McCleery v. Commission for Lawyer Discipline

227 S.W.3d 99, 2006 WL 2864652
CourtCourt of Appeals of Texas
DecidedNovember 2, 2006
Docket01-04-01036-CV
StatusPublished
Cited by3 cases

This text of 227 S.W.3d 99 (McCleery v. Commission for Lawyer Discipline) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
McCleery v. Commission for Lawyer Discipline, 227 S.W.3d 99, 2006 WL 2864652 (Tex. Ct. App. 2006).

Opinion

OPINION

GEORGE C. HANKS, JR., Justice.

The Commission for Lawyer Discipline, appellee, initiated a disciplinary action against Stephen E. McCleery, appellant. After a bench trial, the trial court found that McCleery committed professional misconduct in violation of Texas Disciplinary Rules of Professional Conduct (“TDRPC”) 1.04(a) and 1.04(c) and, as sanction, imposed a public reprimand and ordered McCleery to pay $20,000 in restitution. In 15 points of error, McCleery argues that the evidence was legally and factually insufficient to support the trial court’s findings of facts and conclusions of law and that the $20,000 sanction was excessive. We affirm.

Background

Alonzo Williams filed a grievance with the State Bar of Texas against his attorney, McCleery. A panel of the District Grievance Committee found that McCleery violated several rules of the TDRPC. It recommended that McCleery accept a private reprimand and make restitution to the State Bar of Texas. McCleery rejected the District Grievance Committee’s recommendation and appealed the recommendation to the State District Court.

A trial on the merits was conducted on May 14, 2004. There were two witnesses at trial — McCleery and Williams. 1 The trial court filed extensive findings of fact and conclusions of law set forth below.

Findings of Fact 2

1. At all times relevant to this disciplinary lawsuit, Respondent was an at *101 torney licensed to practice law in Texas ... and a member of the State Bae of Texas.
2. At the time this disciplinary lawsuit was filed, Respondent’s residence and principal place of practice was Harris County, Texas.
3. In March 1998, Respondent came to represent Alonzo Williams (“Williams”) in a legal matter.
4. This representation was by way of referral from the Houston Volunteer Lawyers Program (“HVLP”).
5. The HVLP is an organization whereby lawyers volunteer their time to assist low-income persons with their legal problems.
6. As a part of that referral, Respondent received a letter from HVLP outlining its policies and expectations of the volunteer lawyers.
7. Respondent was notified, he understood, and he accepted that the legal work he was to provide Williams was to be pro bono.
8. Respondent also understood that, because only those persons who met certain financial eligibility requirements qualified for pro bono services, Williams was a low-income person.
9. Respondent understood that it was HVLP’s policy to donate to HVLP any attorneys’ fees that might be awarded in the course of his representation.
10. After Respondent’s initial interview with Williams, Respondent signed the HVLP “Initial Disposition” form agreeing to represent Williams at “NO CHARGE”.
11. Respondent, Williams, and Williams’ wife also signed a “Professional Services Agreement” (“PSA”) that constituted the attorney-client relationship between Respondent and the Williams’.
12. The PSA states that HVLP attorneys do not charge for attorney services.
13. Respondent agreed to represent the Williams’ in a legal matter concerning defective home repairs and the financing thereof.
14. The PSA stated the scope of representation, which was to: contact the financing company concerning repayment of the note; draft a Deceptive Trade Practices Act (“DTPA”) demand letter to the home repair business; and forward a copy of that demand letter to the financing company.
15. Respondent drafted the demand letter and threatened litigation unless the matter was resolved.
16. Although the PSA does not explicitly reference litigation, Respondent agreed that he would, on a pro bono basis, file a lawsuit on behalf of the Williams’ and take the case through trial if it became necessary.
17. Respondent’s status reports to HVLP from July 1998 through November 1999 confirm that he was engaging in litigation pro bono under the PSA.
18. Respondent filed a First Amended Original Petition in June 1999 alleging a DTPA violation, fraud, conspiracy, and breach of contract. The Petition sought treble and exemplary damages.
19. An April 2000 mediation failed to settle the case.
20. The lawsuit had a 9:30 a.m. May 22, 2000 trial setting in Houston.
21. Williams’ wife had passed away by this time, and he was living in Louisiana with relatives.
22. Trial had not actually begun the morning of May 22. However, the court stated at a status conference that trial would begin the next morning.
*102 23. In the evening of May 22, Respondent met Williams at a restaurant for dinner.
*24. At this time, Respondent and Williams still had an attorney-client relationship under the pro bono PSA.
*25. During the course of the one-hour dinner meeting, Respondent presented to Williams a Legal Representation and Fee Agreement (“Fee Agreement”).
26. This document had not been sent to Williams prior to May 22. Thus, Williams saw this fee-based contract for the first time on May 22 when he had traveled to Houston from Louisiana awaiting the start of trial.
*27. Prior to May 22, Respondent had never presented to either Mr. or Mrs. Williams any representation agreement other than the PSA.
28. Respondent did not tell Williams that he could have an independent legal review of that document done by another lawyer.
29. The Fee Agreement was presented to Williams over two years after his attorney-client relationship with Respondent began.
30. Williams was elderly, infirm, indigent, and had only a grade school education.
31. Under these circumstances, Williams signed the Fee Agreement.
32. Respondent had a fiduciary relationship with Williams when he presented Williams with the Fee Agreement. *33. The Fee Agreement would have changed the attorney-client relationship between Respondent and Williams from pro bono to fee-based.
34. This change in relationship would have benefited [sic] Respondent.
*35. Williams would not have gained any additional or different benefit from this new arrangement than he would have received under the pro bono PSA.
*36.

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Cite This Page — Counsel Stack

Bluebook (online)
227 S.W.3d 99, 2006 WL 2864652, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mccleery-v-commission-for-lawyer-discipline-texapp-2006.