, status, or other legal relations are affected by a statute . . . may have determined any question of construction or va- lidity arising under the . . . statute . . .
Tex. Civ. Prac. & Rem. Code § 37.004(a).1 The UDJA requires that litigants
join those “who have or claim any interest that would be affected by the dec-
laration[.]” See id. § 37.006(a). Here, McLane seeks to resolve the parties’
competing constructions of the PIA. Based on the text of the UDJA alone, the
Court should find that the UDJA waives sovereign immunity over the TABC,
an agency with an interest in the construction of the PIA.
The Texas Supreme Court confirmed McLane’s reading of the UDJA in
Texas Education Agency v. Leeper, the seminal case addressing the waiver of
sovereign immunity found in the UDJA. 893 S.W.2d 432 (1994). In Leeper,
the Supreme Court reviewed a district-court judgment that (i) construed the
“private-school exemption” to the compulsory school-attendance law, (ii) en-
joined school districts and attendance officers from initiating charges of viola-
tions of the compulsory-attendance law, unless the charges were based on the
district court’s construction of the private-school exemption, and (iii) awarded
1 Unless otherwise noted, this brief has added all emphases in quotations.
7 attorney’s fees. The Supreme Court reversed the injunction as “unnecessary,”
but nevertheless explicitly construed the private-school exemption and al-
lowed attorney’s fees. See id. at 443-44, 446 (“[W]e conclude that the district
court’s declaration of the meaning of ‘private school’ in § 21.003(a)(1), as it
relates to home schools, is clearly correct.”). Leeper held that the UDJA
waived sovereign immunity over the plaintiffs’ claim to construe the private-
school exception:
Governmental entities joined as parties may be bound by a court’s declaration on their ordinances or statutes. The Act thus contemplates that gov- ernmental entities may be—indeed, must be— joined in suits to construe their legislative pro- nouncements.
Id. at 446; see also id. at 442 (“[W]e conclude that the district court had juris-
diction to construe § 21.033(a)(1) [the private-school exemption].”). The
Court’s attorney-fee award turned on the sovereign-immunity waiver for
statutory-construction claims. Id. at 446 (“We conclude that by authorizing
declaratory judgment actions to construe the legislative enactments of gov-
ernmental entities and authorizing awards of attorney fees, the DJA necessari-
ly waives governmental immunity for such awards.”). Leeper’s attorney-fee
analysis thus required two holdings on sovereign immunity: (i) the UDJA
waives sovereign immunity for a claim to construe a statute (like the private-
8 school exemption), and (ii) the UDJA also waives sovereign immunity over
an attorney’s fee claim based on a successful statutory-construction claim. Id.
The Texas Supreme Court reaffirmed the sovereign-immunity waiver
discussed in Leeper at least three times. First, in Texas Natural Resource Con-
servation Commission v. IT-Davy, the Court characterized Leeper as allowing
claims for statutory construction:
Moreover, the DJA requires challengers to join governmental entities in suits to construe legisla- tive pronouncements, and the DJA authorizes awarding attorneys’ fees. Accordingly, we held [in Leeper] that the DJA necessarily waives gov- ernmental immunity for attorneys’ fees in suits to construe legislative pronouncements.
However, Leeper’s limited waiver does not allow private parties to sue the State for money damages under the DJA. And IT–Davy is not asking the trial court to construe a legislative enactment. Rather, it is seeking a declaratory judgment only in an attempt to have the trial court decide its breach- of-contract claim. Thus, we conclude IT–Davy’s request for declaratory relief does not waive the TNRCC’s sovereign immunity from suit and can- not be maintained without legislative consent.
74 S.W.3d 849, 860 (Tex. 2002) (citations omitted).
Next, in both City of Dallas v. Saucedo-Falls and City of Dallas v.
Dequire, the Texas Supreme Court characterized Leeper as “holding, in an ac-
tion construing the compulsory school-attendance law, that the Declaratory
Judgments Act, by authorizing actions to construe legislative enactments
9 and attorney fee awards, ‘necessarily waives governmental immunity for
such awards’”. 218 S.W.3d 79, 79 (Tex. 2007) (mem. opinion); 249 S.W. 3d
428, 428 (Tex. 2008) (mem. opinion).
In 2009, however, the Texas Supreme Court appeared to cast some
doubt on its reasoning in Leeper. In City of El Paso v. Heinrich, the Supreme
Court, at footnote six, contrasted claims challenging the validity of ordinances
or statutes and those claims challenging the government’s actions under them.
