McIntyre v. Balagani
This text of 2020 IL App (3d) 140543-U (McIntyre v. Balagani) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
NOTICE: This order was filed under Supreme Court Rule 23 and may not be cited as precedent by any party except in the limited circumstances allowed under Rule 23(e)(1).
2019 IL App (3d) 140543-U
Order filed December 7, 2020 ____________________________________________________________________________
IN THE
APPELLATE COURT OF ILLINOIS
THIRD DISTRICT
ANGELA L. McINTYRE, Independent ) Appeal from the Circuit Court Administrator of the Estate of DONALD ) of the 10th Judicial Circuit, R. McINTYRE, JR., Deceased, ) Peoria County, Illinois, ) Plaintiff-Appellant and ) Cross Appellee, ) ) v. ) ) RAJESH BALAGANI, D.O.; ILLINOIS LUNG ) INSTITUTE, LTD., an Illinois Corporation, ) OSF HEALTHCARE SYSTEM, a not-for-profit ) corporation, ) Appeal Nos. 3-14-0543 ) 3-14-0690 Defendants-Appellees and ) 3-14-0795 Cross Appellants, ) 3-16-0133 ) and ) Circuit No. 10-L-87 ) SACHDEV P. THOMAS, M.D., and ) ONCOLOGY-HEMATOLOGY ) ASSOCIATES OF CENTRAL ILLINOIS, P.C. ) ) Defendants-Appellees ) ) (Ryschell R. Bolton, D.O.; Peoria Pulmonary ) Associates, Ltd., an Illinois Corporation, ) Honorable ) Scott A. Shore, Defendants). ) Judge, Presiding. _____________________________________________________________________________ JUSTICE HOLDRIDGE delivered the judgment of the court. Presiding Justice Lytton and Justice Carter concurred in the judgment. _____________________________________________________________________________
ORDER
¶1 Held: (1) The plaintiff’s appeal of the trial court’s grant of summary judgment to the Thomas defendants was not moot or barred by principles of judicial estoppel, but the defendants’ arguments to that effect on appeal did not merit sanctions; (2) the trial court properly granted the Thomas defendants’ motion for summary judgment; (3) the trial court’s denial of the plaintiff’s motion for a new trial as to damages was not an abuse of discretion; (4) the trial court did not abuse its discretion by granting the Balagani defendants’ motion to supplement the record on appeal; (5) although the trial court abused its discretion by erroneously barring certain evidence on hearsay grounds, the error was not reversible because it did not affect the outcome of the trial; (6) although the trial court barred evidence that Dr. Thomas had breached the applicable standard of care, it did not prevent the Balagani defendants from suggesting that Dr. Thomas’s conduct was the sole proximate cause of the decedent’s death; (7) the jury’s finding that Dr. Balagani was negligent and liable for the decedent’s death was not against the manifest weight of the evidence; (8) the jury’s award of $1.1 million in damages for lost future income was not against the manifest weight of the evidence; (9) the jury’s finding that Dr. Balagani was OSF’s apparent agent was not against the manifest weight of the evidence; (10) the jury’s erroneous apportionment of liability between OSF and Dr. Balagani did not render its liability verdict against OSF on grounds of apparent agency irreconcilably inconsistent, and OSF was not entitled to a new trial as to liability on that basis.
¶2 The plaintiff, Angela L. McIntyre (Angela), as independent administrator of the estate of
her deceased husband, Donald R. McIntyre (Donald), brought a medical malpractice action
against several physicians, their respective employers, and the hospital where Donald was treated
and died. Angela sought damages allegedly resulting from the negligent treatment that Donald
received on September 7 and 8, 2009, while he was a patient in the medical intensive care unit
(MICU) at OSF St. Francis Medical Center.
¶3 Angela brought the following claims: (1) a negligence claim against Dr. Rajesh Balagani
and his employers, Illinois Lung Institute, Ltd. and Peoria Pulmonary Associates, Ltd.
2 (collectively, the Balagani defendants); (2) a claim against OSF Healthcare System (OSF),
alleging that OSF was derivatively liable for Dr. Balagani’s negligence because Dr. Balagani
was OSF’s apparent agent; (3) a negligence claim against Dr. Ryschell R. Bolton, a third-year
medical resident and her employer, OSF; (4) a claim against OSF for institutional negligence
relating to the conduct of two OSF respiratory therapists who intubated Donald prior to his
death; and (5) a negligence claim against Dr. Sachdev P. Thomas, the on-call hematologist who
consulted with Drs. Balagani and Bolton regarding Donald’s treatment, and Dr. Thomas’s
employers, Oncology-Hematology Associates of Central Illinois, P.C., Peoria Cancer Center,
P.C., Illinois Cancer Care Center, P.C., and Peoria Cancer Care Center, P.C. (collectively, the
Thomas defendants).
¶4 The Thomas defendants filed a motion for summary judgment, alleging that Dr. Thomas
did not owe Donald a duty of care as an on-call physician. The trial court granted the motion and
the matter proceeded to a jury trial with the remaining defendants. The jury returned a verdict in
favor of Angela and against the Balagani defendants and awarded Angela damages of $1.1
million for loss of income, goods, and services and $500,000 for loss of companionship and
society. However, the jury returned a verdict in favor of Dr. Bolton and OSF as to institutional
negligence. Angela and the Balagani defendants filed posttrial motions, which the court denied.
These appeals followed.
¶5 FACTS
¶6 Donald first presented to the emergency room (ER) at OSF on September 6, 2009, after
fainting at a CVS pharmacy. He complained of a headache, facial pain, and neck stiffness. His
hemoglobin was tested at 11.1 g/dL, which is considered mild anemia (the normal range is 13 to
3 16 g/dL). He was given a complete workup, which revealed no cause of his condition. He was
given antibiotics for a presumed case of sinusitis and released.
¶7 The following day, Angela took Donald back to the hospital because he looked yellow.
He arrived at approximately 11 a.m. complaining of low back pain, headache, fatigue, chills,
shortness of breath, and blood in his urine. He fainted about an hour after arrival, and later, his
heart stopped beating for 12 to 16 seconds. A cardiac workup suggested that Donald might have
had a heart attack from an occluded artery or inflammation of his heart or surrounding heart
tissue lining. His liver enzymes were very elevated, which suggested possible hepatitis. Doctors
detected bilirubin, which can be caused either by fractured blood cells or by a blockage in the
liver or gallbladder. Donald’s white blood cell count was elevated and he showed signs of
possible infection, such as flu-like symptoms, a fever of 102.4 degrees Fahrenheit, headache,
muscle aches, and sinus symptoms. He was tachycardic and sweating. His hemoglobin was
found to be 7.0 g/dL, down from 11.1 g/dL the previous day, which is considered anemic. His
hematuria (blood in the urine) was rated at “4 plus,” which is the highest amount of blood or
hemoglobin one can have in one’s urine.
¶8 Dr. Rose Haisler, the attending emergency department physician that day, testified that,
after she reviewed Donald’s blood tests results in the ER, she was aware that Donald had
“hemolytic anemia” (HA). HA is a rare disorder that causes the patient’s own immune system to
attack and eventually destroy healthy red blood cells. Red blood cells can be described as “bags”
of hemoglobin, the substance responsible for transmitting oxygen from the blood to the body’s
tissues during circulation. When a patient has HA, antibodies that normally attack viruses and
other infectious agents bind to the patient’s own red blood cells. Each time blood passes through
Free access — add to your briefcase to read the full text and ask questions with AI
NOTICE: This order was filed under Supreme Court Rule 23 and may not be cited as precedent by any party except in the limited circumstances allowed under Rule 23(e)(1).
2019 IL App (3d) 140543-U
Order filed December 7, 2020 ____________________________________________________________________________
IN THE
APPELLATE COURT OF ILLINOIS
THIRD DISTRICT
ANGELA L. McINTYRE, Independent ) Appeal from the Circuit Court Administrator of the Estate of DONALD ) of the 10th Judicial Circuit, R. McINTYRE, JR., Deceased, ) Peoria County, Illinois, ) Plaintiff-Appellant and ) Cross Appellee, ) ) v. ) ) RAJESH BALAGANI, D.O.; ILLINOIS LUNG ) INSTITUTE, LTD., an Illinois Corporation, ) OSF HEALTHCARE SYSTEM, a not-for-profit ) corporation, ) Appeal Nos. 3-14-0543 ) 3-14-0690 Defendants-Appellees and ) 3-14-0795 Cross Appellants, ) 3-16-0133 ) and ) Circuit No. 10-L-87 ) SACHDEV P. THOMAS, M.D., and ) ONCOLOGY-HEMATOLOGY ) ASSOCIATES OF CENTRAL ILLINOIS, P.C. ) ) Defendants-Appellees ) ) (Ryschell R. Bolton, D.O.; Peoria Pulmonary ) Associates, Ltd., an Illinois Corporation, ) Honorable ) Scott A. Shore, Defendants). ) Judge, Presiding. _____________________________________________________________________________ JUSTICE HOLDRIDGE delivered the judgment of the court. Presiding Justice Lytton and Justice Carter concurred in the judgment. _____________________________________________________________________________
ORDER
¶1 Held: (1) The plaintiff’s appeal of the trial court’s grant of summary judgment to the Thomas defendants was not moot or barred by principles of judicial estoppel, but the defendants’ arguments to that effect on appeal did not merit sanctions; (2) the trial court properly granted the Thomas defendants’ motion for summary judgment; (3) the trial court’s denial of the plaintiff’s motion for a new trial as to damages was not an abuse of discretion; (4) the trial court did not abuse its discretion by granting the Balagani defendants’ motion to supplement the record on appeal; (5) although the trial court abused its discretion by erroneously barring certain evidence on hearsay grounds, the error was not reversible because it did not affect the outcome of the trial; (6) although the trial court barred evidence that Dr. Thomas had breached the applicable standard of care, it did not prevent the Balagani defendants from suggesting that Dr. Thomas’s conduct was the sole proximate cause of the decedent’s death; (7) the jury’s finding that Dr. Balagani was negligent and liable for the decedent’s death was not against the manifest weight of the evidence; (8) the jury’s award of $1.1 million in damages for lost future income was not against the manifest weight of the evidence; (9) the jury’s finding that Dr. Balagani was OSF’s apparent agent was not against the manifest weight of the evidence; (10) the jury’s erroneous apportionment of liability between OSF and Dr. Balagani did not render its liability verdict against OSF on grounds of apparent agency irreconcilably inconsistent, and OSF was not entitled to a new trial as to liability on that basis.
¶2 The plaintiff, Angela L. McIntyre (Angela), as independent administrator of the estate of
her deceased husband, Donald R. McIntyre (Donald), brought a medical malpractice action
against several physicians, their respective employers, and the hospital where Donald was treated
and died. Angela sought damages allegedly resulting from the negligent treatment that Donald
received on September 7 and 8, 2009, while he was a patient in the medical intensive care unit
(MICU) at OSF St. Francis Medical Center.
¶3 Angela brought the following claims: (1) a negligence claim against Dr. Rajesh Balagani
and his employers, Illinois Lung Institute, Ltd. and Peoria Pulmonary Associates, Ltd.
2 (collectively, the Balagani defendants); (2) a claim against OSF Healthcare System (OSF),
alleging that OSF was derivatively liable for Dr. Balagani’s negligence because Dr. Balagani
was OSF’s apparent agent; (3) a negligence claim against Dr. Ryschell R. Bolton, a third-year
medical resident and her employer, OSF; (4) a claim against OSF for institutional negligence
relating to the conduct of two OSF respiratory therapists who intubated Donald prior to his
death; and (5) a negligence claim against Dr. Sachdev P. Thomas, the on-call hematologist who
consulted with Drs. Balagani and Bolton regarding Donald’s treatment, and Dr. Thomas’s
employers, Oncology-Hematology Associates of Central Illinois, P.C., Peoria Cancer Center,
P.C., Illinois Cancer Care Center, P.C., and Peoria Cancer Care Center, P.C. (collectively, the
Thomas defendants).
¶4 The Thomas defendants filed a motion for summary judgment, alleging that Dr. Thomas
did not owe Donald a duty of care as an on-call physician. The trial court granted the motion and
the matter proceeded to a jury trial with the remaining defendants. The jury returned a verdict in
favor of Angela and against the Balagani defendants and awarded Angela damages of $1.1
million for loss of income, goods, and services and $500,000 for loss of companionship and
society. However, the jury returned a verdict in favor of Dr. Bolton and OSF as to institutional
negligence. Angela and the Balagani defendants filed posttrial motions, which the court denied.
These appeals followed.
¶5 FACTS
¶6 Donald first presented to the emergency room (ER) at OSF on September 6, 2009, after
fainting at a CVS pharmacy. He complained of a headache, facial pain, and neck stiffness. His
hemoglobin was tested at 11.1 g/dL, which is considered mild anemia (the normal range is 13 to
3 16 g/dL). He was given a complete workup, which revealed no cause of his condition. He was
given antibiotics for a presumed case of sinusitis and released.
¶7 The following day, Angela took Donald back to the hospital because he looked yellow.
He arrived at approximately 11 a.m. complaining of low back pain, headache, fatigue, chills,
shortness of breath, and blood in his urine. He fainted about an hour after arrival, and later, his
heart stopped beating for 12 to 16 seconds. A cardiac workup suggested that Donald might have
had a heart attack from an occluded artery or inflammation of his heart or surrounding heart
tissue lining. His liver enzymes were very elevated, which suggested possible hepatitis. Doctors
detected bilirubin, which can be caused either by fractured blood cells or by a blockage in the
liver or gallbladder. Donald’s white blood cell count was elevated and he showed signs of
possible infection, such as flu-like symptoms, a fever of 102.4 degrees Fahrenheit, headache,
muscle aches, and sinus symptoms. He was tachycardic and sweating. His hemoglobin was
found to be 7.0 g/dL, down from 11.1 g/dL the previous day, which is considered anemic. His
hematuria (blood in the urine) was rated at “4 plus,” which is the highest amount of blood or
hemoglobin one can have in one’s urine.
