Mayor & City Council of Baltimore v. Mathews

562 F.2d 914, 1977 U.S. App. LEXIS 12085
CourtCourt of Appeals for the Fourth Circuit
DecidedAugust 9, 1977
DocketNos. 76-1493, 76-1494
StatusPublished
Cited by9 cases

This text of 562 F.2d 914 (Mayor & City Council of Baltimore v. Mathews) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mayor & City Council of Baltimore v. Mathews, 562 F.2d 914, 1977 U.S. App. LEXIS 12085 (4th Cir. 1977).

Opinions

WINTER, Circuit Judge:

These consolidated appeals began, respectively, as two separate actions by the Mayor and City Council of Baltimore (No. 76-1493) and the Governor of Maryland and several Maryland state educational agencies (No. 76-1494) against the United States Department of Health, Education, and Welfare and several of that agency’s officials (HEW). Their complaints sought declaratory and injunctive relief against HEW’s alleged arbitrary and illegal methods of enforcement of Title VI of the 1964 Civil Rights Act, §§ 601 et seq. of the Act, 42 U.S.C. §§ 2000d et seq. At the time that Maryland sued, HEW was about to initiate administrative enforcement of Title VI, i. e., administrative proceedings which might result in the termination of outstanding grants of federal funds and the denial of new grants, with respect to Maryland’s system of higher education. When Baltimore sued, HEW’s administrative proceedings which might result in the termination of federal funds with respect to Baltimore’s elementary and secondary schools had been initiated and hearings were scheduled to begin approximately one month after the date that suit was filed.

The district court granted injunctive relief, holding that HEW had acted in contravention of Title VI in seeking compliance therewith by (1) failing “arbitrarily and whimsically” to attempt to secure compliance with Title VI by voluntary means, and (2) “vindictively” refusing to assume a programmatic approach in the negotiation process. HEW was enjoined (1) from proceeding with the pending administrative enforcement proceedings against Baltimore and Maryland, (2) from deferring consideration of applications for future funding, and (3) from reinstituting administrative enforcement proceedings until HEW had, inter alia, (a) adopted and promulgated administrative regulations, effective uniformly throughout the United States, setting forth specific standards for compliance with Title VI in the administration of programs of federal financial assistance to institutions of higher education, (b) made a separate and specific analysis of each statutory aid program to determine the existence of noncompliance in the administration of such program, and (c) specified the actions which, in HEW’s view, are necessary to remedy the alleged noncompliance and specified standards by which the existence of noncompliance will be determined. Mandel v. U. S. Dept. of Health, Education and Welfare, 411 F.Supp. 542 (D.Md.1976).

We agree that Maryland is entitled to injunctive relief, but not in the form granted by the district court. We disagree that Baltimore is entitled to any relief. We think that the district court should have concluded that, on the record before it, it would have been improper to grant relief in Baltimore’s case. We reach these conclusions for the reasons that follow.

[919]*919I.

Title VI of the 1964 Civil Rights Act, §§ 601 et seq. of the Act, 42 U.S.C. §§ 2000d et seq., directs that:

No person in the United States shall, on the ground of race, color, or national origin, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving Federal financial assistance.

42 U.S.C. § 2000d. In order to implement the legislative mandate, federal agencies empowered to extend financial assistance are required to issue “rules, regulations, or orders of general applicability” to carry out the objectives of § 2000d. 42 U.S.C. § 2000d-l. If recipients of federal aid fail to abide by or to comply with these rules and regulations, the relevant federal agency may terminate outstanding grants, refuse to renew them, or halt consideration of applications for additional funding. Id. However, any such action must be preceded by: (1) notice of alleged noncompliance to the offending recipient; (2) a determination that compliance cannot be secured by voluntary means; (3) an express finding on the record, after an opportunity for hearing, that the recipient is not, in fact, complying with the law; and (4) a full written report to committees of the House and Senate having jurisdiction over the program or activity receiving federal aid, within which discrimination is alleged to have occurred. Id. Even after these conditions are met, § 602, 42 U.S.C. § 2000d-l, provides that “[n]o such action [terminating or otherwise restricting federal financial assistance] shall become effective until thirty days have elapsed after the filing of such report.” Section 603 of the Act, 42 U.S.C. § 2000d-2, provides further that any person aggrieved by such action (including any state or political subdivision thereof) may obtain judicial review under the Administrative Procedure Act, and that no such action shall be deemed “committed to unreviewable agency discretion.” The Administrative Procedure Act, in turn, allows the federal agency or federal courts to postpone or stay agency action pending judicial review. It also allows the federal courts to set aside such action in certain specified instances. 5 U.S.C. §§ 705, 706(2).

Given this comprehensive scheme of administrative adjudication, congressional oversight, and judicial review, it is clear that the City of Baltimore and the State of Maryland, before bringing the instant lawsuit, were not faced with an immediate threat of losing federal financial assistance.1 It is also clear that the district court invoked the extraordinary remedy of prior restraint against administrative proceedings which were far from complete, and were subject to review (as a matter of right) before taking effect.

