McFadden v. State

732 So. 2d 1180, 1999 WL 246841
District Court of Appeal of Florida·Decided April 28, 1999·No. 97-3911·Published·Cited by 34 cases

Opinion

732 So.2d 1180 (1999)

James Joseph McFADDEN, Appellant,
v.
STATE of Florida, Appellee.

No. 97-3911.

District Court of Appeal of Florida, Fourth District.

April 28, 1999.

*1181 Richard L. Jorandby, Public Defender, and Cherry Grant, Assistant Public Defender, West Palm Beach, for appellant.

Robert A. Butterworth, Attorney General, Tallahassee, and Terri Leon-Benner, Assistant Attorney General, Fort Lauderdale, for appellee.

FARMER, J.

Because the trial judge departed from the role of impartiality during a factfinding hearing, we reverse a final order of violation of probation.

Defendant had pleaded guilty to robbery with a firearm and was placed on two years probation as a habitual offender. Among the conditions of probation was a requirement that he file monthly reports with his probation officer (PO) and not depart from Broward County without the PO's permission.

In April 1997 the state filed an affidavit alleging several violations of probation: specifically that defendant (1) burglarized an automobile; (2) committed a petit theft of property from a store; (3) failed to file monthly reports for January, February and March 1997; (4) failed to pay costs of supervision; and (5) failed to pay court costs. He denied the allegations, and the matter went to a formal hearing before the trial judge.

At the beginning of the hearing in early September 1997, the State dismissed[1] the burglary and petit theft charges because of the lack of investigation and witness contact. The trial judge decided to proceed on the remaining charges because the failure to file monthly reports might be deemed a substantial violation, sufficient to revoke his probation. Defendant's PO then announced that he had amended the affidavit of VOP to include a new allegation *1182 that defendant had also left Broward County without his PO's permission. The judge stated that he would proceed with the hearing and, if defendant was found not guilty, he would allow the charges to be amended to include the allegation about the unauthorized departure from the County.

The state called a single witness to establish a prima facie case on the charges. Defendant's PO testified that "he" was to file reports by the 5th of the month and that "he" had filed a report for January 1997 but not since.[2] With that testimony, the state rested. But the State had rested without any identification of defendant and without establishing that defendant had been informed of the conditions of probation that he was now said to have violated. Defendant thus moved to dismiss the VOP charges on the grounds that there was insufficient evidence to support a violation. The trial judge responded:

"[To prosecutor] Want to reopen your case? I don't know whether he [the PO] knows who [defendant] is. I don't know if he was read his rules of probation. Do you want to ask me to reopen the case?" [emphasis supplied]

Not surprisingly the State accepted the judicial invitation to cure its omissions. Defendant objected, but the trial judge who had just invited this very procedure was hardly now going to find something wrong with it and thus overruled the objection. The State asked the PO to identify defendant and to testify that he was informed of the conditions of his probation.

Defendant did not cross-examine the PO but instead renewed his motion to dismiss for insufficient evidence. Without ruling on the defense motion, the trial judge instead cross examined the PO as to whether defendant had filed any reports for February and March. The PO responded that defendant had not done so. The court then turned to defendant and asked him directly whether he had filed for February and March. Defendant thought he had filed in mid-February, but the court said "that would be the monthly report for January." Defendant could not remember whether he filed for March and admitted not filing for April.

When he finished his own questioning, the judge announced that he was permitting an amendment of the charges to include the new charge that defendant had unauthorizedly left the County and gone to South Carolina. Without hearing any further evidence, the trial judge announced that defendant could not have been in South Carolina on the day alleged because the papers in the court file showed that he was arrested in Broward County on the same day. Defendant moved to dismiss this new charge and the trial judge stated that he was not guilty of leaving without permission but was guilty of failing to file reports.

At that point defendant protested that he had not had an opportunity to present a defense to the charges regarding the reports, whereupon the judge allowed him to do so. Defendant testified that he was unable to file reports because he was taken out of Florida without his knowledge. He testified that he had gone out drinking with one Wallace and had fallen asleep in Wallace's car. When he awoke, he testified, he was in Georgia nearing South Carolina and was not free just to leave. He explained that Wallace and another man, while under the influence of drugs, shot him and left him hospitalized in South Carolina. He explained that his failure to file the reports was not willful because he did not know that he had been taken from Broward County until he could do nothing about it, that he was forced to remain in the car at gun point by the two men, and that his subsequent hospitalization prevented him from immediately returning to the County.

*1183 When defendant finished his direct testimony, the judge then proceeded to cross examine him about an arrest at a Broward County store on a date when he claimed to be in South Carolina. The State interjected that this arrest was for the two charges that the state had dropped at the start of the hearing. Defendant asserted that he didn't remember being arrested, but the prosecutor stated that defendant was booked in the Broward County Jail on that same day. The judge then asked the prosecutor if he wanted to introduce the booking sheets, whereupon the prosecutor did so. Defendant objected that the booking sheets did not have fingerprints. The judge then ordered that a fingerprint comparison be performed to confirm that defendant was arrested on that day for shoplifting in Broward County. Apparently recognizing that the booking sheets were not admissible to prove charges that had been dropped, the judge stated that this evidence was relevant to defendant's credibility.

After a recess, the State presented evidence that the fingerprints on the booking sheets belonged to defendant. The State argued that the match discredited defendant's testimony and asked the judge to find that defendant had committed a material violation of the conditions of his probation in failing to file the required reports. Defendant protested that he was unable to file reports for January because he was hospitalized in South Carolina and in February because he was in jail. The judge then granted defendant a continuance so that he could introduce the hospital records to prove the dates he was hospitalized. The judge also suggested that the PO file another warrant with the correct dates on which defendant was supposed to have left Broward County. The judge also announced that he would permit the State to rescind its earlier decision dropping two charges and now proceed on the charges of burglary and petit theft.

The hearing was resumed two weeks later but Defendant did not produce the hospital records. The State was permitted to present a videotape and a witness to establish that d

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McFadden v. State, 732 So. 2d 1180, 1999 WL 246841 (Fla. Ct. App. 1999).

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