¶8 Dr. Rose Haisler, the attending emergency department physician that day, testified that,
after she reviewed Donald’s blood tests results in the ER, she was aware that Donald had
“hemolytic anemia” (HA). HA is a rare disorder that causes the patient’s own immune system to
attack and eventually destroy healthy red blood cells. Red blood cells can be described as “bags”
of hemoglobin, the substance responsible for transmitting oxygen from the blood to the body’s
tissues during circulation. When a patient has HA, antibodies that normally attack viruses and
other infectious agents bind to the patient’s own red blood cells. Each time blood passes through
the spleen, white blood cells tear the antibodies away from the red blood cells, stripping off small
4 pieces of the red blood cells in the process. As a result, the red blood cells become smaller and
smaller until they die in the spleen. If untreated, this continuous destruction of red blood cells
results in death due to insufficient oxygen in the body.
¶9 In addition to HA, Donald also had elevated levels of methemoglobin. Methemoglobin
decreases the amount of oxygen that hemoglobin is able to pick up as the blood goes through the
lungs and also interferes with or inhibits the release of oxygen from hemoglobin into the body’s
tissues. This condition increased the likelihood that Donald could die from HA. Treatment of
HA requires the transfusion of healthy red blood cells, which maintains the blood’s oxygen
carrying capacity, coupled with the administration of steroids and immunoglobulin by
intravenous delivery (IVIG), which suppresses the chemical signaling error that causes the
body’s immune system to attack its own red blood cells.
¶ 10 Dr. Haisler admitted Donald to the MICU at OSF because she suspected he had HA and
he had “deteriorated so quickly.” Dr. Haisler described HA as “incredibly rare.” This was the
first suspected case of HA she had seen outside a textbook. When asked if it would be
appropriate to provide blood to assist the patient in maintaining enough red blood cells to
provide oxygen for the body, Dr. Haisler responded, “no.” She explained that giving blood to
treat HA, unlike giving blood to treat blood loss occurring from an open wound, is “very
complex,” and is not something she would do without consulting a hematologist. She testified
that HA is not treated in an emergency department. Nevertheless, Dr. Haisler ordered: (1) a
“Coombs test” to be performed (the only way to confirm that a patient is suffering from HA), (2)
Donald’s blood to be crossmatched, and (3) four units of un-crossmatched blood (O negative
blood which can be given to anyone regardless of their blood type) to be prepared by the blood
bank.
5 ¶ 11 Dr. Bolton, an emergency medicine resident physician working under the attending
physician, Dr. Balagani, treated Donald while he was in the MICU. According to Dr. Bolton’s
entries into the medical record, Donald was admitted to the MICU with a diagnosis of
“autoimmune [HA] with an uncertain etiology.” Donald’s blood was tested again at 4:23 p.m.
The test showed that Donald’s hemoglobin had decreased another gram to 6 g/dL. Dr. Bolton
testified that she was notified of this blood test result at 4:45 p.m. and that she ordered that blood
be given to Donald because a hemoglobin of less than 7 g/dL “requires blood.” Dr. Bolton stated
that she ordered the un-crossmatched, O-negative blood to be transfused because it was “urgent”
in order to maintain Donald’s red blood cell levels. Two of the four units of un-crossmatched,
O-negative blood ordered by Dr. Haisler were provided to Donald at Dr. Bolton’s direction at
5:16 p.m. and 5:34 p.m. Around this time, Dr. Bolton performed a lumbar puncture to test for
meningitis. Afterwards, she and Dr. Balagani examined Donald and spent approximately an hour
discussing his symptoms and treatment plan. While awaiting the results of the lumbar puncture,
they transferred Donald to an isolation room because they were concerned that he might have an
infection that might be contagious.
¶ 12 At 9:40 p.m., Donald was stable, meaning that his vital signs were not changing. Dr.
Bolton told Donald’s family members that Donald had HA and was very sick, and that specialists
would be coming to see him. Donald’s hemoglobin was tested again at 9:57 p.m. and it measured
6.3 g/dL. Dr. Bolton was notified of the new test results at 10:40 p.m. She later testified that she
considered the 6.3 g/dL value to be “equivocal,” given lab variability, and surmised that
Donald’s hemoglobin level could be the same as it was before. Dr. Bolton told Dr. Balagani
about the hemoglobin results, and he advised her that they needed to get a specialist involved
6 because, at that point, they had enough lab test results to conclude that Donald was suffering
from HA.
¶ 13 At approximately 10:30 p.m., Dr. Bolton spoke with Dr. Thomas, the on-call
hematologist. When asked during the trial to describe her understanding of her consultation with
Dr. Thomas, Dr. Bolton replied: “My understanding was that we were to give steroids, to give
IVIG, to try to get cross-matched blood, but not to give any more O negative blood, and also if I
was concerned about infection, which we were, that we should consult an infectious disease
doctor to get their opinion with regards to steroids.” (Emphasis added.) Dr. Bolton then testified,
“based upon that,” she immediately contacted Dr. John Farrell, the on-call infectious disease
specialist. When asked what her understanding of the treatment plan was, based upon her
consultation with Dr. Farrell, Dr. Bolton responded, “it was my understanding that steroids could
weaken his immune system, and so we should proceed with caution, and therefore, it was my
understanding that we should not give steroids at this point.”
¶ 14 Dr. Bolton then immediately called Dr. Balagani, communicated both of the specialists’
treatment recommendations, and told him how sick Donald was “because [she] was still worried
about him.” Dr. Bolton testified that, after weighing the benefits against the risks, Dr. Balagani
recommended that they give Donald IVIG and steroids, 1 but he “agreed that we needed to try to
get cross-matched blood and not to give any more O negative blood.” Dr. Bolton noted in the
medical record that Dr. Balagani “did not want any more blood transfused.” In her testimony, Dr.
Bolton explained that Dr. Balagani meant no more un-crossmatched blood, which Dr. Balagani
confirmed in his own testimony. 2 She stated that Dr. Balagani gave her this order sometime after
1 It was decided afterwards to hold off on steroids until they further evaluated Donald’s condition because they did not want to weaken his immune system. 2 According to Dr. Bolton, Dr. Balagani told her not to give more O negative blood out of concern that they would be adding more antibodies that would cause him to hemolyze faster.
7 her consultation with Dr. Thomas. Dr. Bolton testified that she ordered everything that she and
Dr. Balagani agreed upon “based on Dr. Farrell and Dr. Thomas’ recommendations.”
¶ 15 However, during cross-examination, Dr. Bolton admitted that there was nothing in the
medical record, including her own notations, suggesting that Dr. Thomas had told her not to
transfuse any more O negative blood; Dr. Bolton’s notation merely stated that Dr. Balagani “did
not want any more blood transfused.” Moreover, Dr. Bolton admitted that the medical record
reflected that Dr. Thomas recommended that steroids and IVIG be given to treat Donald’s
condition and that there had been no recommendation to delay these treatments.
¶ 16 OSF’s blood bank was having difficulty crossmatching Donald’s blood, so they
transferred the job to the Red Cross blood bank. They said they “had never seen anything like
this when trying to crossmatch blood.” Dr. Bolton testified that, by midnight, the blood bank
still did not know when it would be available; they said it could be hours, or it could be the next
day. Dr. Bolton urged them to get it done as soon as possible. She testified that, based on her
conversation with Dr. Thomas, she believed Donald needed blood, but only crossmatched blood.
Dr. Bolton ordered IVIG at 10:53 p.m. However, the pharmacy did not fill that order until 12:50
a.m. Dr. Bolton ordered steroids to be administered at 12:49 a.m., but that order was not filled
until 1:18 a.m. and steroids were not given to Donald until approximately 2:00 a.m. IVIG and
steroids can take hours or even days to take effect.
¶ 17 At approximately 2:35 a.m., Donald stopped breathing and his heart rate dropped
precipitously. A “code blue” was called two minutes later. Before he coded, Donald had not been
complaining of anything and his oxygen levels were normal. During the code, an IVIG treatment
was given and Donald’s hemoglobin was tested at 5.4 g/dL. Donald was intubated at 2:45 a.m.
and again 3:05 a.m. However, efforts to revive him were unsuccessful. Donald was given two
8 additional units of O negative blood at 3:08 a.m. and 3:14 a.m. Dr. Bolton later testified that
Donald was “already dead” at that time. Donald was pronounced dead at 3:40 a.m. An autopsy
performed at the family’s request revealed “no anatomic cause of death” and no lung infection or
other infection. The death certificate signed by Dr. Balagani identified the cause of death as
cardiac arrest as a result of shock due to HA.
¶ 18 Angela subsequently filed this medical malpractice action. The Thomas defendants filed
a motion for summary judgment, arguing that Dr. Thomas owed no duty of care to Donald due to
his status as an on-call consulting physician. The trial court granted the motion, ruling that, as a
matter of “public policy,” the duration of the contact between Drs. Thomas and Bolton was
insufficient to establish a doctor/patient relationship or a duty of care.
¶ 19 Before the matter proceeded to trial, Angela filed a motion in limine to bar defense
counsel from asking questions that would suggest that Dr. Thomas was the sole cause of
Donald’s death. In support of her motion, Angela noted that no expert had opined that Dr.
Thomas was the sole cause of Donald’s death and argued that it would be highly inflammatory to
imply as much to the jury. The trial court granted Angela’s motion “as to duty, breach, and
violation of the standard of care.” The court reasoned that allowing the defendants to suggest that
Dr. Thomas had breached the standard of care or was negligent in any fashion would conflict
with the court’s prior ruling that Dr. Thomas owed no duty of care to Donald. However, the
court ruled that the defendants were not barred from inquiring or presenting evidence regarding
“Dr. Thomas’ role in the treatment and advice given.”
¶ 20 The Balagani defendants later sought to present evidence suggesting that Dr. Thomas was
the sole proximate cause of Donald’s death. Specifically, they sought to cross-examine Dr.
Charles Abrams, Angela’s testifying expert hematologist, about some of his prior opinions about
9 Dr. Thomas’s conduct in treating Donald. 3 In his Illinois Supreme Court Rule 213 disclosures,
Dr. Abrams opined that Dr. Thomas had breached the standard of care by failing to recommend
the immediate resumption of blood transfusions. Dr. Abrams further opined that: (1) “[a]n ICU
physician does not typically contact the on-call hematologist at 11:45 p.m. unless the
hematologist’s advice is urgently sought”; (2) Dr. Thomas “should have obtained a complete
picture of Mr. McIntyre’s condition and stability,” which “is difficult to do over the telephone”;
(3) if Dr. Thomas had any uncertainty about the situation, Dr. Thomas “should have come to the
hospital that night to personally evaluate [Donald]”; (4) Dr. Thomas “should have made sure (at
the time of Dr. Bolton’s phone call) that steroids, IVIG, and blood transfusion were already on
board and being given to Mr. McIntyre.”; (5) Dr. Thomas failed to obtain a complete evaluation
of the serial hemoglobin values that were available and failed to assure that Donald was
“expeditiously being given the appropriate medications by the ICU team to treat autoimmune
[HA],” (i.e., “steroids and IVIG”); (6) Dr. Thomas “appeared to have failed to inquire about the
status of *** McIntyre’s blood transfusions and to have advised and strongly advocated for
additional blood to be given immediately to Mr. McIntyre.”; (7) Instead, Dr. Thomas “decided to
wait until the next morning to assess Mr. McIntyre in person”; and (8) “[h]ad Dr. Thomas
created the appropriate sense of urgency at the time of the 11:45 p.m. phone call (by coming to
the hospital himself or even over the telephone) and advocated for the immediate resumption of
O-negative blood transfusions, [Donald] would likely be alive today. [Dr. Thomas’s] failure to
do so was beneath the standard of care.”
¶ 21 Similarly, during his subsequent discovery deposition, Dr. Abrams explicitly faulted Dr.
Thomas for “not doing what was necessary to keep [Donald] alive that night.” Specifically, Dr. 3 Angela retained Dr. Abrams to establish the standard of care for a hematologist under the circumstances, and Dr. Abrams had issued his initial expert report before Dr. Thomas was dismissed as a defendant.
10 Abrams testified that Dr. Thomas “should have inquired further and determined what the
hemolysis process was from the lab values and ordered blood [transfusions].” Dr. Abrams
testified that “[w]hat is relevant is that a medical team was calling a specialist that treats this
specific disease. The medical team might know all the relevant information, they might not. It’s
up to Dr. Thomas to solicit all that he needs to know.” When asked whether he “knew the answer
to that question,” Dr. Abrams stated, “[e]ither he did and made an egregious error, or the error
was in not soliciting the information.”
¶ 22 Counsel for the Balagani defendants sought to question Dr. Abrams about these opinions
and about his opinion regarding the proximate cause of Donald’s death. Before questioning Dr.