284 S.W.3d 366, 373 n.6 (Tex. 2009). The Supreme Court found that the
UDJA waived sovereign immunity over the former type of claim, but not the
latter. Id. Heinrich suggested that § 37.006(b)2 of the UDJA required treating
the two claims differently because (i) § 37.006(b) requires a litigant to join the
attorney general only when a statute is alleged to be unconstitutional, and thus
(ii) that section only waives sovereign immunity for claims challenging the
constitutionality of a statute. Id. Under this reasoning, if the waiver of sover-
eign immunity in the UDJA were limited to § 37.006(b) (as suggested by this
passage of Heinrich), the waiver would not cover requests to construe a stat-
2 Texas Civil Practice & Remedies Code § 37.006(b) reads: “In any pro- ceeding that involves the validity of a municipal ordinance or franchise, the municipality must be made a party and is entitled to be heard, and if the stat- ute, ordinance, or franchise is alleged to be unconstitutional, the attorney gen- eral of the state must also be served with a copy of the proceeding and is enti- tled to be heard.”
10 ute, as § 37.006(b) only requires joinder when a statute is alleged to be uncon-
stitutional.
The next year, in Texas Lottery Commission v. First State Bank of
DeQueen, the Texas Supreme Court addressed the point suggested by Hein-
rich’s footnote 6—i.e., whether the waiver of sovereign immunity in the
UDJA was limited to claims challenging the validity or constitutionality of a
statute, or whether the waiver also encompassed claims to construe a statute.
325 S.W.3d 628, 634-35 (Tex. 2010). The Court squarely addressed the issue
and held that the waiver encompassed claims to construe a statute:
Next, the Commission asserts that the DJA does not waive immunity because it applies only to suits involving constitutional invalidation and not to those involving statutory interpretation. But the language in the DJA does not make that distinc- tion. In Leeper, the issue was whether a mandatory school attendance private school exemption statute applied to children taught at home. While the plaintiffs also claimed that enforcement of the statute violated their constitutional rights, the Court did not reach the constitutional issue. Ra- ther, the DJA discussion was in the context of a statutory clarification.
Id. at 634-35. DeQueen also determined that the sovereign-immunity waiver
was not limited to § 37.006(b):
The Commission also argues that the DJA does not waive immunity in this case because it only waives immunity of a municipality, not a state entity. The Commission points to Civil Practice and Remedies
11 Code section 37.006(b), which states that “[i]n any proceeding that involves the validity of a munici- pal ordinance . . . the municipality must be made a party.” But the Court in Leeper did not rely on section 37.006 when it concluded that “govern- mental entities” are to be joined in suits to con- strue legislative pronouncements. Rather, the Court concluded that because the DJA permits statutory challenges and governmental entities may be bound by those challenges, the DJA contem- plates entities must be joined in those suits. We have subsequently applied the holding of Leeper to different governmental entities. Accordingly, we disagree that the DJA only waives the immunity of municipalities.
Id. at 634 (citing Heinrich and Leeper). Thus, DeQueen reaffirms Leeper, and
holds that the UDJA waives sovereign immunity for claims to construe a stat-
ute, despite the potentially contrary language in Heinrich’s footnote 6. Id. at
634-35.3
The TABC argues that the Texas Supreme Court overruled the reason-
ing in DeQueen and Leeper in Texas Department of Transportation v. Sefzik,
355 S.W.3d 618, 620 (Tex. 2011), an opinion issued the year after DeQueen.
3 Leeper foreshadowed the result in DeQueen. In Leeper, the Fort Worth Court of Appeals dismissed the plaintiffs’ claims after finding that (i) the compulsory-attendance law was penal and (ii) the constitutionality of a penal statute could not be determined in a civil proceeding absent a showing of ir- reparable injury. 893 S.W.2d at 440. In criticizing the Fort Worth decision, the Supreme Court stated that “[t]he [Fort Worth] court did not explain . . . why the rule should preclude a construction of § 21.033(a)(1) without refer- ence to its constitutionality.” Id. Thus, Leeper suggests the result in DeQueen—that the UDJA waives sovereign immunity for actions to construe statutes independent from questions of constitutionality.
12 In Sefzik, the Texas Department of Transportation denied an advertising-
permit application from Sefzik and further denied Sefzik’s request for an oral
hearing. Sefzik filed suit, arguing that TxDOT’s failure to provide a hearing
violated (i) the Due Process and Equal Protection Clauses of the United States
and Texas Constitutions and (ii) the “contested case” procedures of the Texas
Administrative Procedures Act. See id. at 620 & n.1 (citing Tex. Gov’t Code §
2001.051). 4 On appeal, Sefzik abandoned his constitutional claims and instead
sought only a declaration that the Administrative Procedures Act entitled him
to a hearing. Id. at 620, 621 n.2. Sefzik’s claim thus distanced his case from
DeQueen—rather than seeking a construction of § 2001.051, Sefzik sought a
declaration on whether TxDOT had complied with § 2001.051. That question
is fundamentally an ultra vires claim, not a question of statutory construction.
