McKithen v. Brown

626 F.3d 143, 2010 U.S. App. LEXIS 23802, 2010 WL 4671527
CourtCourt of Appeals for the Second Circuit
DecidedNovember 19, 2010
DocketDocket 08-4002-pr
StatusPublished
Cited by80 cases

This text of 626 F.3d 143 (McKithen v. Brown) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
McKithen v. Brown, 626 F.3d 143, 2010 U.S. App. LEXIS 23802, 2010 WL 4671527 (2d Cir. 2010).

Opinion

UNDERHILL, District Judge:

This case presents the question whether the Constitution provides individuals convicted in New York the right to obtain post-conviction access to the State’s evidence for DNA testing. The United States District Court for the Eastern District of New York (John Gleeson, District Judge), confronting the question as a matter of first impression on remand from this Court, held that such a right exists under the Due Process Clause of the Fourteenth Amendment and that the plaintiff-appellee was constitutionally entitled to receive evidence for the purpose of post-conviction DNA testing. Following the District Court’s ruling and while this appeal was pending, the Supreme Court decided District Attorney’s Office for the Third Judicial District v. Osborne, — U.S.-, 129 S.Ct. 2308, 174 L.Ed.2d 38 (2009), which addressed the same question but reached an opposing result. Osborne controls the disposition of this appeal, and for the reasons set forth below, compels us to reverse.

I. Background

In 1993, Frank McKithen was tried in New York state court and found guilty of *146 attempted murder, victim and/or witness intimidation, reckless endangerment, criminal possession of a weapon, assault, and resisting arrest, and received an aggregate sentence of 28 to 46 years’ imprisonment. Those convictions arose from McKithen’s unlawful entry into his estranged wife’s apartment and his subsequent assault of her with a knife. At trial, McKithen was identified as the assailant by his wife and another witness who was in the apartment at the time of the incident. The knife was also introduced as physical evidence. Before his conviction, McKithen never requested that the weapon and other physical evidence be tested for fingerprints or undergo DNA analysis.

The New York Appellate Division affirmed McKithen’s conviction on appeal, and the New York Court of Appeals denied McKithen’s application for leave to appeal. People v. McKithen, 221 A.D.2d 476, 634 N.Y.S.2d 128 (1995); People v. McKithen, 88 N.Y.2d 881, 645 N.Y.S.2d 456, 668 N.E.2d 427 (1996). McKithen filed a pro se state post-conviction motion to set aside his sentence in 1994, and then a second pro se state post-conviction motion to set aside his conviction in 1996. Both were denied. See McKithen v. Brown, 565 F.Supp.2d 440, 445 (E.D.N.Y.2008).

In August 2001, McKithen moved in New York Supreme Court to perform forensic DNA testing on evidence recovered at the crime scene. That motion was made pursuant to N.Y.Crim. Proc. Law § 440.30(l-a)(a), which provides:

Where the defendant’s motion requests the performance of a forensic DNA test on specified evidence, and upon the court’s determination that any evidence containing deoxyribonucleic acid (“DNA”) was secured in connection with the trial resulting in the judgment, the court shall grant the application for forensic DNA testing of such evidence upon its determination that if a DNA test had been conducted on such evidence, and if the results had been admitted in the trial resulting in the judgment, there exists a reasonable probability that the verdict would have been more favorable to the defendant.

Specifically, McKithen wanted to analyze any blood that police officers had collected from the knife because, he argued, DNA testing would reveal that the blood was not his wife’s, thus exculpating him. He also moved for the knife to be analyzed for fingerprints. McKithen’s motion was denied on November 8, 2001, on the basis that there was no reasonable probability that McKithen would have received a more favorable verdict had the forensic testing been performed and the results been admitted at trial. People v. McKithen, Indictment No. 3964/92 (N.Y. Sup.Ct. Queens County Nov. 8, 2001).

On March 1, 2002, McKithen commenced an action pursuant to 42 U.S.C. § 1983 against Richard Brown, the Queens County District Attorney, and the Queens County District Attorney’s Office (collectively, “Brown”) in the District Court. In his complaint, McKithen alleged that Brown’s denial of access to evidence for post-conviction DNA testing violated the Due Process Clause, denied McKithen meaningful access to the courts, deprived him of the right to demonstrate his actual innocence in violation of the Eighth Amendment, and deprived him of the right to present evidence as secured by the Confrontation Clause of the Sixth Amendment. His theory of what the forensic DNA would show remained the same: it would reveal that his wife’s blood was not on the knife or was not present at the crime scene. McKithen sought an injunction compelling the defendants to disclose evidence for so-called short tandem repeat *147 (“STR”) testing, a highly reliable form of DNA analysis. See Harvey v. Horan, 285 F.3d 298, 305 & n. 1 (4th Cir.2002) (Luttig, J., respecting denial of rehearing en banc) (discussing reliability of STR testing and citing supporting literature); Brandon L. Garrett, Judging Innocence, 108 Colum. L.Rev. 55, 63 & n. 28 (2008) (same).

Brown first tried to dispose of the case on procedural grounds, arguing that McKithen’s claim was foreclosed by the Rooker-Feldman doctrine, 1 that the claim was inappropriate for a section 1983 suit and should have been raised in a habeas petition, and that the New York Supreme Court’s decision under N.Y.Crim. Proc. Law § 440.30 precluded McKithen’s suit. The District Court dismissed the complaint on procedural grounds, holding that McKithen’s action was barred by the Rooker-Feldman doctrine. McKithen appealed and we reversed.

We held that the Rooker-Feldman doctrine was inapplicable because McKithen was not challenging, or in effect appealing, in federal court the New York Supreme Court’s denial of his motion for post-conviction DNA testing. In particular, we held that McKithen was not complaining that the New York Supreme Court’s judgment injured him and, therefore, at least the second of Rooker-Feldman’s requirements was absent. McKithen v. Brown (McKithen I), 481 F.3d 89, 97 (2d Cir. 2007). Rather, we reasoned that his alleged injury — his inability to access physical evidence in order to analyze it forensically — predated the New York Supreme Court’s decision. Id. at 98. It was the fact of McKithen’s conviction and sentence, and not his loss in New York Supreme Court, that was the basis for the state’s refusal to disclose its evidence and McKithen’s inability to test that evidence for the presence of his wife’s DNA.

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Bluebook (online)
626 F.3d 143, 2010 U.S. App. LEXIS 23802, 2010 WL 4671527, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mckithen-v-brown-ca2-2010.