Abrams on these matters, defense counsel asked the court to clarify its prior in limine ruling
regarding Dr. Thomas and proximate causation issues. The court clarified that the defendants
were not prohibited from suggesting that Dr. Thomas was the sole proximate cause of the
injuries suffered by Donald provided that there was “expert testimony to say something of that
nature” or evidence of “reliance by somebody that was in the chain of circumstance.” The court
explained that the prior order on Angela’s motion in limine did not preclude the defendants from
suggesting that Dr. Thomas was the sole proximate cause of Donald’s death. Instead, that ruling
addressed whether Dr. Thomas owed a legal duty to Donald, not whether Dr. Thomas performed
some act which was a proximate cause of Donald’s injuries. Accordingly, the court concluded
that the defendants were not barred from showing that Dr. Thomas performed some “intervening
or superseding act” that, “just like any other intervening circumstance, whether it was an
ambulance crash on the way to the hospital or any other number of things,” could be inferred
from the evidence to be the sole proximate cause of the injury. The court also stated that
testimony supporting such an inference was “admissible for that purpose,” and “would not be
11 barred by any prior ruling.” Nor was there any reason that such testimony should be “otherwise
limited.” In sum, the trial court ruled that the defendants could delve into Thomas’s role in
proximately causing Donald’s death if they could establish by competent evidence that “others
relied upon [Dr. Thomas’s] guidance,” and “the jury needs to decide whether that was the cause,
sole proximate cause, or not.”
¶ 23 During cross-examination, Dr. Abrams testified that he had initially opined that Dr.
Thomas was at fault for not instructing Dr. Bolton that Donald was to receive continuous blood
transfusions to stabilize him, but that his opinion changed after he read Dr. Thomas’s
supplemental deposition wherein Dr. Thomas retracted his earlier testimony that he had ordered
no O-negative blood to be transfused. In response, Dr. Balagani’s counsel stated, “[well] we’ll
ask Dr. Thomas about that, I guess.” On redirect, Angela’s counsel asked whether Dr. Thomas’s
statement in his supplemental deposition that “I clearly told them to give blood” was what
changed Dr. Abrams’s mind. Dr. Abrams responded in the affirmative.
¶ 24 Based on Dr. Abrams’s Rule 213 disclosures, the Balagani defendants attempted to make
an offer of proof that Dr. Abrams, if called to the stand, would testify that Dr. Thomas breached
the standard of care and that such breach was the sole proximate cause of Donald’s death. The
trial court initially granted the oral offer of proof but then reversed its ruling when Angela’s
counsel withdrew her concurrence and defense counsel was unable to cite to any “sole proximate
cause” opinion in Dr. Abrams’s Rule 213 disclosures. Defense counsel later presented a new
offer of proof without any reference to Dr. Thomas as the “sole” proximate cause. The trial court
stood on its prior ruling. Specifically, the court stated:
“the defense may certainly show Dr. Thomas’ role and the defense has indicated
that they’re showing reliance upon Dr. Thomas’ advice as a consult. But in order
12 for there to have been a violation of standard of care, there would have to have
been a duty of care and the law of this case pursuant to previous rulings adopted
by this Court is that there was no doctor-patient relationship between Dr. Thomas
and [Donald] and, therefore, no duty. Whether the advice was in error or not does
not really become the issue. The issue is the reasonable reliance on that advice by
[the defendants] and, therefore, the previous rulings of the Court with regard to
Dr. Thomas’s testimony and liability are again confirmed by this Court.”
¶ 25 On several occasions during the trial, Dr. Bolton attempted to testify as to what Dr.
Thomas told her regarding Donald’s treatment. Each time, Angela’s counsel objected on hearsay
grounds. The trial court sustained the objections and ordered Dr. Bolton to testify only as to her
side of the conversation (i.e., what she said to Dr. Thomas). Each time, the court instructed the
jury to disregard any testimony that Bolton gave regarding what Dr. Thomas had told her. The
court also allowed Dr. Bolton to testify, over an objection from Angela’s counsel, about her
“understanding” of the treatment plan based upon her consultation with Dr. Thomas. Moreover,
as noted above, Dr. Bolton testified on at least one occasion that her and Dr. Balagani’s
treatment of Donald was “based on” Dr. Thomas’s recommendations. However, Dr. Bolton was
not allowed to testify regarding what Dr. Thomas had said to her.
¶ 26 Moreover, the trial court granted Angela’s motion in limine to bar the Balagani
defendants from asking Dr. Farrell about the duty of a consulting physician “in a back door
attempt to impugn” Dr. Thomas’s conduct. In granting Angela’s motion, the court ruled that the
defendants would not be allowed to use this line of questioning to “cast aspersions upon other
consultants,” specifically Dr. Thomas. Defense counsel never called Dr. Thomas to the stand to
ask him what he had told Dr. Bolton regarding Donald’s care.
13 ¶ 27 Every expert that testified at trial, including Angela’s experts, agreed that it was within
the standard of care for the treating ICU doctors to consult with a hematologist to guide Donald’s
care. Beyond that, however, several of the experts disagreed as to the specific standard of care
for treating the type of HA that Donald was suffering from when he was admitted to the MICU.
Specifically, the experts disagreed on whether the standard of care required that Donald be given
transfusions of un-crossmatched (O-negative) blood to replace his lost red blood cells.
¶ 28 Dr. Abrams opined that, while crossmatched blood should be given when there is “plenty
of time,” severely anemic patients with aggressive HA like Donald must be transfused with un-
crossmatched, O-negative blood. According to Dr. Abrams, O-negative blood is acceptable for
everyone and will not be hemolyzed (destroyed) by a severely anemic patient any faster than the
patient’s own red blood cells. Moreover, because Donald had not experienced an adverse
reaction to the first transfusion with O-negative blood at 5:30 p.m., his doctors should not have
hesitated to give him more O-negative blood later that evening. Dr. Abrams also opined that the
treatment for autoimmune HA also involves the administration of IVIG and steroids. The blood
transfusions provide fresh red blood cells, which keeps the patient alive while the IVIG and
steroids work to quell the immune response and cure the disease. Dr. Abrams opined that the
ICU doctors’ failure to give Donald more transfusions of O-negative blood, coupled perhaps
with their failure to administer steroids and IVIG in a timely manner, caused Donald’s death.
¶ 29 Similarly, Dr. Timothy Albertson, Angela’s liability expert, opined that: (1) as the
attending critical care physician managing the MICU, Dr. Balagani was “ultimately responsible”
for Donald’s care, and he should have known how to treat autoimmune HA; and (2) Dr.
Balagani’s failure to maintain Donald’s hemoglobin levels by giving repeated (un-crossmatched)
14 blood transfusions and his failure to give IVIG and steroids earlier in the day deviated from the
standard of care and was a cause of Donald’s death.
¶ 30 Two defense experts disagreed. Dr. Martin Tobin testified that giving more blood to
Donald would have further accelerated the hemolysis, essentially “adding fuel to the fire.”
Another defense expert, Dr. DeBoisblanc, testified that he also would not have given Donald
more blood, for several reasons. First, he opined that the anemia Donald was experiencing was
not necessarily life threatening, and that he saw patients all the time “walking around” with
hemoglobin levels in the threes (lower than Donald’s). Thus, in Dr. DeBoisblanc’s opinion, there
was something else aside from his low hemoglobin count that was driving Donald’s illness. In
addition, Dr. DeBoisblanc noted that the elevated lactic acid in Donald’s blood meant that there
was something wrong with the whole body; multiple organs were unable to utilize or process
oxygen. Moreover, the hemoglobin inside red blood cells is toxic, and when a red blood cell is
destroyed, it releases “free hemoglobin” into the bloodstream, which Dr. DeBoisblanc compared
to having “Clorox bleach in your bloodstream.” The body normally produces a substance called
haptoglobin to scavenge up the free hemoglobin, but if the hemolysis is brink, the haptoglobin
cannot keep up and it is left to the kidneys to filter out the toxins. When the kidneys become
overwhelmed, the patient ends up with blood in the urine, which is what happened to Donald. Dr.
DeBoisblanc opined that more transfusions of O-negative blood would have worsened the
problem because it would produce more free hemoglobin. In Dr. DeBoisblanc’s opinion, the
hemolysis that Donald was experiencing was too rapid to allow the free hemoglobin to be
cleared from his body; it was a fatal case, no matter what anyone did for him.
¶ 31 The experts presented similar but somewhat differing opinions as to whether and to what
extent a critical care ICU doctor should know how to treat a rare condition like the autoimmune
15 HA that Donald was experiencing when he was admitted to the MICU. Dr. Balagani testified that
a critical care doctor is a generalist whose role is to stabilize the patient until the relevant
specialist takes over. Critical care doctors “rely on their consultants.” According to Dr.
Balagani, HA is not something usually treated in an ICU and the extremely aggressive form of
HA that Donald experienced was very unusual. For HA that complicated, Dr. Balagani wanted to
“make sure our consultants were there.”
¶ 32 Similarly, Dr. Tobin testified that: (1) it was appropriate for Drs. Balagani and Bolton to
wait for a hematology consult until the time period when Dr. Thomas was called; (2) HA is
typically not an emergency requiring emergent care and treatment, and patients with autoimmune
HA are typically not seen and treated in the ICU; (3) the standard of care did not require Drs.
Balagani and Bolton to be experts in the treatment of HA in the critical care setting; and (4) Dr.
Balagani’s approach to treating Donald in the face of autoimmune HA was appropriate. Another
defense expert, Dr. Morey Blinder, testified that Donald had a rare form of HA that intensive
care doctors do not typically treat, and that the MICU team should not be faulted for a lack of
experience in dealing with this rare condition. Dr. Blinder further opined that: (1) “[t]here is very
little expertise outside the area of hematology with respect to the diagnosis and treatment of
[HA]”; (2) “[t]here is even less experience, even among hematologists, regarding the diagnosis,
care, and treatment of autoimmune [HA]”; and (3) there is greatly limited experience on the part
of hematologists in treating autoimmune [HA] mixed type.”
¶ 33 As noted above, Dr. Albertson, Angela’s liability expert, opined that Dr. Balagani was
“ultimately responsible” for Donald’s care, and he should have known how to treat autoimmune
HA. However, Dr. Albertson also acknowledged that it was “perfectly reasonable” for Drs.
Balagani and Bolton to rely upon the advice they received from hematology. Moreover, Dr.
16 Abrams testified that the hematologist (Dr. Thomas) had superior knowledge about
hematological problems and that, under the circumstances of this case, he would expect Drs.
Balagani and Bolton to rely upon direction from the hematologist.
¶ 34 During cross-examination, Dr. DeBoisblanc testified that, even after having discussions
with a consultant, it was the critical care physician’s decision whether or not the patient needs
more transfusions. He further testified that: (1) IVIG and steroids were well-known therapies for
HA which were administered to reverse the process causing hemolysis; (2) it is appropriate to
treat HA patients with steroids even if infection is suspected as a cause; and (3) Donald was
never diagnosed with an infection.
¶ 35 Angela presented the following evidence as to damages. Angela testified that Donald
worked at RLI Insurance (RLI) for 23 years, starting as inventory clerk, and then working his
way up to becoming a vice president of RLI and running its print shop. Angela worked with
Donald at RLI for 17 years. She testified that Donald was a healthy and very active man who
worked long hours, took his work seriously, and had a great relationship with clients. It was
Donald’s dream to run his own printing business. When he floated the idea to some of RLI’s
clients, they told him that he was so good at what he did that they would take their printing needs
to Donald’s upstart business. Donald left RLI in 2007, built an annex to his house where he
could run the business, and took out a $40,000 bank loan to purchase the necessary printing
equipment. By 2008, he was receiving a lot of business from former RLI clients (including
CEFCU and others) and attracting new clients. These clients wanted Donald to perform larger
jobs, which required him to buy larger printing equipment and expand his business. According
to Angela, Donald was busy up until the time of his hospitalization in September 2009 and it
17 appeared that Donald’s plan to grow the business was working. Donald was very happy and
content with how the business was progressing.
¶ 36 Tim Kruger, Donald’s former coworker, also testified on Angela’s behalf. Kruger was a
former chief account comptroller and treasurer at RLI. Kruger worked alongside Donald and
frequently interacted with him in the print shop. Kruger testified that Donald was an extremely
hard worker who spent long hours in the print shop and had a desire to satisfy his customers.
Kruger further testified as to Donald’s ingenuity and resourcefulness by describing how Donald
had developed and implemented a plan to utilize RLI’s print shop for external customers so that
the printing machinery, which was often idle when not being used for printing at RLI, could be
turned into a profit center, thereby bringing in more revenue to RLI.
¶ 37 Curtis Wardelman, a Certified Public Accountant and a close friend of Angela’s and
Donald’s, also testified. Wardelman met Donald through RLI. He did consulting work for RLI
and handled financial matters for some of RLI’s executives. Wardelman testified that he
observed Donald’s work habits and abilities for many years. He stated that Donald was an
extremely hard worker who arrived at work by 6:00 a.m. each workday. Donald started out as a
pressman, then became a production supervisor, then a manager, and then the assistant vice
president of RLI’s printing and mail systems. Wardelman testified that Donald came up with the
idea of using RLI’s print shop to generate additional profit from outside clients. Donald
successfully solicited clients for this venture (including CEFCU and Par-a-Dice Casino), and
turned RLI’s printing shop from a cost center to a profit center. Wardelman testified that Donald
had been “very successful” in developing that business model.
¶ 38 Wardelman testified that Donald approached him in 2006 for professional advice and
guidance because Donald wanted to build his own printing business. Donald approached
18 Wardelman because of their friendship and because Wardelman had experience in planning and
executing plans to put new businesses together. Wardelman testified that, by the time he left RLI
in 2006, Donald had a plan to obtain space, equipment, and supplies for the business. Donald
bought his first printing press and formally started his new business in September 2007. At that
time, Donald was doing side jobs to augment his income in addition to the six months of income
he had obtained from RLI upon leaving. Wardelman opined that Donald was developing his
business “methodically” and was trying to do things in stages, adding further printing presses
depending how the business was growing. By 2008, the business was growing and Donald
wanted to grow it even more. Gross sales began to jump. By 2009, Donald appeared to be
busier and busier. Between January and April 2009 (during the heart of the recession), Donald
obtained a $40,000 loan to purchase two new, larger, multiple color printing presses in order to
meet the increasing demands of his clients. Wardelman testified that Donald was “extremely
busy” thereafter and that it was Wardelman’s impression that Donald’s business was growing
and would continue to grow. Donald was doing work for CEFCU, Par-A-Dice, and the Peoria
Civic Center. RLI was getting out of the printing business at that time, and Donald had
maintained contacts with RLI’s former clients and was soliciting their business.
