McKnight v. Dormitory Authority

189 F.R.D. 225, 53 Fed. R. Serv. 97, 1999 U.S. Dist. LEXIS 17283, 1999 WL 1009805
CourtDistrict Court, N.D. New York
DecidedNovember 4, 1999
DocketNo. 97-CV-0394 (TJM)
StatusPublished
Cited by9 cases

This text of 189 F.R.D. 225 (McKnight v. Dormitory Authority) is published on Counsel Stack Legal Research, covering District Court, N.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
McKnight v. Dormitory Authority, 189 F.R.D. 225, 53 Fed. R. Serv. 97, 1999 U.S. Dist. LEXIS 17283, 1999 WL 1009805 (N.D.N.Y. 1999).

Opinion

MEMORANDUM — DECISION & ORDER

MCAVOY, Chief Judge.

I. Background

The underlying facts were set forth in this Court’s prior decision, familiarity with which is assumed. See McNight v. Dormitory Authority of the State of New York, 995 F.Supp. 70 (N.D.N.Y.1998).

[227]*227Plaintiff commenced the instant action on March 21, 1997. Defendants brought a motion to dismiss, pursuant to Fed. R. Civ. P. 12(b)(1) and 12(b)(6) on November 4, 1997, which this Court granted in part and denied in part. See McNight, 995 F.Supp. 70.

Presently before the Court are Defendants’ motion for summary judgment pursuant to Fed. R. Civ. P. 56 seeking dismissal of Plaintiffs Complaint in its entirety and Defendants’ motion pursuant to Fed. R. Evid. 702 to preclude the proposed testimony of Plaintiffs expert Dr. Bradley Biggs.1

II. Discussion

A. Compliance with the Local Rules

The papers submitted to this Court by both parties failed to conform to the requirements of this districts’ local rules. First, Plaintiffs 7.1(a)(3) Statement is non compliant. Rule 7.1(a)(3) requires the non-movant’s response to “mirror the movant’s Statement of Material Facts by admitting and/or denying each of the movant’s assertions in matching numbered paragraphs.” N.D.N.Y.L.R. 7.1(a)(3). Plaintiffs 7.1(a)(3) statement bore little resemblance to Defendants’ Rule 7.1(a)(3) Statement. Local Rule 7.1(a)(3) specifically provides that “[a]ny facts set forth in the Statement of Material Facts shall be deemed admitted unless specifically controverted by the opposing party.” Thus, the Court deems the portions of Defendants’ 7.1(a)(3) statement that are not specifically controverted by Plaintiff to be admitted. Plaintiffs 7.1(a)(3) statement also contained inappropriate legal argument. See, e.g., PI. 7.1(a)(3) Statement 1118. The Court disregarded all such legal argument. Moreover, the papers submitted by Plaintiff did not contain adequate citations (short citations should contain enough information to identify the legal precedent cited) to supporting legal precedent. See N.D.N.Y.L.R. 7.1(a)(1). Equally troubling was the fact that the majority of the statements in Defendants’ Reply Affidavit of Beth A. Bourassa were legal argument, as were portions of Bourassa’s original affidavit. Accordingly, the Court disregarded the affidavits to the extent statements therein contained legal argument. N.D.N.Y.L.R. 7.1(a)(2). The responsibility for consulting the local rules and submitting papers that conform to the clear standards set forth therein is on the parties, not the Court. Future non-compliance with the local rules will lead to rejection of papers and imposition of appropriate sanctions.

B. Exclusion of Dr. Biggs’ Report and Testimony

Defendants move pursuant to Fed. R. Evid. 702 to exclude the expert testimony and report proffered by Plaintiffs expert Dr. Bradley Biggs.

The Court will consider the admissibility of Dr. Biggs’ testimony as a threshold matter. Fed. R. Crv. P. 56(e) requires that affidavits submitted in opposition to a summary judgment motion shall be “made on personal knowledge,” set forth facts “as would be admissible in evidence, and shall show that the affiant is competent to testify to the matters stated therein.” On a summary judgment motion, a district court may consider only evidence that would be admissible at trial. See Nora Beverages, Inc. v. Perrier Group of Am., 164 F.3d 736, 746 (2d Cir. 1998); Raskin v. Wyatt Co., 125 F.3d 55, 66-67 (2d Cir.1997) (“The court performs the same role at the summary judgment phase as at trial; an expert’s report is not a talisman against summary judgment.”) (citing Viterbo v. Dow Chem. Co., 826 F.2d 420, 422 (5th Cir.1987) (noting that although the Federal Rules of Evidence “expanded the acceptable bases for expert opinion[,] ... this expansion does not extend to make summary judgment impossible whenever a party has produced an expert to support its position”)). Plaintiffs opposition papers and Rule 7.1(a)(3) statement illustrate that the testimony and report of Dr. Biggs are integral to her opposition to Defendants’ summary judgment motion. Thus, it is necessary to determine whether Dr. Biggs’ testimony and report are admissible prior to considering Defendants’ motion for summary judgment.

[228]*228The Federal Rules of Evidence allow admission of all evidence that is relevant, provided that its probative value is not outweighed by its prejudicial impact. See Fed. R. Evid. 401, 403. With respect to expert testimony, Rule 702 provides that: “If scientific, technical or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training, or education, may testify thereto in the form of an opinion or otherwise.” The Supreme Court has held that the Federal Rules assign the trial judge the role of “gatekeeper” with respect to testimony, both scientific and otherwise, based on “technical” and “other specialized” knowledge. See Kumho Tire v. Carmichael, 526 U.S. 137, 141, 119 S.Ct. 1167, 143 L.Ed.2d 238 (1999). Thus, prior to admitting expert testimony, the trial judge must ensure that expert testimony is both reliable and relevant. See Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579, 589-91, 113 S. Ct. 2786,125 L.Ed.2d 469 (1993).

The Daubert Court “outlined specific factors, such as testing, peer review, error rates, and ‘acceptability’ in the relevant scientific community, some or all of which might prove helpful in determining the reliability of a particular scientific ‘theory or technique.’ ” Kumho, 526 U.S. at 141, 119 S.Ct. 1167 (citing Daubert, 509 U.S. at 593-94, 113 S.Ct. 2786). However, the Daubert test is “flexible” and the “list of specific factors neither necessarily nor exclusively applies to all experts or in every case. Rather, the law grants a district court the same broad latitude when it decides how to determine reliability as it enjoys in respect to its ultimate reliability determination.” Id. Accordingly, Dr. Biggs’ testimony is admissible if he is both qualified as an expert and his testimony is reliable, relevant and will assist the trier of fact.

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189 F.R.D. 225, 53 Fed. R. Serv. 97, 1999 U.S. Dist. LEXIS 17283, 1999 WL 1009805, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mcknight-v-dormitory-authority-nynd-1999.