McDowell v. Brown

5 Vet. App. 401, 1993 U.S. Vet. App. LEXIS 345, 1993 WL 307072
CourtUnited States Court of Appeals for Veterans Claims
DecidedAugust 16, 1993
DocketNo. 92-1376
StatusPublished
Cited by7 cases

This text of 5 Vet. App. 401 (McDowell v. Brown) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
McDowell v. Brown, 5 Vet. App. 401, 1993 U.S. Vet. App. LEXIS 345, 1993 WL 307072 (Cal. 1993).

Opinion

FARLEY, Judge:

Appellant appeals from a November 4, 1992, decision of the Board of Veterans’ Appeals (BVA) which denied entitlement to the resumption of payment of Department of Veterans Affairs (VA) disability compensation which had been discontinued pursuant to the Omnibus Budget Reconciliation Act of 1990, Pub.L. No. 101-508, § 8001(a)(1), 104 Stat. 1338 (1990) (codified at 38 U.S.C.A. § 5505 (West 1991)). Ronald D. McDowell, BVA 92-25962 (Nov. 4, 1992). The BVA determined that appellant had failed to submit a well grounded claim under 38 U.S.C.A. § 5107(a) (West 1991) because he met all of the requirements for discontinuance of VA benefits under section 5505: he had been adjudicated incompetent; the value of his estate exceeded $25,000; and he had no spouse, children, or dependent parents. Id. at 4.

Before both the BVA and this Court, appellant has not disputed the applicability of section 5505 to the facts of his case; instead, he has contested the constitutionality of the statute itself. The Secretary of Veterans Affairs (Secretary), in turn, has filed a motion to dismiss this appeal on the grounds that appellant is barred, under the doctrine of res judicata, from pursuing his claim before this Court. The Secretary notes that appellant was a member of the plaintiff class in a class action suit in which the constitutionality of 38 U.S.C.A. § 5505 was adjudicated, see Disabled American Veterans v. United States Department of Veterans Affairs, 783 F.Supp. 187 (S.D.N.Y.1992), vacated and remanded, 962 F.2d 136 (2d Cir.1992), and that he was a party to a settlement agreement recently approved by the United States District Court for the Southern District of New York which dismissed with prejudice appellant’s challenges to the constitutionality of the statute. In his reply to the Secretary’s motion, appellant contends that the class representatives failed to provide fair and adequate representation to the members of the class and, therefore, he is not bound by the prior class settlement. In his brief, appellant also requests oral argument. Because the Court finds that appellant is barred under the doctrine of res judicata from challenging the constitutionality of section 5505 before this Court, it will deny appellant’s motion for oral argument, grant the Secretary’s motion, and dismiss the instant appeal.

I. Background

Appellant served on active duty with the United States Navy from August 1963 to September 1966. The Veterans’ Administration (now Department of Veterans Affairs) has evaluated him as totally disabled due to a service-connected nervous disability since November 1967. In August 1973, appellant was adjudicated incompetent and the Probate Court of Franklin County, Columbus, Ohio, appointed Joseph J. Murphy, Esq., his representative before this Court, as guardian of his estate.

On November 5, 1990, Congress enacted the Omnibus Budget Reconciliation Act of 1990 which provides in relevant part:

In any case in which a veteran having neither spouse, child, nor dependent parent is rated by the Secretary in accordance with regulations as being incompetent and the value of the veteran’s estate (excluding the value of the veteran’s home) exceeds $25,000, further payment of compensation to which the veteran would otherwise be entitled may not be made until the value of such estate is reduced to less than $10,000.