¶ 39 Wardelman stated that Donald’s printing business had a net loss of $24,000 in 2007, but
turned a profit of $11,000 to $12,000 in 2008 on gross sales of $117,000. According to
Wardelman, from January 1, 2009, through the date of Donald’s death in September 2009,
Donald’s business had gross sales of $65,000 with a net income of approximately $15,000.
When asked to explain the figures for 2009, Wardelman admitted that there was “some hesitation
about 2009” because Donald’s software systems for his printing business were password
protected “so we were never able to get into the software to see what was there.” When
19 Angela’s counsel tried to solicit Wardelman’s opinion as to “what type of projected growth the
business might have,” the trial court sustained defense counsel’s objections based on speculation,
lack of foundation, and failure to disclose under Rule 213. During cross-examination,
Wardelman admitted that he had never prepared a formal business plan for Donald’s business
and was not aware of such a plan. He also admitted that he could not say one way or the other
whether the business would have “taken off” or “failed.”
¶ 40 Wardelman further testified that, after Donald died in September 2009, the business
completely stopped because there was no one to run it. All of the printing presses and other
equipment had to be liquidated, and Angela had to take a loss while wrapping up the business.
¶ 41 Prior to trial, Angela disclosed an expert witness, economist Dr. Edward Sattler, to
provide opinion testimony on the projected growth of Donald’s printing business. Dr. Sattler
purportedly would have testified that Donald’s business would have steadily increased its profits
and would have yielded a profit of $125,000 by 2013. OSF moved in limine to bar Dr. Sattler’s
testimony as speculative and without foundation. The trial court denied the motion, ruling that
OSF’s objections were to the weight of Dr. Sattler’s proposed opinion, not its admissibility.
Nevertheless, Angela never called Dr. Sattler at trial.
¶ 42 During closing argument, Angela’s counsel told the jury that he would make suggestions
based upon the evidence with regard to Donald’s background and experience, the history of his
being successful in providing for his family and his income growth, his previous occupational
history, and evidence of his industriousness and occupational abilities. Counsel noted that his
argument was merely a suggestion and that it was up to the jury to choose what it believed was
appropriate. At one point during closing, Angela’s counsel argued as follows:
20 “I’m going to estimate that by 2013 Donald was making right around or a little bit
more than he was when he left RLI. I think that’s conservative, but you may
disagree and that’s up to you. So I’m going to pick—I believe the last salary was
$117,000. I’m going to suggest that if you estimate that he would have made
income of $125,0000 from his business and that projects out through 2028 where
he would have been age 67, that would be a total of $2 million in gross income.
Now, the law says that you’re going to have to adjust this for what they call
present cash value *** So I’m estimating that over that period of time, I think
being conservative to age 67 it would be $1,250,000 today.”
¶ 43 During the jury instruction conference, the trial court approved the jury instruction
tendered by Angela, which was a very slightly modified version of Illinois Pattern Jury
Instruction, Civil, No. 31.04 (2007) (hereinafter IPI Civil (2007) No. 31.04), the jury instruction
governing the determination of damages for wrongful death that are recoverable by a widow or
next of kin. IPI Civil (2007) No. 31.04 reads, as follows:
“If you decide for the plaintiff on the question of liability, you must then
fix the amount of money which will reasonably and fairly compensate the [lineal
next of kin, e.g., widow] of the decedent for the pecuniary loss proved by the
evidence to have resulted to the [lineal next of kin] of the decedent. “Pecuniary
loss” may include loss of money, benefits, goods, services, [and] society [and
sexual relations].
Where a decedent leaves [lineal next of kin], the law recognizes a
presumption that the [lineal next of kin] have sustained some substantial
21 pecuniary loss by reason of the death. The weight to be given this presumption is
for you to decide from the evidence in this case.
In determining pecuniary loss, you may consider what the evidence shows
concerning the following:
[1. What (money,) (benefits,) (goods,) (and) (services) the
decedent customarily contributed in the past;]
[2. What (money,) (benefits,) (goods,) (and) (services) the
decedent was likely to have contributed in the future;]
[3. Decedent's personal expenses (and other deductions);]
[4. What instruction, moral training, and superintendence of
education the decedent might reasonably have been expected to give his
child had he lived;]
[5. His age;]
[6. His sex;]
[7. His health;]
[8. His habits of (industry,) (sobriety,) (and) (thrift);]
[9. His occupational abilities;]
[10. The grief, sorrow, and mental suffering of next of kin;]
[11. The relationship between [lineal next of kin, e.g. son] and
[decedent].]
[12. The marital relationship that existed between
[widow/widower] and [decedent].]
22 [Widow/widower] is not entitled to damages for loss of
[decedent's] society and sexual relations after [date of remarriage].”
¶ 44 The trial court gave this instruction to the jury almost exactly as written above except it
inserted the names of Donald and his wife and children throughout and omitted the final sentence
of the pattern instruction and the parenthetical phrase “and other deductions” from item number
3 of the pattern instruction.
¶ 45 Following the trial, the jury returned a verdict: (1) in favor of Angela and against the
Balagani defendants; (2) in favor of Angela and against OSF as to Dr. Balagani’s apparent
agency and OSF’s derivative liability for Dr. Balagani’s negligence; (3) in favor of Dr. Bolton
and against Angela as to Dr. Bolton’s alleged negligence; and (4) in favor of OSF and against
Angela as to Angela’s claim for institutional negligence. The jury awarded Angela damages in
the amount of $1.1 million for loss of money, goods, and services, and $500,000 for loss of
society. The jury apportioned 70% responsibility to Dr. Balagani and 30% responsibility to OSF.
¶ 46 Angela subsequently filed a posttrial motion for new trial on damages only, arguing that
the jury’s award of $500,000 for loss of society was grossly inadequate. The trial court denied
Angela’s motion.
¶ 47 The Balagani defendants filed posttrial motions challenging the jury’s award for lost
future earnings. The trial court denied the defendants’ motions. The court ruled that the jury
“had more than sufficient evidence *** upon which to find and from which to infer the
industriousness of the decedent and his likely future income and support of his family.” The
court was not concerned with the issue whether the jury was advised of Donald’s “last income”
so long as the jury did not use such evidence as a “multiplication factor to determine damages,”
which it “obviously” did not. The court ruled that the evidence of Donald’s most recent income
23 was “part of industriousness,” and noted that there was a “great deal of other evidence” from
which the jury could infer damages, including other evidence of Donald’s industriousness and
evidence of the nature of his work habits, his intentions for his business, and the potential
income. The court found that, even if the income from Donald’s business was “far less” than it
was, “still the jury could easily inferred fand allowed damages in the amount that they did.”
With regard to the jury’s apportionment of damages, the court ruled that the jury was properly
instructed and “had sufficient evidence before [it] to render the apportionment” that it did.
¶ 48 These consolidated appeals followed.
¶ 49 After Angela filed her appellant’s brief (and two days before the expiration of the twice-
extended deadline for the Balagani defendants to file their appellees’/cross-appellants’ briefs),
the Balagani defendants moved in the trial court for leave to supplement the record on appeal
with various documents, including a set of numbered jury instructions, which included proposed
instructions tendered by the defendants that the trial court had rejected. This court suspended
briefing so the Balagani defendants could file a written motion to supplement the record in the
trial court, which they subsequently filed with the trial court. Angela objected to the motion,
arguing that the Balagani defendants should not be allowed to supplement the record with the
numbered jury instructions because they failed to act with diligence in supplementing the record
and because the document at issue was not an original document presented to the trial court and
file-stamped by the clerk. The trial court granted the motion over Angela’s objection. Angela
also appeals the trial court’s ruling on this issue.
¶ 50 ANALYSIS
¶ 51 Angela, the Balagani defendants, and OSF have each appealed aspects of the trial court’s
judgment. We address each of their arguments in turn.
24 ¶ 52 I. Angela’s Appeal
¶ 53 On appeal, Angela argues that the trial court erred when it (1) granted summary judgment
in favor of the Thomas defendants, (2) denied her posttrial motion for a new trial as to damages,
and (3) granted the Balagani defendants’ motion to supplement the record on appeal.
¶ 54 A. Summary Judgment in Favor of the Thomas Defendants
¶ 55 As an initial matter, the Thomas defendants argue that this court lacks jurisdiction to
consider the propriety of the trial court’s summary judgment order because Angela filed her
notice of appeal prematurely, i.e., after the trial court entered judgment on the jury’s verdict but
before the court ruled on the pending postjudgment motions.
¶ 56 Illinois Supreme Court Rule 303(a) states, in relevant part, as follows:
“(1) The notice of appeal must be filed with the clerk of the circuit court within 30
days after the entry of the final judgment appealed from, or, if a timely posttrial
motion directed against the judgment is filed, whether in a jury or a nonjury case,
within 30 days after the entry of the order disposing of the last pending
postjudgment motion directed against that judgment or order, irrespective of
whether the circuit court had entered a series of final orders that were modified
pursuant to postjudgment motions. * * *
(2) When a timely postjudgment motion has been filed by any party, whether in a
jury case or a nonjury case, a notice of appeal filed before the entry of the order
disposing of the last pending postjudgment motion, or before the final disposition
of any separate claim, becomes effective when the order disposing of said motion
or claim is entered.” Ill. S. Ct. R. 303(a)(1), (2) (eff. June 4, 2008).
¶ 57 On February 1, 2013, the trial court granted the Thomas defendants’ motion for summary
25 judgment. In that order, the court stated that it was considering entering a Rule 304(a) finding as
to that order and directed the parties to make recommendations on that issue. On February 12,
2013, the court made a Rule 304(a) finding and stated that there was no just reason for delaying
either enforcement or appeal, or both, of the court’s February 1, 2013, order. Angela filed a
motion to vacate the court’s Rule 304(a) finding and a motion to reconsider. On March 18, 2013,
the court denied Angela’s motion to reconsider and granted her motion to vacate the Rule 304(a)
finding. The court entered judgment on the jury’s verdict on March 28, 2014. Thereafter, Angela
and the Balagani defendants filed posttrial motions. On July 17, 2014, Angela filed her notice of
appeal seeking review of the court’s summary judgment order. The court disposed of the
posttrial motions on September 9, 2014.
¶ 58 The Thomas defendants argue that Angela’s notice of appeal filed on July 17, 2014, was
ill-timed because it was filed more than 30 days after the entry of the jury’s verdict on March 28,
2014, and before the September 9, 2014, rulings on the last pending posttrial motions. In
response, Angela argues that although her notice of appeal was premature, it became effective
upon the court’s ruling on the posttrial motions on September 9, 2014, and was therefore timely
and sufficient to confer jurisdiction upon this court.
¶ 59 Under Rule 303(a)(2), “when [a] court renders a decision on a timely filed postjudgment
motion ***, a premature notice of appeal takes effect when the court enters the order disposing
of the last posttrial matter.” In re Estate of Hanley, 2013 IL App (3d) 110264, ¶ 43. Here,
Angela’s notice of appeal as to the Thomas defendants was premature. However, once the trial
court ruled on the last pending posttrial motions on September 9, 2014, the premature notice of
appeal became effective. Thus, this court has jurisdiction to consider Angela’s appeal of the trial
court’s grant of summary judgment to the Thomas defendants. See id.
26 ¶ 60 Next, the Thomas defendants argue the summary judgment issue is moot and Angela is
judicially estopped from pursing her claim against the Thomas defendants. Without any citation
to authority, the Thomas defendants argue this issue is moot because Angela “obtained a
monetary judgment in her favor in the amount of $1.6 million, and until such time as this Court
reverses that judgment and remands the matter for a new trial, the issue of summary judgment
*** is moot.” The Thomas defendants also argue that this issue is moot because, even if they
were found liable, Angela was fully compensated. Additionally, the Thomas defendants argue
that the doctrine of judicial estoppel prevents Angela from pursuing her claim against them
because she went to trial with the Balagani defendants under the theory that they were liable for
Donald’s death. In response, Angela argues that the issue is not moot, judicial estoppel does not
apply, and the Thomas defendants should be sanctioned for raising these arguments.
¶ 61 “An issue is moot when intervening events have rendered it impossible for a reviewing
court to grant the complaining party effectual relief.” Wilson v. Jackson, 312 Ill. App. 3d 1156,
1162-63 (2000). Angela’s appeal of the trial court’s grant of summary judgment to the Thomas
defendants is not moot just because other defendants were found liable for Donald’s death and
Angela obtained a money judgment against them. As Angela notes, even though the jury’s
verdict did not pertain to the Thomas defendants, they can still be held responsible if the
evidence demonstrates that they were a cause in Donald’s death. Thus, the jury’s verdict is not
an intervening event that has rendered it impossible for this court to grant Angela her requested
relief, namely, reversal of the trial court’s order granting the Thomas defendants’ motion for
summary judgment.
