McCarthy v. Intercontinental Exchange, Inc.

District Court, N.D. California·Decided December 23, 2021·No. 3:20-cv-05832·Unknown

Opinion

1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 LISA MCCARTHY, et al., Case No. 20-cv-05832-JD

8 Plaintiffs, ORDER RE INJUNCTION v. 9 Re: Dkt. Nos. 19, 259 10 INTERCONTINENTAL EXCHANGE, INC., et al., 11 Defendants.

12 13 In this consumer antitrust action, Lisa McCarthy and twenty-six other plaintiffs allege that 14 a number of banks and financial institutions have engaged in a conspiracy to fix the intra-bank 15 interest rate known as the USD LIBOR. Dkt. No. 1. The gravamen of the complaint is that the 16 LIBOR formula and procedures themselves, which have been publicly known since the 1980s, are 17 inherently anticompetitive, and that defendants’ participation in determining LIBOR is itself a 18 conspiracy. In this respect, this case is entirely different from long-running litigation in other 19 courts which alleged that banks and other financial institutions manipulated the submissions used 20 to determine the LIBOR. See Gelboim v. Bank of America Corp., 823 F.3d 759, 764 (2d Cir. 21 2016) (“[i]t is alleged that the Banks colluded to depress LIBOR by violating the rate-setting 22 rules” so that “the payout associated with the various financial instruments was thus below what it 23 would have been” absent the manipulation). Plaintiffs are consumers of loans and credit cards 24 with variable interest rates, and say they paid artificially inflated interest rates as a result of 25 defendants’ conduct. 26 Plaintiffs have filed a motion for preliminary and permanent injunction under Federal Rule 27 of Civil Procedure 65, which asks that defendants be prohibited from, among other things, 1 relies in whole or in part on USD LIBOR.” Dkt. No. 19 at iii. Plaintiffs also seek an order 2 “voiding variable interest rate contracts for consumer loans which include LIBOR as a component 3 of the variable interest rate.” Id. 4 In a subsequent “application for an order to show cause why an injunction should not 5 issue,” Dkt. No. 259, plaintiffs again sought what is effectively the same relief. They asked the 6 Court to issue “an order to show cause why defendants should not be enjoined and prohibited from 7 continuing to engage in their LIBOR price-fixing scheme” and prohibited “from enforcing the 8 LIBOR part of any financial instrument, including mortgages, student loans, credit cards, auto 9 loans and lines of credit, that rely in whole or in part on USD LIBOR.” Id. at 8. The OSC 10 application also asks the Court to “declare void any agreement or contract for a variable interest 11 rate consumer loan that includes USD LIBOR as a component of its variable interest rate,” as well 12 as “require that defendants post a bond to secure the return of their retail customers’ price-fixed 13 overpayments and a bond to cover the difference between the federal treasury rate and the LIBOR 14 price-fixed rate.” Id. 15 Because the injunction and OSC requests are virtually identical, the Court will resolve both 16 in the Rule 65 context. The requests are denied. 17 LEGAL STANDARDS 18 “Preliminary injunctions are ‘an extraordinary remedy never awarded as of right.’” 19 Michigan v. DeVos, 481 F. Supp. 3d 984, 990 (N.D. Cal. 2020) (quoting Winter v. Nat’l Res. Def. 20 Council, Inc., 555 U.S. 7, 24 (2008)). “‘A plaintiff seeking a preliminary injunction must 21 establish that he [or she] is likely to succeed on the merits, that he [or she] is likely to suffer 22 irreparable harm in the absence of preliminary relief, that the balance of equities tips in his [or her] 23 favor, and that an injunction is in the public interest.’” Id. at 990-91 (quoting Winter, 555 U.S. at 24 20); see also Garcia v. Google, Inc., 786 F.3d 733, 740 (9th Cir. 2015) (same). “In our circuit, a 25 plaintiff may also obtain a preliminary injunction under a ‘sliding scale’ approach by raising 26 ‘serious questions’ going to the merits of plaintiff’s claims and showing that the balance of 27 hardships tips ‘sharply’ in his or her favor.” Michigan, 481 F. Supp. 3d at 991 (quoting A 1 Woman’s Friend Pregnancy Res. Clinic v. Becerra, 901 F.3d 1166, 1167 (9th Cir. 2018) and 2 Vanguard Outdoor, LLC v. City of Los Angeles, 648 F.3d 737, 740 (9th Cir. 2011)). 3 “In all cases, at an ‘irreducible minimum,’ the party seeking an injunction ‘must 4 demonstrate a fair chance of success on the merits, or questions serious enough to require 5 litigation.’” Maffick LLC v. Facebook, Inc., No. 20-cv-05222-JD, 2020 WL 5257853, at *1 (N.D. 6 Cal. Sept. 3, 2020) (quoting Pimentel v. Dreyfus, 670 F.3d 1096, 1105-06 (9th Cir. 2012) (cleaned 7 up)); see also Garcia, 786 F.3d at 740 (“The first factor under Winter is the most important -- 8 likely success on the merits.”). Because of this importance, when “a plaintiff has failed to show 9 the likelihood of success on the merits, we need not consider the remaining three [Winter 10 elements].” Garcia, 786 F.3d at 740 (internal quotations and citations omitted). 11 DISCUSSION 12 I. ARTICLE III STANDING 13 Defendants say that plaintiffs lack Article III standing to sue. Dkt. No. 133 at 5-6. 14 Consequently, the Court starts, as it must, with the justiciability of this controversy. 15 Under Article III of the Constitution, federal courts have “the power to decide legal 16 questions only in the presence of an actual ‘Cas[e]’ or ‘Controvers[y].’” Wittman v. 17 Personhuballah, 578 U.S. 539, 543 (2016). Plaintiffs have invoked federal jurisdiction, and so 18 they bear the burden of showing that they have “suffered an ‘injury in fact’” that is “‘fairly 19 traceable’ to the conduct being challenged” and which “will likely be ‘redressed’ by a favorable 20 decision.” Id. (quoting Lujan v. Defenders of Wildlife, 504 U.S. 555, 560-61 (1992)). 21 Standing to sue under Article III “must be supported in the same way as any other matter 22 on which the plaintiff bears the burden of proof, i.e., with the manner and degree of evidence 23 required at the successive stages of the litigation.” Lujan, 504 U.S. at 561. In this “very 24 preliminary stage of the litigation,” the Court will take into account the “allegations in [plaintiffs’] 25 complaint and whatever other evidence they submitted in support of” their preliminary injunction 26 motion. Washington v. Trump, 847 F.3d 1151, 1159 (9th Cir. 2017). 27 “At the preliminary injunction stage, plaintiffs must make a clear showing of each element 1 there are multiple plaintiffs, as is the case here, the presence of one plaintiff with standing “assures 2 that [the] controversy before [the] Court is justiciable.” Dept. of Commerce v. U.S. House of 3 Representatives, 525 U.S. 316, 330 (1999) (citing Director, Office of Workers’ Compensation 4 Programs v. Perini North River Assocs., 459 U.S. 297, 303-05 (1983)). 5 Defendants’ Article III objection is not well taken.

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