Relying principally on Heinrich, the Supreme Court held that, because Sefzik
“challeng[ed] TxDOT’s actions under [the Administrative Procedures Act],”
the state was immune from suit, even though “the same claim could be
brought against the appropriate state official under the ultra vires exception.”
Id. at 621-22. Sefzik cited Leeper with approval in its analysis. Id. at 622. But
it did not explicitly overrule Leeper, nor did it cite (or overrule) DeQueen. 4 Section 2001.051 provides that, “[i]n a contested case, each party is en- titled to an opportunity: (1) for hearing after reasonable notice of not less than 10 days; and (2) to respond and to present evidence and argument on each is- sue involved in the case.”
13 Neither Sefzik nor DeQueen purported to break new ground. Instead,
Sefzik appeared as a run-of-the-mill application of Heinrich, and DeQueen ap-
plied Heinrich and Leeper. Given this, Sefzik cannot be read to overrule
DeQueen and Leeper. DeQueen explicitly found that the UDJA waived sover-
eign immunity for claims to construe a statute, and cited to footnote 6 in Hein-
rich in reaching that conclusion. DeQueen, 325 S.W.3d at 634-35. Sefzik, in
contrast, did not expressly consider whether a claim to construe a statute
waived sovereign immunity, and instead reaffirmed that a claim challenging
agency action cannot overcome sovereign immunity. 355 S.W.3d at 620, 621
n.2.5 Further, if Sefzik had held that sovereign immunity barred all claims
seeking construction of a statute under the UDJA, Sefzik would overrule
Leeper, as Leeper solely addressed a statutory construction claim (and thus
formed the singular basis to exercise jurisdiction). But the Texas Supreme
Court has not abandoned Leeper—the Supreme Court cited Leeper approving-
ly in Sefzik and relied on Leeper, Sefzik, and DeQueen in a recent opinion. See
Patel v. Tex. Dept. of Licensing & Regulation, 469 S.W.3d 69, 76 (Tex.
2015); see also CR201 (TABC Reply at 13) (admitting that Leeper has not
been overruled). 5 “Sefzik is not challenging the validity of a statute; instead, he is chal- lenging TxDOT’s actions under it, and he does not direct us to any provision of the UDJA that expressly waives immunity for his claim.” Sefzik, 355 S.W.3d at 622.
14 Pre-Sefzik, the Austin Court of Appeals had found that a declaratory-
judgment claim seeking an interpretation of a statute waives sovereign im-
munity, as in Leeper and DeQueen:
· Star Houston, Inc. v. Tex. Dep’t of Transp., 957 S.W.2d 102, 111 (Tex. App.—Austin 1997, pet. denied) (“The Texas Supreme Court has interpreted [the UDJA] as: (1) a waiver of sovereign immunity from suits brought to construe or determine the validity of statutes, and (2) a waiver of sovereign immunity for attorneys’ fees sought in conjunction with those suits.”).
· Tex. Mun. Power Agency v. Pub. Util. Com’n, 100 S.W.3d 510, 516 (Tex. App.—Austin 2003, pet. denied) (“Therefore, when the State is a necessary party to a statutory cause of action, such as a UDJA action for interpretation of a statute, sovereign im- munity is expressly waived because, were the State not joined, the right to a declaration would have no practical effect.”).
Post-Sefzik, however, the Austin Court of Appeals has stated incon-
sistent positions as to whether the UDJA waives sovereign immunity in statu-
tory construction cases. Compare Tex. State Bd. of Vet. Med. Examiners v.
Giggleman, 408 S.W.3d 696, 707 (Tex. App.—Austin 2013, no pet.) (charac-
terizing Sefzik as “emphasizing that UDJA waives state agencies’ immunity
only as to claims seeking declarations regarding a statute’s validity, not for
claims merely seeking construction or enforcement of a statute”); with
Pharmserv, Inc. v. Tex. Health & Human Servs. Comm’n, No. 03-13-00526-
CV, 2015 WL 1612006, at *8 (Tex. App.—Austin Apr. 9, 2015, no pet.)
(“While the UDJA does waive a governmental entity’s immunity for a
15 declaration construing a statute, Pharmserv does not simply seek construc-
tion of a statute; rather, it is challenging the state’s actions under certain stat-
utes, and it does not cite any provision of the UDJA that expressly waives
immunity for such claims.”).6
The Texas Supreme Court has refused to state that the sovereign-
immunity waiver is limited to claims challenging the validity of statutes, de-
spite having the opportunity to do so. See Sefzik, 355 S.W.3d at 622 (“Alt-
hough the UDJA waives sovereign immunity in particular cases, Sefzik’s
claim does not fall within the scope of those express waivers. For example,
the state may be a proper party to a declaratory judgment action that challeng-
es the validity of a statute.”); Patel, 469 S.W.3d at 76 (characterizing Sefzik as
“restating that state entities can be—and in some instances such as when the
constitutionality of a statute is at issue, must be—parties to challenges under
the UDJA”).