¶ 62 Nor does the jury’s award of damages against OSF and Dr. Balagani moot Angela’s
appeal of the trial court’s grant of summary judgment in favor of the Thomas defendants. The
27 judgment entered against OSF and Dr. Balagani has not yet been satisfied. The trial court has
stayed execution of the verdict and judgment entered in Angela’s favor pending appeal. Thus,
contrary to the Thomas defendants’ argument, Angela has not yet ben “fully compensated” in
this matter. Moreover, even if additional damages cannot be awarded in any future action
against the Thomas defendants (because the existing award of $1.6 million in damages would
fully compensate Angela), Angela’s appeal involving the Thomas defendants would not be moot
because a judgment of liability against the Thomas defendants would entitle Angela to collect
some or all of those damages from another party (the Thomas defendants). A reversal of
summary judgment for the Thomas defendants would afford Angela the opportunity to obtain a
judgment against the Thomas defendants, which, if granted, could afford Angela the right to
secure relief from the Thomas defendants for some or all the losses she, Donald, and her family
have suffered as a result of the defendants’ negligent actions or failures to act. The opportunity
to obtain such relief from the Thomas defendants constitutes meaningful and “effectual” relief
regardless of whether Angela also has the ability to collect damages from other defendants.
Thus, it is not impossible for us to grant effectual relief to Angela by reversing the trial court’s
grant of summary judgment in favor of the Thomas defendants. The jury’s award of damages
against OSF and the Balagani defendants does not moot Angela’s appeal of that issue.
¶ 63 Since we have decided that the summary judgment issue is not moot, we must next
decide whether judicial estoppel prevents Angela from pursuing her claim against the Thomas
defendants. Judicial estoppel is an equitable doctrine that was established to protect the integrity
of the judicial process by prohibiting parties from changing their positions in accordance with the
exigencies of the moment. Seymour v. Collins, 2015 IL 118432, ¶ 36. Judicial estoppel generally
applies when a party has (1) taken two positions, (2) that are factually inconsistent, (3) in
28 separate judicial or quasi-judicial administrative proceedings, (4) intending for the trier of fact to
accept the truth of the facts alleged, and (5) the party has succeeded in the first proceeding and
received some benefit from it. Id. ¶ 37.
¶ 64 Here, the Thomas defendants essentially argue that Angela is changing her position by
challenging the trial court’s summary judgment order in their favor because she proceeded to
trial against the Balagani defendants and presented arguments that the Balagani defendants were
responsible for Donald’s death. The record is clear that Angela proceeded to trial under that
theory because the trial court had already dismissed the Thomas defendants from the case. The
theory that Angela presented at trial was an alternative theory that she was left with after the trial
court granted summary judgment in favor of the Thomas defendants. This was not a change in
position, but rather, an alternative argument. In any event, the argument Angela presented at trial
was that the Balagani defendants were a cause of Donald’s death—not the sole cause. It is not
contradictory for Angela to pursue a claim against the Thomas defendants for also being a cause
in Donald’s death. Thus, judicial estoppel is inapplicable here.
¶ 65 Next, we address Angela’s request for sanctions against the Thomas defendants. Angela
argues that Rule 375(b) sanctions are appropriate for the Thomas defendants’ mootness argument
because the argument was made without any basis in law and the Thomas defendants failed to
cite any authority to support their argument. Rule 375(b) provides, in relevant part, as follows:
“(b) Appeal or Other Action Not Taken in Good Faith; Frivolous Appeals
or Other Actions. If, after consideration of an appeal or other action pursued in a
reviewing court, it is determined that the appeal or other action itself is frivolous,
or that an appeal or other action was not taken in good faith, for an improper
purpose, such as to harass or to cause unnecessary delay or needless increase in
29 the cost of litigation, or the manner of prosecuting or defending the appeal or
other action is for such purpose, an appropriate sanction may be imposed upon
any party or the attorney or attorneys of the party or parties. An appeal or other
action will be deemed frivolous where it is not reasonably well grounded in fact
and not warranted by existing law or a good-faith argument for the extension,
modification, or reversal of existing law. An appeal or other action will be
deemed to have been taken or prosecuted for an improper purpose where the
primary purpose of the appeal or other action is to delay, harass, or cause needless
expense.” Ill. S. Ct. R. 375(b) (eff. Feb. 1, 1994).
¶ 66 A reviewing court may impose a sanction upon the motion of another party or on its own
initiative. Id. Here, Angela did not file a proper motion with this court seeking sanctions. Rather,
she merely included this request in her responsive brief. Moreover, although the Thomas
defendants’ mootness argument lacks merit, we do not find the argument to be frivolous. Nor do
we find that the argument was brought in bad faith or for an improper purpose. Accordingly, we
decline to impose Rule 375(b) sanctions on our own initiative.
¶ 67 Next, we reach the merits of Angela’s argument on appeal: whether the trial court erred
when it granted the Thomas defendants’ motion for summary judgment. The trial court’s ruling
on a motion for summary judgment is a question of law, which we review de novo. Willie Pearl
Burrell Trust v. City of Kankakee, 2016 IL App (3d) 150398, ¶ 10. “Summary judgment is
appropriate when the pleadings, depositions and affidavits, construed most strongly against the
movant and most liberally in favor of the opponent, present no genuine issue of material fact and
show that judgment should be granted as a matter of law.” Wojdyla v. City of Park Ridge, 148
Ill. 2d 417 (1992). The purpose of summary judgment is not to try a question of fact but to
30 determine whether one exists. Golla v. General Motors Corp., 167 Ill. 2d 353, 358 (1995).
Where a question of law is determinative of a case, summary judgment is a proper remedy.
Reynolds v. Decatur Memorial Hospital, 277 Ill. App. 3d 80, 84 (1996).
¶ 68 In a negligence action for medical malpractice, there must be a duty of care owed by the
defendant doctor to the plaintiff (Reynolds, 277 Ill. App. 3d at 85), and the existence of such a
duty is a matter of law for the court to decide (id.; Kirk v. Michael Reese Hospital and Medical
Center, 117 Ill. 2d 507, 517 (1987); Estate of Kundert ex rel. Kundert v. Illinois Valley
Community Hospital, 2012 IL App (3d) 110007, ¶ 11). A physician’s duty arises “only when a
clear and direct physician-patient relationship has been established.” Estate of Kundert, 2012 IL
App (3d) 110007, ¶ 11, quoting Siwa v. Koch, 388 Ill. App. 3d 444, 447 (2009). Specifically, a
duty exists only when a physician-patient relationship has been expressly established or there is a
“special relationship,” such as when one physician is asked by another physician to provide a
service to the patient, conduct laboratory tests, or review test results. Mackey v. Sarroca, 2015
IL App (3d) 130219, ¶ 19.
¶ 69 The special relationship giving rise to a duty of care may exist even in the absence of any
meeting between the physician and the patient where the physician performs specific services for
the benefit of the patient. Id. ¶ 20. However, a physician-patient relationship is established only
where the physician takes some affirmative action to participate in the care, evaluation, diagnosis
or treatment of a specific patient. Id.; Lenahan v. University of Chicago, 348 Ill. App. 3d 155,
164 (2004). “The central inquiry is whether the physician has been asked to provide a specific
service for the benefit of a specific patient” (Mackey, 2015 IL App (3d) 130219, ¶ 19), such as
conducting laboratory tests, reviewing the patient’s test results, directing the treating physicians
in their care of the patient, or otherwise knowingly accepting the patient as his or her patient.
31 (Reynolds, 277 Ill. App. Ed at 85 (holding that a consulting neurologist had no duty to the
patient, even though he gave advice to the patient’s treating pediatrician and recommended that a
spinal tap be performed, where he was “never asked to provide a service for [the patient],
conduct laboratory tests, or review test results,” he was not asked to treat the patient, he did not
direct the actions of hospital employees, and he “did not commit himself to further involvement”
with the patient”). Merely dispensing medical advice or offering a professional opinion in
response to an inquiry from the patient’s treating physicians is not sufficient to create a duty.
Kundert, 2012 IL App (3d)110007, ¶ 33 (“the singular act of dispensing advice does not equate
to knowing acceptance of a patient”).
¶ 70 In this case, Angela argues that the trial court erred in granting the Thomas defendants’
motion for summary judgment on the basis that Dr. Thomas, as an on-call physician, did not owe
Donald a duty of care. Angela maintains that a physician-patient relationship existed between Dr.
Thomas and Donald which gave rise to a duty of care.
¶ 71 We disagree. Although Dr. Thomas was consulted regarding Donald’s condition and
gave treatment advice to Dr. Bolton, he did not affirmatively accept Donald as a patient,
participate actively in his treatment at the hospital, or provide a special service sufficient to
establish a duty of care. At the time he was called, Dr. Thomas was not asked to see Donald or
to examine him. Nor was he asked to perform any tests on Donald or to interpret any tests.
Rather, Donald’s treating physicians contacted Dr. Thomas in order to obtain recommendations
in relation to the treatments they were already performing on Donald. Dr. Thomas could not,
and did not, place any orders for Donald, and Donald’s treating physicians were not required to
follow his advice. It is uncontested that Dr. Balagani, the attending physician, had the final say
regarding Donald’s care and treatment. Accordingly, Dr. Thomas did not assume the level of
32 care necessary to give rise to a direct physician-patient relationship with Donald and a resulting
duty of care. Kundert, 2012 IL App (3d)110007, ¶ 11; Siwa, 388 Ill. App. 3d at 447.
¶ 72 Angela relies on our decision in Mackey, but that case is distinguishable. In Mackey, our
appellate court found that a duty of care existed between an on-call consulting urologist and a
patient where the consultation was sought pursuant to the hospital’s established procedures and
protocols rather than on an informal or ad hoc basis, and where the consulting urologist: (1) was
the hospital’s on-call urologist assigned to consult with treating physicians at the hospital
pursuant to a contract between the hospital and his employer; (2) was compensated for his
consulting services; (3) was consulted by the emergency room physician for the patient’s benefit
for the specific purpose of rendering diagnostic and medical advice regarding her treatment; (4)
received specific information regarding the patient’s history, symptoms, and diagnostic test
results; (5) evaluated those tests results and formed a medical opinion that the patient was not in
danger of sepsis; (6) was actually responsible for making decision regarding her care and
whether she was to be admitted to the hospital or discharged from care; and (7) decided that the
patient did not need to be admitted but could be discharged with an instruction to seek an out-
patient follow-up appointment with him three days later; and (8) informed the patient’s treating
doctor that the patient should be discharged. Mackey, 2015 IL App (3d) 130219, ¶¶ 26-27.
¶ 73 Although some of these factors also apply in this case, Mackey is distinguishable in
certain critical respects. Unlike Dr. Thomas, the consulting urologist in Mackey had the
authority to direct the patient’s treating physician to perform specific treatments and to admit or
discharge the patient. He exercised this authority by directing the attending physician to give the
patient Flomax and then discharge her from care. The attending physician testified that the on-
call urologist’s decision was “the final disposition of the patient” and that he would follow the
33 urologist’s directives even if he disagreed with them. Mackey, 2015 IL App (3d) 130219, ¶ 6.
He further testified that the urologist was “ultimately responsible for the patient’s care because
once the on-call specialist has been contacted the specialist ‘takes over the decision making
whether to do this or that.’ ” Id.
¶ 74 Dr. Thomas had no such authority in this case, and he did not assume responsibility for
Donald’s treatment. To the contrary, it was undisputed that Dr. Balagani was not required to
follow Dr. Thomas’s advice and that Dr. Balagani retained the final authority over and
responsibility for Donald’s care and treatment. Moreover, the consulting urologist in Mackey
told the attending physician to have the patient follow up with him in a few days, thereby directly
assuming care of the patient. Dr. Thomas did not assume responsibility for Donald’s care in this
manner. Accordingly, Mackey is inapposite and provides little guidance here.
¶ 75 Angela also relies upon the opinion of Dr. Abrams, one of her medical experts, who
initially concluded that Dr. Thomas had failed to meet the standard of care in his role as a
consulting physician. However, Dr. Abrams later retracted this testimony on cross-examination.
Moreover, Dr. Abrams’s initial testimony addressed the factual question of whether Dr. Thomas
breached the standard of care, not the legal question of whether Dr. Thomas owed a duty to
Donald. Even if Dr. Abrams had offered an opinion on the issue of duty, it would have been
error for the trial court to rely on it in determining whether a duty existed. Whether Dr. Thomas
owed a duty to Donald is a question of law for the court, not a question of medicine. Reynolds,
277 Ill. App. 3d 86. “Plaintiffs may not, in the guise of offering expert medical opinion, arrogate
to themselves a judicial function and obviate a ruling on the existence of or extent of a
legal duty which might be owed by a physician to a patient.” Id. Accordingly, Dr. Abrams’s
opinion may not be relied upon in determining the existence of a duty. Id.
34 ¶ 76 In addition, Angela relies upon the testimony of Drs. Tim Miller, OSF’s Medical Director
and the Illinois Supreme Court Rule 206(a)(1) deponent of OSF, and Dr. Michael Veeder, the
Corporate Officer and the Illinois Supreme Court Rule 206(a)(1) deponent of Oncology-
Hematology Associates of Central Illinois, Dr. Thomas’s employer. Angela asserts that each of
these doctors testified that, pursuant to the agreement between OSF and Oncology-Hematology
Associates of Central Illinois, “on-call” consulting physicians such as Dr. Thomas were
obligated to take a call from an OSF hospital physician and to “provide treatment direction and
treatment” where necessary. We disagree with Angela’s characterization of Dr. Miller’s and Dr.
Veeder’s testimony. After reviewing each witness’s testimony, we conclude that the testimony
merely establishes that Dr. Thomas was required to take calls from and dispense advice to the
calling physician. Neither doctor testified that Dr. Thomas was required to assume control over
the care and treatment of the patient or to order the hospital physicians to provide specific
treatments. Thus, neither doctor provided evidence that a physician-patient relationship
developed between Dr. Thomas and Donald or that Dr. Thomas owed Donald a duty of care.
Kundert, 2012 IL App (3d)110007, ¶ 33 (merely dispensing medical advice or offering a
professional opinion in response to an inquiry from the patient’s treating physicians is not
sufficient to create a duty).