By issuing an interlocutory injunction, the district court ignored a “long set-[920]*920tied” rule of judicial administration and its first corollary: (1) a litigant “is [not] entitled to judicial relief for any supposed or threatened injury until the prescribed administrative remedy has been exhausted”;2 and (2) “judicial intervention in uncompleted administrative proceedings, as distinguished from judicial checking by statutorily-established methods of review,” is strongly disfavored as a matter of general practice.3 The district court justified its action by invoking a recognized exception to the foregoing rules: when an agency acts in “brazen” defiance of its statutory authorization, the courts will not wait for the underlying proceedings to run their course.4 Rather, the federal courts will intervene to preserve the status quo, prevent the infringement of substantial rights that might otherwise be sacrificed, and protect against the subversion of congressional policy.5 Two decisions exemplify this doctrine with particular clarity: Leedom v. Kyne, 358 U.S. 184, 79 S.Ct.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Philip Morris, Incorporated v. John R. Block
755 F.2d 368 (Fourth Circuit, 1985)
Doe v. General Services Administration
544 F. Supp. 530 (D. Maryland, 1982)
Algea v. Schweiker
529 F. Supp. 163 (D. Maryland, 1981)
United States v. Exxon Corp.
470 F. Supp. 674 (District of Columbia, 1979)
Mayor and City Council of Baltimore, a Municipal Corporation and Board of School Commissioners of Baltimore City v. F. David Mathews, Individually and as Secretary of the United States Department of Health, Education, and Welfare, Martin H. Gerry, Individually and as Acting Director, Office for Civil Rights, United States Department of Health, Education, and Welfare, United States Department of Health, Education, and Welfare, an Agency of the United States of America, and Irvin N. Hackerman, Individually and as Administrative Law Judge, United States Department of Health, Education, and Welfare, Naacp Legal Defense and Educational Fund, Inc., Amicus Curiae. Marvin Mandel, Governor of the State of Maryland, State of Maryland, Maryland State Board for Community Colleges, an Agency of the State of Maryland, Maryland Council for Higher Education, an Agency of the State of Maryland, Board of Trustees of Morgan State University, an Agency of the State of Maryland, Board of Trustees of St. Mary's College of Maryland, an Agency of the State of Maryland, Board of Trustees of the State Colleges of Maryland, an Agency of the State of Maryland, the University of Maryland, an Agency of the State of Maryland, Board of Trustees of the Community College of Baltimore, an Agency of the Mayor and City Council of Baltimore, on Behalf of Itself and All Other Public Junior and Community Colleges of the Various Political Subdivisions Lying Within the State of Maryland v. United States Department of Health, Education, and Welfare, an Agency of the United States of America, F. David Mathews, Individually and in His Official Capacity as Secretary of the United States Department of Health, Education, and Welfare, Martin H. Gerry, Individually and in His Official Capacity as Acting Director of the Office for Civil Rights of the United States Department of Health, Education, and Welfare, Dewey E. Dodds, Individually and in His Official Capacity as Acting Deputy Director of the Office for Civil Rights of the United States Department of Health, Education, and Welfare, Roy McKinney Individually and in His Official Capacity as Acting Director of the Higher Education Division of the Office for Civil Rights of the United States Department of Health, Education, and Welfare, Burton Taylor, Individually and in His Official Capacity as Chief of the Program and Policy Branch of the Higher Education Division of the Office for Civil Rights of the United States Department of Health, Education, and Welfare, St. John Barrett, Individually and in His Official Capacity as Acting General Counsel of the United States Department of Health, Education, and Welfare, and Ronald Gilliam, Individually and in His Official Capacity as Acting Regional Civil Rights Director for Region III of the Office for Civil Rights of the United States Department of Health, Education, and Welfare, Naacp Legal Defense and Educational Fund, Inc., Amicus Curiae, the American Council on Education, the Association of American Universities, the National Association of State Universities and Land Grant Colleges, the American Association of State Colleges and Universities and the American Association of Community and Junior Colleges the National Association of Attorney Generals and the States of Alaska, Arizona, Connecticut, Delaware, Florida, Idaho, Illinois, Iowa, Kansas, Louisiana, Michigan, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Mexico, New York, North Carolina, Ohio, Oregon, South Dakota, Tennessee, Texas, Utah, Washington, West Virginia, Wisconsin, and Wyoming, and the Commonwealth of Kentucky and Virginia, Amici Curiae, the Commonwealth of Pennsylvania, Amicus Curiae, Trustees of the California State University and Colleges and Regents of the University of California, Amici Curiae
562 F.2d 914 (Fourth Circuit, 1977)

Cite This Page — Counsel Stack

Bluebook (online)
562 F.2d 914, 1977 U.S. App. LEXIS 12085, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mayor-city-council-of-baltimore-v-mathews-ca4-1977.