McCue v. Kraines

1 Mass. L. Rptr. 298
CourtMassachusetts Superior Court
DecidedNovember 22, 1993
DocketNo. 90-7264E
StatusPublished
Cited by1 cases

This text of 1 Mass. L. Rptr. 298 (McCue v. Kraines) is published on Counsel Stack Legal Research, covering Massachusetts Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
McCue v. Kraines, 1 Mass. L. Rptr. 298 (Mass. Ct. App. 1993).

Opinion

Fremont-Smith, J.

It is uncontested that, on October 24, 1987, at approximately 4:41 a.m., Anne Marie Larson entered the emergency room of the Waltham-Weston Hospital and Medical Center (“Hospital”) complaining of a “burning and tightness” in her chest. She was seen by defendant Dr. Jeffrey Kraines, who examined her and subsequently discharged her from the emergency room. Within hours of her discharge, Anne Marie Larson suffered a fatal heart attack. Prior to October 24, 1987, her minor children, Kenneth and Allen Fiske, had been placed in foster care by the Department of Social Services (D.S.S.).

Plaintiffs then brought this medical malpractice and wrongful death action alleging, inter alia, that the actions of the defendants caused the plaintiffs (decedent’s children), Kenneth and Allen to suffer severe emotional distress and to suffer the loss of consortium of decedent, their mother, Ann Marie Larson.

Defendants now seek a court order requiring D.S.S. to produce its records concerning Kenneth and Allen, contending that they need to discover why Kenneth and Allen, prior to their mother’s death, had been placed in foster care. The reasons for such placement, they argue, may lead to information relevant to Allen’s and Kenneth’s alleged loss of consortium and to their alleged emotional distress arising out of their mother’s death.

Plaintiffs, for their part, seek to have the defendant’s subpoena quashed, contending that the DSS records are protected by G.L.c. 112, §135B (the social worker-client privilege); possibly protected by G.L.c. 233, §20B (the patient-psychotherapist privilege) (because the records may contain information pertaining to psychotherapy provided to Kenneth and Allen) and by G.L.c. 4, §7, cl. 26a.

I. The Social Worker Privilege (c. 112, §135B)

The social worker-client privilege is set forth in G.L.c. 112, §135B, which provides, in relevant part:

Except as hereinafter provided, in any court proceeding and in any proceedings a client shall have the privilege of refusing to disclose and or preventing a witness from disclosing, any communication wherever made, between said client and a social
[299]*299worker licensed pursuant to the provisions of section one hundred and thirty-two of chapter one hundred and twelve, or a social worker employed in a state, county or municipal governmental agency, relative to the diagnosis or treatment of the client’s mental or emotional condition . . .
The privilege granted hereunder shall not apply to any of the following communications . . .
(c) In any proceeding except one involving child custody, adoption or adoption consent, in which the client introduces his mental or emotional condition as an element of his claim or defense, and the judge or presiding officer finds that it is more important to the interest of justice that the communication be disclosed than that the relationship between the client and the social worker be protected . . .

The plaintiffs cite Allen v. Holyoke Hospital, 398 Mass. 372 (1986), for the proposition that the documents are privileged insofar as they contain patient-social worker communications, regardless of their relevance, under c. 112, §135B. Allen, however, construed an earlier version of c. 112 §135, which preceded the enactment of § 135(c), which now provides that such communications must be produced if a client introduces his mental or emotional condition as an element of his claim and the court finds that the importance of their disclosure, in the interest of justice, outweighs the importance of the client-social worker relationship in the particular circumstances.

In determining whether such documents are potentially relevant, however, the party seeking production must show that the plaintiff is seeking recovery for something other than “garden-variety” claims of emotional distress, but is claiming damages for psychic injury or psychiatric disorder. Here, plaintiffs are claiming “severe emotional distress” and “loss of consortium,” but it does not appear that they are alleging that their mother’s death resulted in psychic injury or psychiatric disorder. In such circumstances, it has been held that a plaintiff has not made “his mental or emotional condition an element of his claim” for purposes of the nearly identical language of c. 233, §20B(c), relating to the patient-psychotherapist privilege. See Sabree v. United Broth. of Carpenters & Joiners, 126 F.R.D. 422, 426 (D.Mass. 1989). Accordingly, I conclude that so much of the DSS records which pertain to any communications between the plaintiffs and a social worker relative to the diagnosis or treatment of the plaintiffs mental or emotional condition, are privileged and are not to be produced.

II. The Patient-Psychotherapist Privilege

The patient-psychotherapist privilege is set forth in G.L.c. 233, §20B which provides, in relevant part:

Except as hereinafter provided, in any court proceeding and in any proceeding preliminary thereto ... a patient shall have the privilege of refusing to disclose, and of preventing a witness from disclosing any communication, wherever made, between said patient and a psychotherapist relative to the diagnosis or treatment of the patient’s mental or emotional condition. The privilege granted hereunder shall not apply to any of the following communications . . . (c) In any proceeding, except one involving child-custody adoption, or adoption consent, in which the patient introduces his mental or emotional condition as an element of his claim or defense, and the judge . . . finds that it is more important to the interest of justice that the communication be disclosed than that the relationship between patient and psychotherapist be protected.

Where, as here, documents which may contain communications in psychotherapy are sought in discovery, the Supreme Judicial Court has devised, in Commonwealth v. Bishop, 416 Mass. 169, 181-83 (1993), a five-step procedure to determine which records, if any, should be produced.1

Under the Bishop test, the court must first determine whether the records are privileged, and if so whether they are potentially relevant. If the court determines that they are, the trial court must then examine the records in camera to determine which records, if any, are actually relevant (Bishop, at 182) and identify any irrelevant materials.2 Id. The documents which the trial judge determines to be actually relevant are then to be produced for inspection by defendant’s counsel at the Court House, subject to a protective order which conforms with the appendix to the Bishop decision.

I conclude, however, that c. 233 §20(c) is not applicable for the same reason that c. 112, §135B(c) is inapplicable, i.e., that plaintiffs have not made their mental or emotional condition an element of their claim, under the rationale of Sabree v. United Broth. of Carpenters and Joiners, supra.

III. The Fair Information Practices Act (c. 66A §2 (“FIPA”) and c. 4, §7, cl. 26(a)

G.L.c. 66A requires that state agencies maintain procedural safeguards to ensure that personal data is not revealed, pursuant to legal process, absent notice to the data subject and an opportunity for the said subject to object to disclosure.

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Bluebook (online)
1 Mass. L. Rptr. 298, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mccue-v-kraines-masssuperct-1993.