McCollum v. Secretary of Health & Human Services

91 Fed. Cl. 86, 2010 WL 337614
CourtUnited States Court of Federal Claims
DecidedJanuary 26, 2010
DocketNo. 94-136V
StatusPublished
Cited by6 cases

This text of 91 Fed. Cl. 86 (McCollum v. Secretary of Health & Human Services) is published on Counsel Stack Legal Research, covering United States Court of Federal Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
McCollum v. Secretary of Health & Human Services, 91 Fed. Cl. 86, 2010 WL 337614 (uscfc 2010).

Opinion

OPINION AND ORDER 1

GEORGE W. MILLER, Judge.

Petitioners Timothy McCollum and Lee Ann McCollum, on behalf of their child, Grant F. McCollum,2 seek review of an order by Special Master Laura D. Millman denying petitioners’ motions to reopen and modify the award petitioners received in March of 2000 under the National Vaccine Injury Compensation Program. See McCollum v. Sec’y of Dep’t of Health & Human Servs., No. 94-136, 2009 WL 2524190 (Fed.Cl.Spec.Mstr. July 27, 2009) (the “Order”). For the reasons stated below, petitioners’ motion for review is DENIED, and the special master’s Order is AFFIRMED.

I. Background

Grant McCollum was born on April 21, 1992. When he was three months old, he received a Diphtheria-Pertussis-Tetanus (“DPT”) vaccine, after which he was diagnosed with a seizure disorder and various brain abnormalities. McCollum v. Sec’y of Dep’t of Health & Human Servs., No. 94-136,1998 WL 338237, at *1-2. (Fed. Cl. Spec. Mstr. June 5, 1998). In March of 1994, Grant’s parents filed a petition seeking eom-pensation from the National Vaccine Injury Compensation Program. See Petitioners’ Memorandum of Law in Support of Petitioners’ Motion for Review at 6 (“Pets.’ Mem.”) (docket entry 113, Aug. 26, 2009); Respondent’s Memorandum in Response to Petitioners’ Motion for Review (“Resp.’s Mem.”) at 1 (docket entry 115, Sept. 25, 2009); see also National Childhood Vaccine Injury Act, 42 U.S.C. §§ 300aa-l to -34 (the “Vaccine Act”).

After reviewing Grant’s case, the special master determined that his injuries were caused by the DPT vaccine and that he was entitled to compensation. McCollum, 1998 WL 338237, at * 11; Order, 2009 WL 2524190, at * 1. For two years, the Government and Grant’s parents negotiated the amount of damages that would be necessary to compensate for Grant’s injuries and provide for his care. See Stipulation between Timothy McCollum and Lee Ann McCollum and the Secretary of Health and Human Services ¶¶ 3, 4, March 14, 2000 (“Stipulation”), attached as Ex. A to Petitioners’ Memorandum of Law in Support of Plaintiffs [sic] Motion for a Modification of the Judgment (docket entry 107, June 12, 2009) (“Pets.’ Mot.”). Ultimately, they reached an agreement and signed the resulting stipulation on March 14, 2000; the special master entered judgment on March 29, 2000, incorporating the terms of the stipulation. Order, 2009 WL 2524190, at *1.

A. Terms of the Stipulation

Pursuant to the stipulation, the Secretary of Health and Human Services (“HHS”) agreed to pay (1) a lump sum of $607,093.58 to compensate petitioners for previously incurred expenses along with pain and suffering and Grant’s lost wages;3 (2) a payment of $79,205.00 to be placed in a “reversionary trust,” specifically, an irrevocable reversion-ary,'4 supplemental needs trust,5 that would [88]*88pay for Grant’s future residential care; and (3) sufficient funds (ultimately determined to be $1,326,959.00) to purchase an annuity contract that would pay for seventeen defined categoi’ies of anticipated future expenses. Stipulation ¶¶ 5, 7; Order, 2009 WL 2524190, at * 1. Included among these seventeen categories of anticipated expenses were a home health attendant until Grant entered residential care, and then the expenses of his residential facility.6 Stipulation ¶ 7(b), (f). The stipulation does not address the use of the residential facility expenses in the event that Grant remained at home; instead, in setting up the reversionary trust, the parties entered into a separate agreement (the “reversionary trust agreement”) that provided additional terms allowing the residential funds to be used for attendant care if Grant remained at home. Resp.’s Mem. at 5-6.

B. Petitioners’ Response to Their Perception of Grant’s Changed Needs

Since the award, Grant’s health has deteriorated: Grant’s lungs are damaged and he has recently been diagnosed with a cortisol deficiency, leading to a compromised immune system and numerous bouts of “flu, pneumonia and other viruses.” Dr. Ann Nunez Aff. ¶¶2, 3, Oct. 31, 2007, attached as Ex. B to Pets.’ Mot. Grant’s worsening condition has led petitioners to conclude that it would no longer be in Grant’s best interests for him to be placed in a residential care facility. See Pets.’ Mem. at 7; see also Lee Ann McCol-lum Aff. ¶ 16, Oct. 17, 2007 (“McCollum Aff.”), attached as Ex. to Pets.’ Mot. Petitioners have also decided that because Grant’s school-based program will come to an end, he will require two home health attendants. Pets.’ Mot. at 8; McCollum Aff. ¶ 16.

Petitioners assert that they attempted to reach an agreement with HHS to amend the reversionary trust agreement in accordance with their proposal, but HHS rejected petitioners’ plan. McCollum Aff. ¶ 17. Their next recourse was to bring a special proceeding in New York State Surrogate’s Court, Dutchess County, attempting to amend both the management trust and reversionary trust agreements. See In the Matter of the Guardianship of Grant Francis McCollum Pursuant to SCPA Article 17-A, No. 11748/B (N.Y.Sur.Ct. Sept. 29, 2008) (“Sur.Ct.Order”), attached as Ex. B to Reply to Respondent’s Response to Petitioners’ Motion for a Modification of the Judgment (docket entry 111, July 17, 2009) (“Pets.’ Reply”). Specifically, petitioners sought (1) to have an alternate designated standby guardian appointed for Grant, (2) to modify the management trust to permit a disbursement for the purchase of a second home in Florida, and (3) to modify the reversionary trust to both allow payment to Timothy McCollum to act as a second home health aide and for Mr. McCollum’s medical insurance. Sur. Ct. Order at 1-2. Both the trustee of the management trust, Wachovia, and the trustee of the reversionary trust, [89]*89PeoplesBank, objected to the petition. Id. at 1, 3. The Surrogate’s Court appointed a guardian ad litem for Grant, who also opposed the petition.7 Id. at 10-11.

The New York court permitted petitioners to name an alternate standby guardian for Grant, but denied the remainder of the petition.8 Id. at 11. With respect to the rever-sionary trust, the court held that petitioners had failed to join a necessary party, namely HHS, the trust’s grantor.9 Id. at 13-16.

Petitioners then filed two motions with the special master seeking to reopen the case in this court pursuant to RCFC 60(b)(6) and to modify the trust “to pay for one additional home hea[ljth aide (Timothy McCollum).” Id. at 10 (“[IJt is the desire of [Grant’s] father Timothy McCollum, to take an early retirement from IBM so that he may be the secondary home health aide.”). They also asked for trust funds to pay $900 per month “to maintain [Timothy McCollum’s] health insurance that now covers [Grant] and other family members.” McCollum Aff. ¶ 19. Petitioners contend that when they signed the stipulation, they believed that Grant would be able to move to a residential care facility, but the deterioration of Grant’s health has made placement in residential care infeasible. Pets.’ Mem. at 7.

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