Pub.L. 101-508, Title VIII, § 8001(a)(1), 104 Stat. 1338 (1990) (Nov. 5, 1991) (subsequently renumbered Pub.L. 102-40, Title IV, § 402(b)(1), 105 Stat. 238 (May 7, 1991) currently codified at 38 U.S.C.A. § 5505(a)). (The provisions of section 5505 expired on September 30, 1992, and have not been reenacted. See 38 U.S.C.A. § 5505(c) (West 1991).) In January 1991, the VA notified appellant’s guardian that because appellant’s estate was valued as of June 1990 at an amount considerably in excess of $25,000, his compensation benefits had been proposed for termination under section 5505, effective April 1, 1991. Appellant challenged the constitutionality of the [404]*404new law at a personal hearing before the VA Regional Office (RO) in June 1991, contending that section 5505 was an ex post facto law in violation of Article I, Section IX of the United States Constitution and also was violative of the due process and equal protection guarantees contained in or embodied by the Fifth Amendment. On June 19, 1991, an RO hearing officer affirmed the propriety of the termination of appellant’s benefits under section 5505, while noting that he had no jurisdiction over the constitutional challenges raised during the personal hearing. Appellant perfected an appeal to the BVA, reiterating his constitutional challenges to section 5505. In its November 1992 decision, the BVA, citing Johnson v. Robison, 415 U.S. 361, 368, 94 S.Ct. 1160, 1166, 39 L.Ed.2d 389 (1974), noted that it was bound by section 5505, that appellant met all of the requirements for discontinuance of benefits under that statute, and that it had no authority to adjudicate the constitutional issues raised by appellant. McDowell, BVA 92-25962, at 4.

Appellant also was a plaintiff in a class action suit, brought under Rule 23(a) and (b)(1) of the Federal Rules of Civil Procedure, where the constitutionality of section 5505 was at issue. See McDowell, BVA 92-25962, at 2; Appellee’s Mot. at 4-6. In Disabled American Veterans, supra, the certified plaintiff class consisted of all veterans with service-connected disabilities who had been or would be denied disability compensation by the VA because of the application of section 8001 of the Omnibus Budget Reconciliation Act of 1990. See July 1991 Order of United States District Judge Shirley Wohl Kram, approving Stipulation and Order Certifying Action as Class Action (Order Certifying Class) (attached as Exhibit 5 to Appellee’s Mot.); Declaration of Kerwin E. Miller with accompanying list of Veterans Affected by 38 U.S.C.A. § 5505 (Miller Declaration) (attached as Exhibit 6 to Appellee’s Mot.). The suit challenged the constitutionality of the new law on the grounds that it denied the class due process and equal protection of the laws and effected an improper taking of private property without just compensation, in violation of the principles contained in or embodied by the Fifth Amendment. On January 31, 1992, the United States District Court for the Southern District of New York denied the defendant VA’s motion to dismiss and granted the plaintiffs’ motion for a preliminary injunction which precluded the VA from applying or enforcing the provisions contained in section 5505. Disabled American Veterans, 783 F.Supp. 187. On March 19, 1992, the Court of Appeals for the Second Circuit held that the legislation was constitutional and that, as a result, the appellant class was not likely to prevail on the merits; accordingly, the Court of Appeals vacated the District Court’s order and remanded the matter back to the District Court for a final ruling on the VA’s motion for dismissal. Disabled American Veterans, 962 F.2d 136. Pursuant to a subsequent agreement between the parties, the District Court, by Order dated March 10, 1993, approved a settlement agreement and dismissed the suit with prejudice. See Order Approving Settlement and Dismissing Class Action (Order Approving Settlement) (attached as Exhibit 1 to Appellee’s Mot.).

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Santiago M. Juarez v. James B. Peake
21 Vet. App. 537 (Veterans Claims, 2008)
Gerald S. Corwin v. Anthony J. Principi
18 Vet. App. 246 (Veterans Claims, 2004)
Theodore L. Bissonnette, Jr. v. Anthony J. Principi
18 Vet. App. 105 (Veterans Claims, 2004)
Winslow v. Brown
8 Vet. App. 469 (Veterans Claims, 1996)
Counts v. Brown
6 Vet. App. 473 (Veterans Claims, 1994)

Cite This Page — Counsel Stack

Bluebook (online)
5 Vet. App. 401, 1993 U.S. Vet. App. LEXIS 345, 1993 WL 307072, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mcdowell-v-brown-cavc-1993.