McClellan v. Astrue

804 F. Supp. 2d 678, 2011 U.S. Dist. LEXIS 73440, 2011 WL 2670563
District Court, E.D. Tennessee·Decided July 7, 2011·No. 2:10-mj-00118·Published·Cited by 13 cases

Opinion

MEMORANDUM AND ORDER

HARRY S. MATTICE, JR., District Judge.

Plaintiff Ella D. McClellan brought this action for judicial review of the final decision of the Commissioner of Social Security that she was not disabled under the Social Security Act. The Court referred this matter to Magistrate Judge Susan K. Lee pursuant to 28 U.S.C. § 636(b) and Federal Rule of Civil Procedure 72(b) for a Report and Recommendation (“R & R”).

Magistrate Judge Lee entered her R & R [Court Doc. 16] on February 28, 2011, recommending that the Commissioner’s Motion for Summary Judgment [Court Doc. 14] be denied, that Plaintiffs Motion for Summary Judgment [Court Doc. 12] be granted, and that the Commissioner’s decision be reversed and the action remanded pursuant to sentence four of 42 U.S.C. § 405(g) for further evaluation. The Commissioner has filed a timely objection to the R & R [Court Doc. 17] and Plaintiff has responded [Court Doc. 18].

For the reasons stated below, the Court will OVERRULE the Commissioner’s objection and will ACCEPT AND ADOPT Magistrate Judge Lee’s Report and Recommendation.

I. STANDARD OF REVIEW

The Court must conduct a de novo review of those portions of the R & R to which an objection is made and may accept, reject, or modify, in whole or in part, the Magistrate Judge’s findings or recommendations. 28 U.S.C. § 636(b)(1)(C). For those portions of the R & R to which *681 objections have been made, the Court will directly review the circumstances leading to the Commissioner’s determination that Plaintiff was not disabled and Magistrate Judge Lee’s determination that Plaintiffs claim should be remanded to the Commissioner. Id.

The Court must determine whether substantial evidence supports the Commissioner’s denial of benefits. Substantial evidence is defined as “more than a mere scintilla” of evidence and “such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” Richardson v. Perales, 402 U.S. 389, 401, 91 S.Ct. 1420, 28 L.Ed.2d 842 (1971).

II. FACTS

Magistrate Judge Lee’s R & R fully sets forth the relevant facts in this case. There have been no objections to the relevant facts as set forth in the R & R. Accordingly, the Court ACCEPTS AND ADOPTS BY REFERENCE the “Factual Background” section of the R & R. (Court Doc. 16, R & R at 2-6.)

III. ANALYSIS

The Commissioner first objects to Magistrate Judge Lee’s inclusion of two facts not part of the administrative record: Plaintiffs diagnosis in a subsequent disability determination and a policy of the Tennessee Department of Education. (Court Doc. 17, Def.’s Objs. at 1.) The Commissioner next argues that the ALJ was not required to address Listing 12.05C because, although it is undisputed that Plaintiff had an IQ score in the 60s and has a physical impairment imposing another significant limitation, substantial evidence in the record shows that Plaintiffs mental impairment would not satisfy the requirements of Listing 12.05. (Id. at 2-3.) Specifically, the Commissioner claims that Plaintiff was never diagnosed with mental retardation and was instead diagnosed with borderline intellectual functioning. (Id. at 3-4.) In addition, the Commissioner points out that Dr. Davis and Dr. Welch noted that Plaintiff had no history of mental retardation. (Id. at 4.)

Moreover, the Commissioner asserts that the record evidence does not establish that Plaintiff had the necessary deficits in adaptive functioning. (Id.) The Commissioner argues that the evidence in the record indicated that Plaintiff might be able to obtain her GED; she had a concrete thinking pattern; she could maintain a coherent train of thought; she could manage her own funds; she exhibited appropriate behavior; she could communicate adequately; and she was fully able to comprehend simple information and put it to use it in a work setting without much difficulty. (Id. at 4-5.) The Commissioner asserts that the requirements of Listing 12.05 were therefore not satisfied, and there was no need for the ALJ to consider whether Plaintiff met the diagnostic description in this listing. (Id. at 5-6.) The Commissioner further asserts that even if the ALJ should have considered Listing 12.05, his failure to do so was harmless error and the case need not be remanded. (Id. at 6.)

In her R & R, Magistrate Judge Lee noted that while the ALJ considered Listings 12.02 and 12.04 for organic mental disorder and affective disorder, respectively, the ALJ did not consider Listing 12.05, which addresses mental retardation. (R & R at 10.) Magistrate Judge Lee determined that the ALJ improperly reached the conclusion that Plaintiff was functioning in the “borderline” intellectual range at step two of the process because the ALJ still needed to consider Plaintiffs intellectual impairments during the entire process, especially since it is undisputed that intellectual impairments affected her work abilities. (Id. at 11-12.) Magistrate *682 Judge Lee noted that the applicable law in the United States Court of Appeals for the Sixth Circuit counseled that a qualifying IQ score is not enough to satisfy Listing 12.05, and a claimant must also meet the elements of the diagnostic description— “significant subaverage general intellectual functioning with deficits in adaptive functioning before age 22.” (Id. at 13.) Magistrate Judge Lee concluded that there could be some circumstances in which an IQ score of less than 70 would not implicate Listing 12.05 because the record could unequivocally show that the impairment occurred after age 22. (Id.)

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McClellan v. Astrue, 804 F. Supp. 2d 678, 2011 U.S. Dist. LEXIS 73440, 2011 WL 2670563 (E.D. Tenn. 2011).

804 F. Supp. 2d 678 (McClellan v. Astrue) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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