Here, McLane’s declaratory-judgment claim against the TABC does
not challenge agency action. Instead, McLane asks for a resolution of the par-
ties’ competing interpretations of the PIA. Specifically, McLane asks the 6 Admittedly, the Dallas Court of Appeals agrees with the TABC’s inter- pretation of Sefzik. That court held that the sovereign-immunity waiver in the UDJA extends only to claims raising constitutional challenges. See City of McKinney v. Hank’s Rest. Grp., 412 S.W.3d 102, 112 (Tex. App.—Dallas 2013, no pet.) (noting the waiver “is limited to claims challenging the validity of ordinances or statutes”).
16 Court to determine if the PIA, properly construed, (i) gives an agency discre-
tion to determine when to search and produce public information, even if that
determination results in delay, and (ii) allows an agency to restrict the scope
of its search. The declaration will inform McLane’s position on the current as
well as other extant and future TABC public-information requests—i.e., the
declaratory-judgment claim seeks a statutory construction that affects all of
McLane’s public-information requests (and, likely, requests by others to the
TABC as well). The Austin Court of Appeals approved this type of relief in
Texas Municipal Power:
An APA appeal allows a district court to rule on a particular Commission order, but the UDJA action brought in this case asks for a determination of the Commission’s general authority to adjudicate the underlying dispute. Thus, a final determination of Municipal Power’s UDJA claim would resolve not only the legal status of PUC Docket number 22055 but the underlying controversy re-visited in all three Commission orders. . . . The question posed to the court by Municipal Power’s UDJA action is broader than the effectiveness of one particular or- der and requests relief more expansive than the re- versal of a particular Commission determination. The narrow appellate procedure provided by the APA to attack a particular Commission or- der . . . does not displace the district court’s ability to determine the scope of an agency’s au- thority through a properly brought UDJA ac- tion, as we encounter in this case.
17 100 S.W.3d at 519 (italics in original); see also Tex. Mun. Power Agency v.
Pub. Util. Com’n, 253 S.W.3d 184, 200 (Tex. 2008) (quoting the same and
suggesting agreement). As in Texas Municipal Power, the Court has subject-
matter jurisdiction to construe the PIA divorced from any particular public-
information request.
In summary, McLane requests that the Court consider the above-cited
Texas Supreme Court opinions to determine whether the reasoning of Leeper
and DeQueen survives Heinrich and Sefzik. McLane respectfully submits that
the Supreme Court has not overruled Leeper or DeQueen. The Court should
thus find that a declaratory-judgment claim to construe a statute waives sover-
eign immunity under the plain text of the UDJA, Leeper, and DeQueen.
C. The Court Should Exercise Jurisdiction Over McLane’s Ultra Vires Claim Against Ms. Cook
McLane’s ultra vires claim against Ms. Cook is proper because McLane
alleges that she violated non-discretionary obligations imposed by the PIA. If
Ms. Cook has some discretion when complying with the PIA obligations-at-
issue, McLane’s ultra vires claim is still proper, as Ms. Cook does not have
absolute discretion and McLane alleges that she exceeded any limited discre-
tion granted to her by the PIA.
18 1. Under Heinrich, the Court Should Exercise Jurisdiction Over McLane’s Claim that Ms. Cook Violated Non-Discretionary Statutory Duties
McLane’s ultra vires claim arises from four independent, non-
discretionary duties imposed by the PIA: (i) the duty to “promptly” search for
and provide public information, (ii) the duty to engage in a comprehensive
search that uncovers all responsive public information, (iii) the duty to pro-
duce all responsive, non-excepted public information, and (iv) the duty to
provide a certification setting forth a reasonable time when requested public
information will be available if it cannot be produced within 10 business days.
McLane brought its ultra vires claim to require Ms. Cook to comply with
these four statutory duties. Houston Belt, 487 S.W.3d at 164 (“[U]ltra vires
suits do not attempt to exert control over the state—they attempt to reassert
the control of the state . . . . [and] encourage[] enforcement of existing poli-
cy.”) (quotations and citation omitted). As explained below, each duty is
grounded in the text of the PIA and is non-discretionary.
Duty to “Promptly” Search. First, the PIA states that Ms. Cook “shall
promptly produce public information for inspection, duplication, or both on
application by any person to the officer,” and defines “promptly” to mean “as
soon as possible under the circumstances, that is, within a reasonable time,
without delay.” Tex. Gov’t Code § 552.221. As a result, § 552.221 imposes
19 the duty for Ms. Cook to “promptly” produce (and thus search for) public in-
formation “within a reasonable time” and “without delay.”
