McFadden v. Butler

2011 Ohio 6971, 961 N.E.2d 746, 166 Ohio Misc. 2d 16
CourtCourt of Common Pleas of Ohio, Hamilton County
DecidedJune 30, 2011
DocketNo. A1002247
StatusPublished
Cited by1 cases

This text of 2011 Ohio 6971 (McFadden v. Butler) is published on Counsel Stack Legal Research, covering Court of Common Pleas of Ohio, Hamilton County primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
McFadden v. Butler, 2011 Ohio 6971, 961 N.E.2d 746, 166 Ohio Misc. 2d 16 (Ohio Super. Ct. 2011).

Opinion

DeWine, Judge.

{¶ 1} This matter comes before the court on defendant/counterclaimant Katherine Butler’s motion for partial summary judgment. At issue in this automobile-negligence case is the preclusive effect, if any, of plaintiff Guy McFadden’s prior conviction for running a red light. The case presents an apparently novel issue of Ohio law: may a defendant use collateral estoppel to defeat a plaintiffs claim when the defendant has asserted a counterclaim arising out of the same facts?

{¶ 2} McFadden and Butler were involved in an auto accident at the intersection of Gilbert Avenue and Victory Parkway in Cincinnati, Ohio, on February 10, 2010. McFadden was issued a citation for the accident. A trial was held in the Hamilton County Municipal Court. According to his response to defendant’s [18]*18motion for summary judgment, McFadden retained an expert in accident reconstruction for his defense at a trial on the charge, and McFadden testified on his own behalf. McFadden was convicted by the trial court for failing to obey a red light in violation of Cincinnati Municipal Code 506 — 40. The conviction was subsequently upheld by the First District Court of Appeals. State v. McFadden (Feb. 16, 2011), 1st Dist. No. C-100410.1

{¶ 3} Even before the criminal trial occurred in the municipal court, McFadden filed the instant lawsuit alleging that Butler had run The red light and negligently caused the accident. McFadden’s wife also asserted a claim for loss of consortium. Butler answered and filed a counterclaim asserting that McFadden ran the light and negligently caused the accident. Butler moves for summary judgment in her capacity as defendant only.

{¶ 4} The doctrine of collateral estoppel has been explained to be a “preclusion of the relitigation in a second action of an issue or issues that have been actually and necessarily litigated and determined in a prior action.” Goodson v. McDonough Power Equip. (1983), 2 Ohio St.3d 193, 195, 443 N.E.2d 978. There are two types of collateral estoppel or “issue preclusion.” Offensive use of collateral estoppel “occurs when the plaintiff seeks to foreclose the defendant from litigating an issue [that] the defendant has previously litigated unsuccessfully in an action with another party.” Parklane Hosiery Co. v. Shore (1979), 439 U.S. 322, 326, 99 S.Ct. 645, 58 L.Ed.2d 552. Defensive use of collateral estoppel occurs when a defendant seeks to prevent a plaintiff from asserting a claim that the plaintiff has previously litigated unsuccessfully in another action. Id. On this motion for summary judgment, Butler is attempting to use the doctrine defensively.

{¶ 5} While federal courts have allowed the use of both defensive and offensive collateral estoppel in appropriate circumstances, see Parklane, 439 U.S. at 323-325, 99 S.Ct. 645, 58 L.Ed.2d 552, Ohio courts have been more cautious. Ohio traditionally has required a strict mutuality of parties for the application of the doctrine. Goodson, 2 Ohio St.3d 193, 443 N.E.2d 978, at paragraph one of the [19]*19syllabus. In reaching its decision in Goodson requiring mutuality of parties, the Ohio Supreme Court acknowledged that in an earlier case, Hicks v. De La Cruz (1977), 52 Ohio St.2d 71, 369 N.E.2d 776, it had allowed the use of offensive collateral estoppel under the facts of that case. Goodson at 199. The court explained in Goodson, however, that Hicks was not an abandonment of the mutuality rule but simply a demonstration that the court “[was] willing to relax the [mutuality] rule where justice would reasonably require it.” Id.

{¶ 6} The trend in lower courts in Ohio since Goodson has been in the direction of relaxing the mutuality requirement to allow for at least the defensive use of collateral estoppel. See, e.g., Frank v. Simon, Lucas App. No. L-06-1185, 2007-Ohio-1324, 2007 WL 866998, at ¶ 12 (“[t]he defensive use of collateral estoppel has been upheld in the majority of Ohio appellate courts”). The First District Court of Appeals explicitly has recognized nonmutual defensive collateral estoppel. Mitchell v. Internatl. Flavors, Inc., 179 Ohio App.3d 365, 2008-Ohio-3697, 902 N.E.2d 37.

{¶ 7} In Mitchell, the court held that “collateral estoppel applies when (1) the party against whom estoppel is sought was a party or in privity with a party to the prior action; (2) there was a final judgment on the merits in the previous action after a full and fair opportunity to litigate the issue; (3) the issue was admitted or actually tried and decided and was necessary to the final judgment; and (4) the issue was identical to the issue involved in the new action.” Id. at ¶ 14.

{¶ 8} All the elements of collateral estoppel are met in this case. There is no dispute that McFadden was convicted in the municipal court. His own recitation of the trial-court proceedings demonstrates that he had a full and fair opportunity to litigate the issue. The factual issue in the bench trial — whether McFadden ran the red light causing the accident — is identical to the issue in this civil action.

{¶ 9} McFadden argues that even if he is found to have run the red light, under principles of comparative fault, it does not necessary follow that Butler is entitled to summary judgment on the issue of liability. It is true that under Ohio law the contributory fault of the plaintiff does not bar the plaintiff from recovering damages “if the contributory fault of the plaintiff was not greater than the combined tortious conduct of all other person.” R.C. 2315.33. In this case, however, McFadden is not able to point to any evidence in the record of contributory fault on the part of Butler.

{¶ 10} McFadden also argues that the doctrine of collateral estoppel should not be applied in this case because Butler has asserted a counterclaim against him based upon the same set of facts. McFadden argues that Ohio law [20]*20does not allow Butler to use the criminal conviction offensively to obtain summary judgment on her counterclaim and, therefore, there exists a risk of inconsistent judgments should this court grant partial summary judgment on McFadden’s claim. Thus, McFadden argues, granting summary judgment in this case could actually subvert the purpose of the collateral-estoppel doctrine by creating the possibility of inconsistent judgments.

{¶ 11} The court is not convinced by this argument. As an initial matter, the court need not decide at this juncture whether offensive collateral estoppel would be appropriate in this case. Moreover, the court is not convinced that applying collateral estoppel defensively to McFadden’s claim is inconsistent with the purposes of collateral estoppel. While McFadden contends that the purpose of collateral estoppel is to prevent inconsistent judgments, the United States Supreme Court has grounded the doctrine in concerns of judicial economy and efficiency.

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Bluebook (online)
2011 Ohio 6971, 961 N.E.2d 746, 166 Ohio Misc. 2d 16, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mcfadden-v-butler-ohctcomplhamilt-2011.