¶ 77 For all these reasons, the trial court correctly ruled that there was no physician-patient
relationship between Dr. Thomas and Donald, and therefore no duty of care existed. Summary
judgment was properly entered in the Thomas defendants’ favor. 4
4 Although the trial court based its ruling only on the length of the telephone contact between Drs. Thomas and Bolton and public policy considerations, we are not bound by the trial court's reasoning and we may affirm on any basis supported by the record, regardless of whether the trial court based its decision on that basis. Mutual Management Services, Inc. v. Swalve, 2011 IL App (2d) 100778, ¶ 11; Estate of Sperry, 2017 IL App (3d) 150703, ¶ 19, n.4; See also Kubicheck v. Traina, 2013 IL App (3d)
35 ¶ 78 B. Angela’s Motion for a New Trial
¶ 79 Next, Angela argues that the trial court abused its discretion when it denied her motion
for a new trial on damages only. Specifically, Angela argues the jury’s award of only $500,000
for loss of society was grossly inadequate to compensate her and Donald’s four children, three of
whom were minors at the time of Donald’s death, for the loss of Donald’s society.
¶ 80 Upon a finding of liability for a wrongful death, the jury must “fix the amount of money
which will reasonably and fairly compensate the lineal next of kin * * * for the pecuniary loss
proved by the evidence.” IPI Civil (2007), No. 31.04; see also Dobyns v. Chung, 399 Ill. App. 3d
272, 286 (2010). This may include the loss of money, benefits, goods, services, sexual relations,
and “society.” IPI Civil (2007), No. 31.04. “Society” means “the mutual benefits that each
family member receives from the other's continued existence, including love, affection, care,
attention, companionship, comfort, guidance, and protection.” IPI Civil (2007), No. 31.11;
Dobyns, 399 Ill. App. 3d at 287. Where a decedent leaves lineal next of kin, the law recognizes a
presumption that the lineal next of kin have sustained some “substantial" pecuniary loss by
reason of the death. IPI Civil (2007), No. 31.04); Dobyns, 399 Ill. App. 3d at 286-87; Cooper v.
Chicago Transit Authority, 153 Ill. App. 3d 511, 518-19 (1987). The weight to be given this
presumption is for the jury to decide from the evidence presented in the case, including, inter
alia, evidence of the decedent’s past and future contributions, the decedent’s habits of industry
and thrift, the children's loss of future instruction, moral training, and superintendence of
education as a result of the decedents death, and the descendants' grief, sorrow, and mental
suffering and their relationship with the decedent. IPI Civil (2007) No. 31.04; Dobyns, 399 Ill.
App. 3d at 287.
110157, ¶ 28, n.3 (“we review the trial court's judgment, not its rationale, and we may affirm on any basis that the record supports”).
36 ¶ 81 The amount of damages to be assessed is a question of fact for the jury to determine.
Snelson v. Kamm, 204 Ill. 2d 1, 36 (2003). Thus, great weight is given to the jury’s decision on
damages. Id. at 36-37. “[A] court reviewing a jury’s assessment of damages should not interfere
unless a proven element of damages was ignored, the verdict resulted from passion or prejudice,
or the award bears no reasonable relationship to the loss suffered.” Id. at 37.
¶ 82 “A motion for a new trial is addressed to the sound discretion of the trial court, and the
court’s ruling on that motion will not be disturbed absent an abuse of discretion.” Hulbert v.
York, 319 Ill. App. 3d 54, 60 (2001). An abuse of discretion occurs when the trial court’s ruling
is arbitrary, fanciful, or unreasonable or where no reasonable person would adopt its view.
Pavnica v. Veguilla, 401 Ill. App. 3d 731, 740 (2010).
¶ 83 Here, the jury awarded Angela damages of $1.1 million in loss of income, goods, and
services and $500,000 for loss of companionship and society. Angela argues that the jury’s
award of damages for loss of society was manifestly inadequate to compensate her and the four
children she shared with Donald, three of whom were minors at the time of Donald’s death, for
the loss of Donald’s society, especially considering that Donald was only 48 years old when he
died. Angela further argues that the jury “ignored proven elements of damages” because the
uncontroverted testimony presented by her witnesses established that she was entitled to a
greater award.
¶ 84 Based on the record before us, we cannot say that the jury ignored proven elements of
damages and we find no evidence to support that conclusion. As mentioned, we give great
weight to the jury’s determination of damages. Further, the evidence in this case shows that the
trial court gave due consideration to Angela’s motion for a new trial on damages only and
analyzed the jury’s award in great detail. The jury’s award was within a range of reasonable
37 compensation and is supported by the evidence of record. Thus, we cannot say that the trial
court’s decision to deny Angela’s posttrial motion for a new trial was arbitrary, fanciful,
unreasonable, or not rationally related to the loss suffered.
¶ 85 C. The Balagani Defendants’ Motion To Supplement the Record
¶ 86 Angela also argues that the trial court erred as a matter of law when it granted the
Balagani defendants’ motion to supplement the record on appeal. The parties dispute the
standard of review that governs our analysis of this issue. Angela argues that we should review
the trial court’s ruling de novo, whereas the Balagani defendants argue that the abuse of
discretion standard applies.
¶ 87 We agree with the Balagani defendants. This issue does not present a pure matter of
statutory construction. Rather, it requires us to review the trial court’s attempt to “correct”
“material omissions or inaccuracies” in the record pursuant to Illinois Supreme Court Rule 329
(eff. Jan. 1, 2006). We review the trial court’s decision on this issue for abuse of discretion. See
Joseph D. Foreman & Co. v. Neri, 6 Ill. App. 3d 313 (1972). As noted, an abuse of discretion
occurs when the trial court’s ruling is arbitrary, fanciful, or unreasonable or where no reasonable
person would adopt its view. Pavnica, 401 Ill. App. 3d at 740.
¶ 88 Although the Illinois Supreme Court rules expressly allow supplementation only with
“original” documents, in this case, the court clerk failed to include the original document of the
numbered jury instructions in the record and then lost or misplaced that document. (The clerk
was unable to locate the original document until long after the record on appeal was filed.)
Angela does not dispute the accuracy of the numbered jury instructions submitted by the
Balagani defendants in their motion to supplement the record or argue that the set of jury
instructions included in Angela’s counsel’s file differs in any way from the set submitted by the
38 Balagani defendants. Thus, the numbered jury instructions do not add any substantive evidence
to the case. The transcripts show that the instructions submitted by the Balagani defendants were
given to the jury. The sole purpose of the written numbered instructions submitted by the
Balagani defendants in their motion to supplement the record was to make the transcript of the
jury instruction conference intelligible. Angela never questioned the accuracy of the instructions
submitted by the defendants or the numbering of the instructions.
¶ 89 Nonetheless, Angela argues that the Balagani defendants waived their right to supplement
the record due to their lack of diligence. The Balagani defendants sought multiple extensions of
time in which to file their posttrial motions and then sought multiple extensions of time in which
to file their briefs on appeal. However, they did not notice the missing jury instructions or move
to supplement the record until two days before the final deadline to file their appellate briefs.
Nevertheless, under the circumstances presented in this case, we cannot say that the trial court’s
decision to allow motion was contrary to law or an abuse of discretion.
¶ 90 II. The Balagani Defendants’ Appeal
¶ 91 The Balagani defendants argue that they are entitled to a new trial on liability. They
contend that the trial court committed reversible error by: (1) barring Dr. Bolton from testifying
as to the content of her telephone conversation with Dr. Thomas on hearsay grounds; and (2)
barring evidence that Dr. Thomas had breached the applicable standard of care, thereby
improperly depriving the Balagani defendants of their main defense (i.e., the argument that Dr.
Thomas’s negligence was the sole proximate cause of Donald’s death). The Balagani defendants
also argue that the jury’s liability verdict was against the manifest weight of the evidence.
Further, the Balagani defendants maintain that the jury erred when it awarded Angela $1.1
million for lost future income. Because OSF raises this same argument regarding lost future
39 income on appeal, we will address it with OSF’s appeal below.
¶ 92 A. Hearsay
¶ 93 As an initial matter, Angela argues that the Balagani defendants have forfeited their
hearsay argument by not raising it in their posttrial motion. We disagree. The Balagani
defendants argued in their posttrial motion that the trial court’s hearsay ruling was “error” and
that the testimony at issue fell within an unspecified hearsay exception. There is some question
whether these vague and skeletal arguments were sufficiently specific to preserve the issue for
appeal, particularly considering that the Balagani defendants’ hearsay argument on appeal seems
to be somewhat different from the argument raised below. See People v. Williams, 193 Ill. 2d
306, 347 (2000); People v. Beasley, 307 Ill. App. 3d 200, 207-08 (1999). However, forfeiture is
an admonition to the parties rather than a limitation on this court's jurisdiction, and it may be
relaxed where the interests of justice so require. Texaco-Cities Service Pipeline Co. v. McGaw,
182 Ill. 2d 262, 279 (1998); Lake County Grading Company, LLC v. Forever Construction
Company, Inc., 2017 IL App (2d) 160359, ¶ 42; Kimble v. Illinois State Board of Education,
2014 IL App (1st) 123436, ¶ 80; see also Niles Township High School District 219 v. Illinois
Educational Labor Relations Board, 369 Ill. App. 3d 128, 137 (2006). In the case at bar, we find
that the interests of justice require us to consider the Balagani defendants’ hearsay argument.
¶ 94 We conclude that the trial court erred in ruling that the testimony at issue was hearsay
and by excluding the testimony on that ground. “Hearsay” is a statement, other than a statement
made by the declarant while testifying at the trial or hearing, offered into evidence to prove the
truth of the matter asserted. Ill. R. Evid. 801(c) (eff. Jan. 1, 2011); see also Leonardi v. Loyola
University of Chicago, 168 Ill. 2d 83, 99 (1995). An out-of-court statement offered into
evidence for some purpose other than to prove the truth of the matter asserted is not hearsay.
40 People v. Kliner, 185 Ill. 2d 81, 150 (1998). For example, suppose that witness A testifies that
“B told me that event X occurred.” If A’s testimony is offered for the purpose of establishing
that B said this, it is clearly admissible. Leonardi, 168 Ill. 2d at 99. However, if offered to prove
that event X occurred, it is inadmissible. Id. Similarly, an out-of-court statement offered to prove
its effect on a listener’s mind or to show why the listener subsequently acted as he did is not
hearsay and is admissible. Fakes v. Eloy, 2014 IL App (4th) 121100, ¶ 124; see also Leonardi,
168 Ill. 2d at 99; In re Marriage of Roepenack, 2012 IL App (3d) 110198, ¶ 44, abrogated on
other grounds by Warren County Soil & Water Conservation District v. Walters, 2015 IL
1177832.
¶ 95 Here, the trial court erred in excluding as hearsay Dr. Bolton’s testimony regarding what
Dr. Thompson told her about Donald’s care. This testimony was not offered to prove the truth of
any factual matter asserted by Dr. Thomas (e.g., that Dr. Thomas’s treatment recommendations
were correct or medically sound). Rather, it was offered to show the effect of Dr. Thomas’s
statements upon Drs. Bolton and Balagani, i.e., to show why they subsequently acted as they did.
It could be argued that the statements were also offered to show that Dr. Thomas made certain
particular statements or treatment recommendations, e.g., Dr. Thomas recommended that no
further transfusions of O-negative blood be given. But that would also constitute an admissible,
non-hearsay purpose. Leonardi, 168 Ill. 2d at 99.
¶ 96 Thus, the trial court erred as a matter of law in finding the testimony at issue to be
hearsay, and, therefore, abused its discretion by excluding the testimony on hearsay grounds. See
Peeples v. Village of Johnsburg, 403 Ill. App. 3d 333, 339 (2010) (“A trial court abuses its
discretion *** where its ruling rests on an error of law”). However, even when an abuse of
discretion has occurred, we will not reverse the trial court’s judgment on an evidentiary issue
41 unless “the record indicates the existence of substantial prejudice affecting the outcome of the
trial.” In re Leona W., 228 Ill. 2d 439, 460 (2008); Guski v. Raja, 409 Ill. App. 3d 686, 698
(2011); Roepenack, 2012 IL App (3d) 110198, ¶ 44. Accordingly, the dispositive question is
whether the trial court’s erroneous refusal to admit the evidence at issue resulted in “substantial
prejudice affecting the outcome of the trial,” and is therefore reversible. Leona W., 228 Ill. 2d at
460; see also Guski, 409 Ill. App. 3d at 698; Roepenack, 2012 IL App (3d) 110198, ¶ 44.
¶ 97 In this case, the trial court’s error was not outcome determinative, for several reasons.
First, Dr. Bolton was allowed to testify about her “understanding” of the treatment plan based
upon her consultation with Dr. Thomas, and she explicitly testified that the treatments she
ordered were “based on Dr. Farrell and Dr. Thomas’ recommendations.” Thus, the Balagani
defendants got the crux of their defense before the jury, even if Dr. Bolton was barred from
testifying specifically about what Dr. Thomas had told her. Moreover, the Balagani defendants
could have obviated the trial court’s erroneous hearsay ruling by calling Dr. Thomas and asking
him what he said to Dr. Bolton. If Dr. Thomas denied telling Dr. Bolton to stop transfusing O-
negative blood, as he did in his supplemental deposition, defense counsel could have impeached
him with his contrary statement in his initial deposition. However, defense counsel chose not to
do so, presumably for strategic reasons. Further, Dr. Bolton did not note in Donald’s medical
chart that Dr. Thomas told her to stop transfusing O-negative blood. Her entry in the chart
reflects that Dr. Balagani gave that order, and does not mention Dr. Thomas. Based on that
evidence, the jury could have reasonably chosen not to believe Dr. Bolton’s account of what Dr.