Duty for Comprehensive Search. Second, the PIA provides dozens of
specific, substantive, and objective limits on the type of information that must
be produced. See, e.g., §§ 552.025, .026, .103, .1085 (exceptions for tax rul-
ings, education records, settlement negotiations and crime-scene images).
These limitations control the scope of Ms. Cook’s search. If Ms. Cook could
arbitrarily restrict the items searched, she would create additional categories
of documents excepted from disclosure. For example, if Ms. Cook declined to
search TABC employees’ “deleted items” email folders, she would create a de
facto exclusion for otherwise responsive public information located only in
“deleted items” folders. As a second example, if Ms. Cook declined to search
the paper files at the TABC’s Arlington field office, she would create a de fac-
to exclusion for otherwise responsive public information located only in those
files. Because the PIA tightly controls and defines information excepted from
public disclosure, see §§ 552.022-552.156 (defining public information and
exceptions), the PIA imposes a non-discretionary duty to engage in a compre-
hensive search that uncovers all responsive public information.
Duty to Make Information Available. Third, the PIA states that Ms.
Cook “shall . . . make public information available for public inspection and
20 copying[.]” § 552.203(1). The PIA thus imposes a duty on Ms. Cook to pro-
duce all requested, non-excepted public information.
Duty to Set a Reasonable Date for Production. Fourth, the PIA pro-
vides that Ms. Cook, if unable to produce public information within 10 busi-
ness days after a request, must certify that she cannot meet the 10 business
day presumptive deadline and set a production date within a reasonable time.
§ 552.221(d).
The PIA provisions-at-issue with McLane’s ultra vires claim do not
confer discretion on Ms. Cook. Instead, the relevant provisions state that Ms.
Cook “shall” comply with their terms:
· “552.203. GENERAL DUTIES OF OFFICER FOR PUBLIC INFORMATION. Each officer for public information, subject to penalties provided in this chapter, shall (1) make public infor- mation available for public inspection and copying[.]”
· “552.221. APPLICATION FOR PUBLIC INFORMATION; PRODUCTION OF PUBLIC INFORMATION. (a) An officer for public information of a governmental body shall promptly produce public information for inspection, duplication, or both on application by any person to the officer. In this subsection, ‘promptly’ means as soon as possible under the circumstances, that is, within a reasonable time, without delay.”
· “(d) If an officer for public information cannot produce public in- formation for inspection or duplication within 10 business days after the date the information is requested under Subsection (a), the officer shall certify that fact in writing to the requestor and set a date and hour within a reasonable time when the infor- mation will be available for inspection or duplication.”
21 The term “shall” is a command, not a suggestion. See Helena Chem. Co. v.
Wilkins, 47 S.W.3d 486, 493 (Tex. 2001) (“While Texas Courts have not in-
terpreted ‘must’ as often as ‘shall,’ both terms are generally recognized as
mandatory, creating a duty or obligation.”). This is no surprise—the funda-
mental purpose of the PIA was to ensure that government officials have no
discretion to hide information from the public:
The people, in delegating authority, do not give their public servants the right to decide what is good for the people to know and what is not good for them to know. The people insist on re- maining informed so that they may retain control over the instruments they have created.
Tex. Gov’t Code § 552.001(a).
In short, the PIA does not allow Ms. Cook to selectively ignore, post-
pone, or partially respond to a request for the TABC’s public information. Be-
cause Ms. Cook is “responsible for the release of public information as re-
quired by this chapter,” see § 552.204, she must ensure that the TABC obeys
the mandates of the PIA. As contemplated by Heinrich, McLane brings an ul-
tra vires claim to require Ms. Cook to comply with her non-discretionary stat-
utory duties. 284 S.W. 3d at 372.
Ms. Cook argues that McLane cannot assert an ultra vires claim be-
cause her statutory duties are not mandatory, arguing that the PIA “builds in
discretion that allows a governmental body to determine how to comply” and
22 “McLane[’s] complaints are about acts within Cook’s discretion[.]” See
CR205, CR208 (TABC’s Reply at 17, 20). Ms. Cook cites only two sections
of the PIA for support: (i) § 552.221(a), which states that Ms. Cook “shall
promptly produce public information” and defines “promptly” to mean “as
soon as possible under the circumstances, that is, within a reasonable time,
without delay”; and (ii) § 552.221(d), which states that, “[i]f an officer for
public information cannot produce public information . . . within 10 business
days . . . the officer shall certify that fact in writing to the requestor and set a
date and hour within a reasonable time when the information will be availa-
ble[.]” CR205 (Id. at 17).
But the sections of the PIA cited by Ms. Cook do not provide her with
any discretion, much less absolute discretion to delay producing public infor-
mation. That kind of discretion would render the statute impotent—an agency
could avoid producing public information altogether by indefinitely postpon-
ing its search and production. In fact, the statute explicitly prevents Ms. Cook
from indefinitely postponing her search and production. While Ms. Cook may
“set a date and hour” for production, see § 552.221(d), the statute still requires
the production date to be set within “a reasonable time” and the production to
be made “without delay,” see § 552.221(a), (d). In other words, Ms. Cook
23 cannot artificially set a date and hour that would result in delay, because that
procedure would contravene the mandates set forth in § 552.221(a) and (d).
Additionally, this requirement (that Ms. Cook “set a date and hour
within a reasonable time” when production will occur) precludes the very be-
havior at issue here: Ms. Cook has engaged in an extended, rolling production
of documents, accompanied by seriatim promises for further documents, in-
stead of completing her search and production by a date certain. Here,
McLane contends that Ms. Cook did not “set a date and hour within a reason-
able time” for production to occur. CR101-02; CR186-87. Ms. Cook has no
discretion to ignore the plain terms of § 552.221(d), and her failure to comply
with the statute supports McLane’s ultra vires claim.
Further, Ms. Cook failed to show that the PIA allows her to narrow the
scope of her search to avoid finding and producing responsive public infor-
mation. And allowing Ms. Cook to do so would eviscerate the statute—an
agency could avoid producing responsive public information by creatively
limiting its search to avoid finding responsive information. See § 552.221 (re-
quiring production of public information). The statute only limits the scope of
search by exempting state libraries from the search, and does not provide Ms.
Cook with discretion to rewrite the statute to exempt public information locat-
ed in particular places. See § 552.227.
24 In the same vein, Ms. Cook cannot seriously contest her non-
discretionary duty to produce all responsive public information. See §§
552.203(1) (officer for public information “shall” produce public infor-
mation), 552.221(a) (officer for public information “shall promptly produce
public information”). In sum, Ms. Cook has no discretion to refuse to comply
with her duty to perform a comprehensive search that uncovers all responsive
public information, and the duty to produce all responsive, non-excepted pub-
lic information in a prompt manner. McLane contends that Ms. Cook violated
these non-discretionary duties by (i) unreasonably narrowing the scope of her
search to avoid producing public information, (ii) withholding responsive
public information, and (iii) failing to produce public information promptly.
CR101-04.
Finally, while the PIA states that, if the requested public information
cannot be produced within 10 business days, Ms. Cook must certify the same
and set a “reasonable time” when the information will be available, see §
552.221(d), the statute does not allow Ms. Cook to determine whether the
time she selects is “reasonable” and McLane alleges that Ms. Cook has not
complied with the PIA’s certification requirement. CR101-02. Accepted as
true, McLane’s contentions support an ultra vires claim under Heinrich. 284
S.W.3d at 372.
25 2. Under Houston Belt, the Court Should Exercise Jurisdiction over McLane’s Claim that Ms. Cook Exceeded Any Statutory Discretion
McLane asserts that the PIA does not allow Ms. Cook any discretion to
delay the search and production of public information. See § 552.221(a) (de-
fining “promptly” as “without delay”). But even if the Court were to find that
the PIA provides Ms. Cook limited discretion to delay production (and it
should not), that discretion does not automatically foreclose McLane’s ultra
vires claim: Houston Belt states in no uncertain terms that a suit “complaining
of a government officer’s exercise of limited discretion by alleging that the
officer acted without legal authority is a viable ultra vires claim.” 487 S.W.3d
at 158 (alteration and citations omitted; emphasis added); see also id.
(“[G]overnmental immunity . . . does not protect every act by a government
officer that requires some exercise of judgment—a government officer with
some discretion to interpret and apply a law may nonetheless act ‘without le-
gal authority,’ and thus ultra vires, if he exceeds the bounds of his granted au-
thority or if his acts conflict with the law itself.”) (emphasis omitted).
For example, in Houston Belt, because the ordinance-at-issue “express-
ly defined” a term, the Texas Supreme Court found that a government official
did “not have authority to [act] in a way that conflicts with [that term’s] defi-
nition and usage.” Id. at 167. The Houston Belt opinion also noted that, even
26 though the ordinance-at-issue granted some discretion to determine the area of
“impervious surfaces,” that discretion was cabined by other sections of the
statute that restrained the types of data the official could use in calculating that
area. Id. at 168. The key holding of Houston Belt controls here: the Houston
Belt plaintiffs properly stated an ultra vires claim by alleging that the official
“acted outside his discretion,” even though he had some discretion under the
statute. Id. at 169.