Thomas had told her (assuming that Dr. Bolton’s testimony contradicted her entry in the chart),
even if she had been allowed to testify fully on that issue. Moreover, in response to questioning
by defense counsel, Dr. Abrams and Dr. DeBoisblanc each reviewed the discovery depositions of
42 Dr. Thomas, and each testified that Dr. Thomas had recommended steroids and IVIG, and
apparently never told Dr. Bolton not to give blood (as Dr. Thomas had understood that the
defendants were continuing to give blood). The jury could have reasonably credited this
testimony. Accordingly, the trial court’s erroneous hearsay ruling was harmless.
¶ 98 B. The “Sole Proximate Cause” Defense
¶ 99 The Balagani defendants also argue that the trial court erred by improperly barring them
from presenting evidence that Dr. Thomas had breached the standard of care, which effectively
prevented them from arguing that Dr. Thomas was the “sole proximate cause” of Donald’s death.
The defendants correctly note that, because they denied in their answer that their own conduct
was a cause of Donald’s death, they had a right to present evidence that Donald’s death was
solely the result of another cause, even if that cause was the conduct of another party not named
as a defendant in the lawsuit. Leonardi, 168 Ill. 2d at 93-95. The question is whether the trial
court’s rulings in this case barred the defendants from presenting such evidence.
¶ 100 In granting Angela’s motion in limine, the trial court apparently initially barred the
Balagani defendants from suggesting that Dr. Thomas breached the standard of care, was
negligent, or was a proximate cause of Donald’s death. Subsequently, however, the trial court
clarified that the Balagani defendants could present evidence suggesting that Dr. Thomas was the
sole proximate cause of Donald’s death if they laid a foundation for such evidence by either
presenting an expert opinion to that effect or by presenting evidence that they relied on Dr.
Thomas’s advice in rendering treatment to Donald. Defense counsel was subsequently allowed
to question expert witnesses, including Drs. Abrams and DeBoisblanc, about their understanding
of Dr. Thomas’s treatment recommendations and the role of those recommendations in Donald’s
treatment. Several of the medical experts testified that it was reasonable and to be expected that
43 Drs. Balagani and Bolton would rely upon Dr. Thomas’s recommendations in this case. In
addition, although Dr. Bolton was not allowed to testify as to what Dr. Thomas said to her, she
was allowed to state that the Balagani defendants’ treatment of Donald was based upon Dr.
Thomas’s recommendations. Further, during closing argument, Dr. Balagani’s counsel argued
that Angela’s own experts suggested that it was reasonable for Drs. Bolton and Balagani to rely
upon the consulting specialists and that those experts felt that the directions provided by Dr.
Thomas “was the cause of Donald’s death.” Accordingly, contrary to the Balagani defendants’
argument, they were not barred from suggesting to the jury that Dr. Thomas’s conduct was the
sole proximate cause of Donald’s death.
¶ 101 The Balagani defendants appear to assume that the fact that they were barred from
suggesting that Dr. Thomas breached the standard of care or was negligent precluded them from
arguing that Dr. Thomas’s treatment recommendations were the sole proximate cause of
Donald’s death. We disagree. Proximate causation is a separate issue from negligence or breach
of duty, and the former may be proven without evidence of the latter. As noted, the defendants
were allowed to, and did, present evidence suggesting that Dr. Thomas was the sole proximate
cause of Donald’s death.
¶ 102 C. Whether the Jury Verdict Is Contrary to Law or Against the Manifest Weight of the Evidence
¶ 103 The Balagani defendants argue that the trial court erred by denying their motions for
judgment notwithstanding the verdict (JNOV) or a new trial based on the paucity of the evidence
against them. A judgment notwithstanding the verdict (JNOV) is properly entered in those
limited cases where all of the evidence, when viewed in its aspect most favorable to the
opponent, so overwhelmingly favors movant that no contrary verdict based on that evidence
could ever stand. Maple v. Gustafson, 151 Ill. 2d 445, 453 (1992). In ruling on a motion for
44 JNOV, a court does not weigh the evidence, nor is it concerned with the credibility of the
witnesses; rather it may only consider the evidence, and any inferences therefrom, in the light
most favorable to the party resisting the motion. Id. A JNOV may not be granted merely
because a verdict is against the manifest weight of the evidence. Id. Alternatively, “[o]n a
motion for a new trial a court will weigh the evidence and set aside the verdict and order a new
trial if the verdict is contrary to the manifest weight of the evidence.” Id. at 454. “A verdict is
against the manifest weight of the evidence where the opposite conclusion is clearly evident or
where the findings of the jury are unreasonable, arbitrary and not based upon any of the
evidence.” Id.; see also Redmond v. Socha, 216 Ill. 2d 622, 651 (2005). We review a trial
court’s denial of a motion for JNOV de novo. Ford v. Grizzle, 398 Ill. App. 3d 639, 650 (2010).
The standard of review of a trial court's denial of a motion for a new trial is whether the jury's
verdict was against the manifest weight of the evidence. Friedman by Friedman v. Park Dist. of
Highland Park, 151 Ill. App. 3d 374, 385 (1986).
¶ 104 The Balagani defendants argue that they are entitled to a JNOV or a new trial because:
(1) all of the experts agreed that Donald’s rare condition was outside the expertise of an ICU
doctor and that it was reasonable for Drs. Balagani and Bolton to rely upon Dr. Thomas’s advice;
(2) no expert testified that Drs. Balagani and Bolton violated the standard of care by ignoring or
failing to follow Dr. Thomas’s treatment recommendations. Accordingly, the Balagani
defendants maintain that, based on the evidence presented, the jury could not possibly have
found that Drs. Balagani or Bolton breached the standard of care. The defendants argue that, at a
minimum, the jury’s liability verdict is against the manifest weight of the evidence and they are
entitled to a new trial.
¶ 105 Contrary to the Balagani defendants’ argument, some of the experts opined that the
45 ultimate decision regarding Donald’s treatment rested with Dr. Balagani, not the consulting
physicians, and that Drs. Balagani and Bolton should have known how to treat Donald’s
condition. Moreover, even if the jury found that Drs. Balagani and Bolton could have reasonably
relied upon Dr. Thomas’s recommendations, there was evidence suggesting that Dr. Thomas
never advised Dr. Balagani or Dr. Bolton not to transfuse more O-negative blood. (Drs. Abrams
and DeBoisblanc testified to that effect based on Dr. Thomas’s discovery deposition, and Dr.
Bolton’s medical chart notation stated that Dr. Balagani ordered no more blood transfusions but
did not mention that Dr. Thomas had issued any such order or recommendation.) Accordingly,
there was sufficient evidence in the record to support the jury’s verdict that the Balagani
defendants were negligent and were liable for Donald’s death.
¶ 106 III. OSF’s Appeal
¶ 107 On appeal, OSF argues that: (1) it was entitled to a JNOV or, alternatively, a new trial on
whether Dr. Balagani was an apparent agent of OSF; (2) Angela presented no competent
evidence of loss of future income and the trial court erred in denying its posttrial motion to remit
the jury’s award for lost future earnings (as the Balagani defendants also argue); and (3) the
jury’s erroneous apportionment of liability between OSF and Dr. Balagani rendered its verdict
against OSF on grounds of apparent agency “inconsistent,” “legally incomprehensible,” and
against the manifest weight of the evidence. We address each of these arguments in turn.
¶ 108 A. Apparent Agency
¶ 109 The jury found that OSF was liable for Dr. Balagani’s negligence because Dr. Balagani
acted as OSF’s apparent agent when he rendered treatment to Donald. OSF argues on appeal that
it is entitled to a JNOV or, alternatively, a new trial on the issue of whether Dr. Balagani was an
apparent agent of OSF. As noted above, a JNOV is properly entered “in those limited cases
46 where ‘all of the evidence, when viewed in its aspect most favorable to the opponent, so
overwhelmingly favors movant that no contrary verdict based on that evidence could ever stand.’
” Maple, 151 Ill. 2d at 453, quoting Pedrick v. Peoria & Eastern R.R. Co., 37 Ill. 2d 494, 510
(1967)). In ruling on a motion for JNOV, a court does not weigh the evidence, nor is it
concerned with the credibility of the witnesses; rather it may only consider the evidence, and any
inferences therefrom, in the light most favorable to the party resisting the motion. Maple, 151
Ill. 2d at 453. A JNOV may not be granted merely because a verdict is against the manifest
weight of the evidence. Id. We review the trial court’s denial of a motion for JNOV de novo.
Ford, 398 Ill. At 650. By contrast, a motion for a new trial should be granted when jury’s
verdict is against the manifest weight of the evidence, i.e., if the opposite conclusion is clearly
evident or the jury’s findings are unreasonable, arbitrary, or not based on the evidence (Maple,
151 Ill. 2d at 453; see also Buckholtz v. MacNeal Hospital, 337 Ill. App. 3d 163, 168 (2003)),
and it is that standard that guides our review of the trial court’s denial of a motion for a new trial
(Friedman by Friedman, 151 Ill. App. 3d at 385).
¶ 110 A hospital may be vicariously liable for negligent medical treatment rendered in the
hospital by an independent-contractor physician under the doctrine of apparent authority if the
plaintiff establishes that: “(1) the hospital, or its agent, acted in a manner that would lead a
reasonable person to conclude that the individual who was alleged to be negligent was an
employee or agent of the hospital; (2) where the acts of the agent create the appearance of
authority, the plaintiff must also prove that the hospital had knowledge of and acquiesced in
them; and (3) the plaintiff acted in reliance upon the conduct of the hospital or its agent,
consistent with ordinary care and prudence.” (Internal quotation marks omitted.) Gilbert v.
Sycamore Municipal Hospital, 156 Ill. 2d 511, 525 (1993).
47 ¶ 111 The first two elements are frequently grouped together and have been referred to as the
“holding out” factor. The element of “holding out” is satisfied if the hospital holds itself out as a
provider of emergency room care without informing the patient that the care is provided by
independent contractors. Id. Hospitals increasingly hold themselves out to the public in
expensive advertising campaigns as offering and rendering quality health services. Id. at 520.
Moreover, the element of justifiable reliance on the part of the plaintiff is satisfied if the plaintiff
or those responsible for his care (such as paramedics or a parent or other relative if the patient is
a minor or an incapacitated adult) rely upon the hospital to provide complete emergency room
care, rather than upon a specific physician. Id. at 525. The public is generally unaware of
whether the staff in an emergency room is comprised of independent contractors or employees of
the hospital, and absent a situation where a patient is somehow put on notice of a doctor’s
independent status, a patient generally relies on the reputation of the hospital and reasonably
assumes that the staff is comprised of hospital employees. Id. at 521.
¶ 112 Although Gilbert involved an emergency room setting, the Gilbert analysis is not limited
to such situations. See, e.g., Malanowski v. Jabamoni, 293 Ill. App. 3d 720 (1997) (applying
Gilbert in an outpatient clinic setting). However, liability attaches to the hospital only where the
treating physician is the apparent or ostensible agent of the hospital. If the patient knows, or
should have known, that the treating physician is an independent contractor, then the hospital
will not be liable. Gilbert, 156 Ill. 2d at 522.
¶ 113 OSF argues that it is entitled to a JNOV or a new trial in this case because Angela failed
to present any evidence, other than “speculation and conjecture,” suggesting that Dr. Balagani
was an apparent agent of OSF or that either Angela or Donald justifiably relied upon any conduct
by OSF or Dr. Balagani suggesting an agency relationship. Contrary to OSF’s argument, Angela
48 proved all of the elements required to establish that Dr. Balagani was OSF’s apparent agent. OSF
held itself out to the public as providing intensive medical care services without informing
Donald that the care was provided by independent contractors. Moreover, Donald and those
others responsible for his care, such as the paramedics who took him to OSF by ambulance,
relied upon OSF to provide complete intensive care services, rather than upon a specific
physician. Donald did not know that Dr. Balagani was not an employee of OSF and did not
choose Dr. Balagani, or any other particular physician, as his doctor; rather, OSF provided Dr.
Balagani as the head of the ICU that day. Because Angela alleged that it was OSF that did the
“holding out,” not Dr. Balagani, Angela was not required to show that OSF acquiesced in any
acts of “holding out” by Dr. Balagani. The jury was properly instructed on this issue by means of
the applicable Illinois pattern jury instruction, and OSF did not object to the instruction given or
tender an alternative instruction. Thus, the jury’s finding of apparent agency was neither contrary
to law nor against the manifest weight of the evidence.
¶ 114 B. Jury’s Award for Lost Future Income
¶ 115 The OSF and Balagani defendants challenge the jury’s award of damages of $1.1 million
for the loss of Donald’s future income. They maintain that Angela presented no competent
evidence of lost future earnings in this case “other than speculation” that Donald’s two-year old
business “appeared to be improving.” The defendants characterize this evidence as a “compete
failure of proof” on the issue of lost future income. Accordingly, the defendants argue that the
trial court erred in instructing the jury on loss future income, that they should be granted a JNOV
as to lost future income damages, and that all damages for lost future earnings must be remitted
from the verdict. In the alternative, they argue that the jury’s damages award for lost future
income was against the manifest weight of the evidence.
49 ¶ 116 The defendants base their arguments primarily on the so-called “new business rule,”
which Illinois courts have applied in some contract or business tort cases wherein a plaintiff
claims damages resulting from the loss of a new business or an unrealized business opportunity.
The “new business rule” precludes expert witnesses from speculating about possible lost profits
in such cases “where there is no historical data to demonstrate a likelihood of future profits.”