Under Houston Belt,
[G]overnmental immunity bars suits complaining of an exercise of absolute discretion but not suits complaining of either an officer’s failure to per- form a ministerial act or an officer’s exercise of judgment or limited discretion without reference to or in conflict with the constraints of the law au- thorizing the official to act. Only when such abso- lute discretion—free decision-making without any constraints—is granted are ultra vires suits abso- lutely barred.
Id. at 163 (bold emphases added; remaining emphases in original).
Accordingly, even if the Court finds that Ms. Cook has some limited
discretion when complying with the PIA’s provisions-at-issue, the Court
should nevertheless exercise jurisdiction over McLane’s ultra vires claim, be-
cause McLane specifically alleged that Ms. Cook failed to comply with her
obligations under the PIA to (i) produce to McLane public information within
the TABC’s possession, (ii) promptly produce the requested information to
27 McLane, (iii) make reasonable certifications as to when responsive materials
would be produced, and (iv) perform a reasonably comprehensive search for
public information responsive to McLane’s PIA request. See CR88-105
(McLane’s First Amended Pet., ¶¶ 2, 47, 51).
For example, McLane’s public-information request consisted of two
discrete categories of documents. The identified categories are similar in
scope to routine document requests in civil litigation. In the context of civil
litigation, the Texas Rules of Civil Procedure would require that Ms. Cook
and the TABC respond to requests for these documents within 30 days. Tex.
R. Civ. P. 196.2(a). Here, however, the request has been pending over a year,
and Ms. Cook still has not completed her search and production, nor has she
certified a date by when the search and production will end. CR187 (advising
that the TABC’s production will be made not by a date certain, but only after
another agency concludes its document review).
Even if the statute gives Ms. Cook discretion to “set a date and hour”
for production, the statute requires the selection to be within a reasonable time
and Ms. Cook to act “without delay.” McLane’s request has been pending
over one year. McLane thus contends that Ms. Cook’s delay has far exceeded
any purported discretion bestowed upon her by the PIA. Houston Belt, 487
S.W.3d at 165 (“If [the government official’s] authority is less than absolute,
28 then he acts ultra vires if he acts outside of his limited authority.”). As in
Houston Belt, the Court “need not conclusively decide” if Ms. Cook over-
stepped her discretion on the plea to the jurisdiction, but should find that
McLane’s allegations “are sufficient to confer the trial court with jurisdiction
over [McLane’s] claim that [Ms. Cook] acted ultra vires” in delaying her re-
sponse to McLane’s public-information request, failing to conduct a proper
search, failing to produce responsive public information, and failing to set a
reasonable date for production. Id. at 169.
***
In sum, because McLane alleges that Ms. Cook has not complied with
four non-discretionary duties imposed by the PIA, the Court should exercise
jurisdiction over McLane’s ultra vires claim. Heinrich, 284 S.W. 3d at 372;
Houston Belt, 487 S.W.3d at 169. Even if the Court finds that Ms. Cook has
some discretion when complying with the four duties identified by McLane,
the Court should nevertheless exercise jurisdiction over the ultra vires claim
because McLane alleges that Ms. Cook acted outside of any discretion con-
ferred upon her by the PIA. Houston Belt, 487 S.W.3d at 161.
3. In the Alternative, the Court Should Find that the District Court Erred in Failing to Grant McLane Leave to Replead its Ultra Vires Claim Against Ms. Cook
If the Court finds McLane’s First Amended Petition deficient in assert-
29 ing an ultra vires claim (and it should not), the Court should nevertheless
overrule the district court’s refusal to allow McLane to replead. CR244-45.
On a plea to the jurisdiction, courts “construe the pleadings liberally in the
pleaders’ favor and look to their intent.” Houston Belt, 487 S.W.3d at 160.
“Only if the pleadings affirmatively negate jurisdiction should the plea to the
jurisdiction be granted without affording the plaintiffs an opportunity to re-
plead.” Id.; see also Sefzik, 355 S.W.3d 618 at 623; City of Austin v. Cherry,
03-14-00212-CV, 2015 WL 4508819, at *1 (Tex. App.—Austin July 21,
2015, no pet.).
Because McLane’s First Amended Petition did not affirmatively negate
jurisdiction, if the Court does not believe that McLane adequately alleged an
ultra vires claim against Ms. Cook, it should reverse the district court’s deci-
sion denying McLane leave to replead and order the district court to permit
McLane an opportunity to replead.
P RAYE R
For these reasons, the Court should find jurisdiction over McLane’s de-
claratory-judgment claims against the TABC and Ms. Cook.
30 Dated: July 19, 2016 Respectfully submitted,
BRETT CHARHON Texas State Bar No. 24040674 bcharhon@ccrglaw.com STEVEN CALLAHAN Texas State Bar No. 24053122 scallahan@ccrglaw.com CHARHON CALLAHAN ROBSON & GARZA, PLLC 3333 Lee Parkway, Suite 460 Dallas, Texas 75219 Telephone: (214) 521-6400 Telecopier: (214) 764-8392
Counsel for Intervening Plaintiff- Appellant McLane Company, Inc.