Meriturn Partners, LLC v. Banner & Witcoff, Ltd., 2015 IL App (1st) 131883, ¶ 23. Courts
applying this rule allow recovery for “profits lost due to a business interruption or tortious
interference with a contract,” but they require that “the business must have been established
before the interruption so that the evidence of lost profits is not speculative.” SK Hand Tool
Corp. v. Dresser Industries, Inc., 284 Ill. App. 3d 417, 427 (1996); see also Meriturn Partners,
2015 IL App (1st) 131883, ¶ 23. The reason for the rule is that a new business has yet to show
what its profits actually are. SK Hand Tool Corp., 284 Ill. App. 3d at 427. Moreover, “[a]s lost
profits are frequently the result of several intersecting causes, the plaintiff must show with
reasonable certainty that the defendant’s conduct caused a specific portion of the lost profits.”
Id. Applying these standards, the defendants argue that the plaintiff was precluded from
recovering damages for any lost future profits from Donald’s business because there was
insufficient evidence to support any specific growth projections of the business. The historical
profit data was limited, it showed modest growth in 2008 and decreased growth in 2009, and the
plaintiff never called her disclosed expert economist who could have established more specific
and less speculative growth projections.
¶ 117 Contrary to the defendants’ argument, however, the “new business rule” does not govern
the determination of damages in this case. This is a wrongful death personal injury case, not a
business tort or breach of contract case. Unlike the plaintiffs in the business tort cases cited by
50 the defendants, Angela did not merely seek damages resulting from the lost profits of the
defendant’s new business; rather, she sought a much broader category of damages. Specifically,
she sought damages for the “pecuniary loss” caused to her and to Donald’s lineal next of kin as a
result of Donald’s wrongful death. The determination of damages for this type of loss is guided
by IPI Civil (2007) No. 31.04, the pattern instruction given to the jury in this case, which
provides that “[p]ecuniary loss” from a wrongful death “may include loss of money, benefits,
goods, services, [and] society [and sexual relations].” IPI 31.04. There is a presumption that
Donald’s lineal next of kin have sustained “some substantial pecuniary loss” by reason of his
death. Id. In determining pecuniary loss, the jury may consider what the evidence shows
concerning the money, benefits, goods, and services the decedent “customarily contributed in the
past” and “was likely to have contributed in the future.” Id. In making that determination, the
jury could consider the decedent’s age, sex, health, occupational abilities, and “habits of
industry, sobriety, and thrift.” Id. In order to be compensated for future loss of earnings, “[i]t is
not necessary to establish an earnings history at the time of injury.” Fakhoury by Fakhoury v.
Vapor Corp., 154 Ill. App. 3d 531, 539 (1987). “A youth with no earnings history should not be
precluded from proving the future earning impact of his impairment in terms of his career
ambitions.” Id.
¶ 118 The question of damages is one of fact, and courts “are reluctant to interfere with the
discretion of the jury in its assessment of damages.” SK Hand Tool Corp., 284 Ill. App. 3d at
426. Although a damages award for lost future earnings will not be sustained if it is based on
speculative or conjectural testimony, where such an award finds its basis in testimony delivered
with reasonable certainty, it must be upheld. Id.; see also Fakhoury by Fakhoury, 154 Ill. App.
3d at 539. Expert testimony is not required to establish a plaintiff’s entitlement to lost future
51 earnings. Antol v. Chavez-Pereda, 284 Ill. App. 3d 561, 573 (1996); Tracy v. Village of
Lombard, 116 Ill. App. 3d 563, 575 (1983).
¶ 119 In this case, the evidence was sufficient to support the jury’s damages award of $1.1
million for loss of future income, money, goods, and services. Through the testimony of Angela,
Donald’s widow, his former co-worker Tim Kruger, and his accountant and friend Curtis
Wardelman, Angela presented ample evidence of Donald’s industriousness, initiative, ingenuity,
and occupational abilities, including his ability to solicit clients and build and grow a business
enterprise. The witness testimony suggested that Donald was a hard worker who had always
been a good provider. He was reliable, responsible in his work, and he was methodical in
growing his business. There was evidence that his business was growing, which the defendants
did not dispute. Although the business had not yet achieved a high level of annual profits by the
time of Donald’s death, the business had only been operating for two years at that time and
Donald had recently made large capital investments in new printing equipment to grow the
business and to meet the increased demands of his growing client base. Thus, the jury could
reasonably have inferred that the business would continue to grow and yield higher profits in the
ensuing years. Moreover, the jury was not required to base its damages award entirely on
Donald’s current earnings or on a projection of the future profits generated by his upstart
business alone. Rather, the jury was entitled to consider Donald’s future earning potential based
upon his general abilities, industriousness, work habits, and his lifetime history of providing for
his family. When those factors are taken into account, it is clear that the jury’s award is neither
contrary to law nor against the manifest weight of the evidence.
52 ¶ 120 C. Jury’s Apportionment of Liability
¶ 121 In the alternative, OSF argues that it is entitled to a new trial because the jury’s
apportionment of responsibility between OSF and Dr. Balagani rendered its verdict against OSF
on grounds of apparent agency “inconsistent,” “legally incomprehensible,” and against the
manifest weight of the evidence. As noted above, after finding Dr. Balagani liable, the jury
found that OSF was derivatively liable for Dr. Balagani’s negligence because Dr. Balagani was
acting as OSF’s apparent agent when his conduct harmed Donald. The jury then apportioned
fault between Dr. Balagani and OSF, finding Dr. Balagani to be 70% responsible Donald’s death
and OSF 30% responsible.
¶ 122 As OSF correctly notes, the jury’s apportionment of legal responsibility was error. In
medical malpractice actions based upon negligence, any defendants found liable are jointly and
severally liable for all damages. 735 ILCS 5/2-1118 (West 2008). Thus, there can be no
allocation of fault or apportionment or damages among such defendants. Moreover, there were
no counterclaims, contribution claims, or allegations of comparative negligence that would
require any allocation of fault. Nevertheless, the trial court supplied the jury with a verdict form
requiring the jury to allocate fault between OSF, Dr. Bolton, and Dr. Balagani. That was error. 5
¶ 123 However, although OSF raised the jury’s apportionment error in its posttrial motion, it
did not argue that the jury’s verdict was irreconcilably inconsistent or suggest that OSF was
entitled to a new trial based on any such inconsistency. Having failed to raise this argument in
5 We note that, even if the defendants were not jointly and severally liable, fault could not be allocated between OSF and Dr. Balagani because OSF’s liability in this case was only derivative, i.e., it was predicated entirely upon Dr. Balagani’s conduct and his status as an apparent agent of OSF. Moy v. County of Cook, 159 Ill. 2d 519, 524 (1994); Sperl v. C.H. Robinson Worldwide, Inc., 408 Ill. App. 3d 1051, 1060 (2011). OSF is liable to the exact same extent that its agent, Dr. Balagani, is liable. Sperl v. Henry, 2017 IL App (3d) 150097, ¶ 28, rev’d on other grounds, 2018 IL 123132; Bristow v. Griffitts Construction Co., 140 Ill. App. 3d 191, 194 (1986); Bean v. Missouri Pacific R.R. Co., 171 Ill. App. 3d 620, 625 (1988)). Put simply, OSF and Dr. Balagani are not “separate tortfeasors” whose relative fault could be compared. See Sperl, 2017 IL App (3d) 150097, ¶ 46.
53 its posttrial motion, OSF has forfeited the argument on appeal. Benford v. Everett Commons,
LLC, 2014 IL App (1st) 130314, ¶ 45.
¶ 124 In any event, even if we were to address OSF’s argument for a new trial based on
allegedly inconstant verdicts, we would reject it. In determining whether jury verdicts are
inconsistent, a reviewing court “will exercise all reasonable presumptions in favor of the verdict
or verdicts.” Redmond v. Socha, 216 Ill. 2d 622, 643 (2005). Verdicts will not be found legally
inconsistent unless they are “absolutely irreconcilable.” Id. The verdict or verdicts will not be
considered irreconcilably inconsistent if it is supported by any reasonable hypothesis. Id. at 644.
Moreover, “only when a judgment rests on some particular finding for its validity and support
will inconsistencies between two findings treating of the same essential matter necessitate a new
trial.” (Internal quotation marks omitted.) Id. Whether two verdicts are legally inconsistent is a
question of law. Id. at 642. Accordingly, a trial court’s order granting or denying a new trial
based on a claim of legally inconsistent verdicts is subject to de novo review. Id.
¶ 125 Although the jury in this case erred as a matter of law by assigning different degrees of
legal responsibility to OSF and Dr. Balagani, this error did not give rise to legally inconsistent
verdicts requiring a new trial. In order to find OSF liable as Dr. Balagani’s apparent agent, the
jury was required to find that: (1) OSF held itself out as a provider of medical intensive care
services; (2) Donald neither knew nor should have known that Dr. Balagani was not an employee
of OSF; and (3) Donald (or those responsible for his care) did not choose Dr. Balagani as a
treater, but rather relied upon OSF to provide medical intensive care treatment and services. The
jury could make each of those findings without allocating fault or liability between Dr. Balagani
and OSF. In other words, the jury’s judgment that OSF was liable for Dr. Balagani’s negligence
under agency principles did not “rest for its validity and support” on any particular allocation of
54 responsibility or fault between Dr. Balagani and OSF. Rather, it rested entirely on the three
findings listed above. Those findings were not contradicted by the jury’s erroneous allocation of
liability. The jury’s erroneous allocation of fault between Dr. Balagani and OSF suggests that
the jury did not understand that fault could not be allocated because each defendant found liable
was jointly and severally liable for all the damages awarded. That is not surprising, because the
trial court gave the jury an inapplicable verdict form suggesting otherwise. However, the jury’s
erroneous allocation of responsibility does not contradict or otherwise undermine the jury’s
findings that Dr. Balagani was OSF’s apparent agent and that OSF was therefore liable for Dr.
Balagani’s negligent acts and omissions.
¶ 126 A defendant is entitled to a new trial as to liability due to inconsistent verdicts only where
the jury’s basis for finding the defendant liable is contradicted by some other verdict or finding
made by the jury. See, e.g., Wottowa Insurance Agency, Inc. v. Bock, 104 Ill. 2d 311 (1984)
(remanding for new trial where jury’s verdict that corporate officers were personally liable for
fraud in connection with the execution of a guarantee agreement was inconsistent with its verdict
that the guarantee at issue was a corporate obligation and not a personal guarantee); Action
Construction & Restoration, Inc. v. West Bend Mutual Insurance Co., 322 Ill. App. 3d 181
(2001) (remanding for new trial because jury’s verdict that defendant insurance company had
breached its contract with the plaintiff, which entailed a finding that the parties had reached a
meeting of the minds and formed a contract, was inconsistent with its verdict that the defendant
had committed common law fraud by concealing material fact from the plaintiff, which would
have precluded a meeting of the minds and the formation of a contract). As noted above, this is
not such a case. In this case, the found jury OSF liable under agency principles and then
erroneously allocated fault for purposes of awarding damages. Such legal errors do not create
55 irreconcilably inconsistent verdicts necessitating a new trial as to liability. See generally Marek
v. Stepkowski, 241 Ill. App. 3d 862, 870-71 (1992) (rejecting defendants’ argument that the
jury’s verdict was unclear where the jury had found the two defendants liable as joint tortfeasors
and then erroneously attempted to allocate damages equally between them); Mrowca v. Chicago
Transit Authority, 317 Ill. App. 3d 784, 785-88 (2000) (affirming trial court’s denial of a new
trial based on inconsistent verdicts despite the fact that the jury had improperly awarded the
plaintiff damages after finding her 60% liable for the accident, in violation of section 2-1116 of
the Code of Civil Procedure (735 ILCS 5/2-1116 (West 2000)).
¶ 127 In sum, the jury’s error in allocating fault did not create an irreconcilable conflict with its
liability verdict against OSF because the liability verdict did not depend upon any finding that is
contradicted by the erroneous allocation of fault. Such an irreconcilable conflict would exist if
the jury had found that OSF was vicariously liable for Dr. Balagani’s negligence under agency
principles while also finding that Dr. Balagani was not negligent. Johnson v. Kirkpatrick, 11 Ill.
App. 2d 214, 216 (1956) (verdicts were inconsistent and new trial was required where jury found
negligence on the part of a tractor’s owner but none on the part of the driver, even though the
owner’s liability was premised entirely on the driver’s conduct under agency principles). An
irreconcilable conflict would also arise if the jury had found OSF liable for Dr. Balagani’s
negligence under agency principles but also found that Dr. Balagani was not acting as OSF’s
agent. In each of these examples, the basis of the jury’s finding of liability against OSF would
be directly contradicted by other findings made by the jury. That is not the case here.
¶ 128 One final point bears mentioning. In their briefs in support of the Balagani defendants’
petition for rehearing in this case, counsel for the Balagani defendants make several intemperate
remarks that insult and disparage this court. The Preamble to the Illinois Rules of Professional
56 Conduct provide that “[a] lawyer should demonstrate respect for the legal system and for those
who serve it, including judges.” Unfortunately, counsel’s conduct in this case is representative of
an emerging trend of incivility in briefs filed with this court. We would have thought that
attorneys practicing before the bar would know better than to make such ill-advised remarks in
their briefs. We urge counsel for the Balagani defendants, and all counsel who practice before
our court, to be mindful of their professional responsibility to exercise proper decorum when
filing briefs.
¶ 129 We have considered the other arguments raised by the parties on appeal and find that they
lack merit.
¶ 130 CONCLUSION
¶ 131 For the foregoing reasons, the judgment of the circuit court of Peoria County is affirmed.
¶ 132 Affirmed.
Related
Cite This Page — Counsel Stack
2020 IL App (3d) 140543-U, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mcintyre-v-balagani-illappct-2020.