31 CERTIFICATE OF COMPLIANCE
I hereby certify that this brief complies with the requirements of Texas
Rule of Appellate Procedure 9.4. Including the parts of the brief exempted by
Texas Rule of Appellate Procedure 9.4(i)(1), the word count feature of Mi-
crosoft Word indicates that this brief contains 8,017 words.
STEVEN CALLAHAN
32 CERTIFICATE OF SERVICE
I hereby certify that a true and correct copy of the foregoing document
was served, in accordance with Texas Rule of Appellate Procedure 9.5(d), by
e-mail on the following attorneys of record for Appellees and the Attorney
General on July 19, 2016:
Ann Hartley, Esq. Cynthia A. Morales, Esq. ann.hartley@texasattorneygeneral.gov cynthia.morales@texasattorneygeneral.gov Counsel for the TABC and Sherry Cook
Matthew R. Entsminger, Esq. matthew.entsminger@texasattorneygeneral.gov Counsel for the Attorney General
. STEVEN CALLAHAN
33 AP P E NDI X
EXHIBIT DESCRIPTION CLERK’S RECORD PAGE 1 Order Granting Plea to the Jurisdiction CR214 of TABC 2 Order Granting Plea to the Jurisdiction CR215 of Sherry Cook Exhibit 1 CAUSE NO . D-1-GN-15-004380
TEXAS ALCOHOLIC § TN THE DISTRICT COURT OF BEVERAGE COMMISSION, § Plaintiff, § § v. § § KEN PAXTON, § ATTORNEY GENERAL OF TEXAS, § Defendant § § § TRAVIS COUNTY, TEXAS MCLANE COMPANY, JNC., § Intervenor-Plaintiff, § § v. § Filed in The District Court § of Travis County, Texas TEXAS ALCOHOLIC BEVERAGE § COMMISSION AND SHERRY COOK, § MA'f 3 11l'A·.W CHIEF ADMINISTRATIVE OFFICER § At '-t :J& p M. C.M AND OFFICER FOR PUBLIC § Velva L. Price, District Cler~ IN FORMATTON OF THE TEXAS § ALCOHOLIC BEVERAGE § COMMISSION, § Defendants. § 53RD JUDICIAL DISTRICT
ORDE R GRANTING PLEA TO THE JURISDIC TION OF TABC
On May 31, 2016, the Court heard the Plea to the Jurisdiction fi led by Defendant Texas
Alcoholic Beverage Commission (TABC), based on sovereign immunity. After hearing argument
and considering the pleadings, the Court hereby GRANTS the Plea of TABC. Accordingly, the
claims ofPlaintiff McLane Company, Inc. fi1ed against TABC seeking declaratory relief, including
all claims made under the Uniform Declaratory Judgments Act, are hereby DISMISSED.
Signed this 3 /,. day of~ 20 16. 1111111 111111111111111111111111111111 11111 111111111 1111 00461 4049
I TABC PTJ Grant 214 Exhibit 2 CAUSE NO. 0 -1-GN-15-004380
TEXAS ALCOHOLIC § IN THE DISTRICT COURT OF BEVERAGE COMMISSION, § Plaintiff, § § v. § § KEN PAXTON, § ATI'ORNEY GENERAL OF TEXAS, § Defendant § § § TRAVIS COUNTY, TEXAS MCLANE COMPANY, INC., § Intervenor-Plaintiff, § § v. § Filed in The District Court § of Travis County, Texas TEXAS ALCOHOLIC BEVERAGE § COMMISSION AND SHERRY COOK, § MAY 3 1 2016 CHIEF ADMINISTRATIVE OFFICER AND OFFICER FOR PUBLIC § § L-1'. I~ p M. (.. M INFORMATION OF THE TEXAS § ALCOHOLIC BEVERAGE § COMMISSION, § Defendants. § 53RD JUDICIAL DISTRICT
ORDER GRANTING PLEA TO THE JURISDICTION OF SHERRY COOK
On May 31, 2016, the Court heard the Plea to the Jurisdiction filed by Defendant Sherry
Cook, sued in her official capacity. Finding the Plea well taken, after hearing argument and
considering the pleadings, the Coun hereby GRANTS the Plea. Accordingly, all claims by
Plaintiff McLane Company, Inc. against Sherry Cook are hereby DISMISSED for lack of
jurisdiction. 1J;- Signed this ;];; /
_ _ . . .,<~,~~ ~g =--.'.1/ L 7 ,. ' J ,'
Cook P1J Grant llllll llll llll llll llllllllll llll llllllllllllllllll 00461 4053 215