Maxon v. Estelle

418 F. Supp. 922
CourtDistrict Court, S.D. New York
DecidedJune 21, 1976
DocketCiv. A. No. 74-H-903
StatusPublished

This text of 418 F. Supp. 922 (Maxon v. Estelle) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Maxon v. Estelle, 418 F. Supp. 922 (S.D.N.Y. 1976).

Opinion

MEMORANDUM AND OPINION

CARL O. BUE, Jr., District Judge.

I. INTRODUCTION

Petitioner’s Application for Writ of Ha-beas Corpus is granted, and the writ is hereby issued. Petitioner was convicted by a jury after entering a plea of not guilty to the crime of possession of heroin. The jury sentenced her to ten (10) years in prison, State of Texas v. Marol Donna Maxon, Cause No. 184,331 (174th Judicial District Court, Harris County, Texas, March 6, 1973), and the Texas Court of Criminal Appeals affirmed the conviction. Maxon v. State of Texas, Cause No. 48,212, 507 S.W.2d 234 (Tex.Cr.App.1974). Petitioner’s post conviction application for writ of habe-as corpus in the state court was denied after the trial judge conducted an eviden-tiary hearing, Maxon v. State of Texas, Cause No. 48,212 H (174th Judicial District Court, Harris County, Texas, June 13,1974), and this denial was affirmed without written order by the Texas Court of Criminal Appeals on June 26, 1974.

Petitioner contends in her application that she was denied effective assistance of counsel when her retained attorney represented both her and her common-law husband against the same criminal charges. Allegedly, an inherent conflict-of-interest existed between the strategic positions of the two co-defendants throughout trial so that petitioner’s constitutional rights were violated. Petitioner has exhausted all available state remedies, and jurisdiction is proper in this Court pursuant to 28 U.S.C. § 2254.

Upon evaluating the facts of this case against the backdrop of applicable law,1 the Court concludes that the proceeding at which petitioner was convicted and sentenced was fundamentally unfair so as to violate due process and that, in view of the state action in this case, petitioner was de[925]*925nied the effective assistance of counsel in violation of the Sixth Amendment as incorporated by the Fourteenth Amendment. Her conviction and sentence therefore cannot stand.

II. FACTS

' A. Arrest

Petitioner and her common-law husband, Herbert “Buddy” Gill (“Gill”), resided together in an apartment in Houston, Texas. On August 29,1972, police officers received information and obtained a search warrant to search the couple’s apartment for drugs allegedly being concealed by petitioner and her husband. The facts are not in dispute as to what occurred when officers entered the apartment upon executing the warrant. Petitioner was observed standing by a bar which separated the kitchen and dining areas. Her hand was on a plastic shopping bag. The shopping bag was found to contain four small packets of heroin and various narcotics paraphernalia. Gill was not present at the time police officers entered the apartment. He arrived some two hours later and was taken into custody by officers at that time. The information originally conveyed to police officers was that Gill had been involved in narcotics dealings.

B. Trial — “Guilt” Phase

1. Motion to Suppress Evidence

Petitioner and Gill retained the services of Ed Shaw, Esq. (“Counsel”), an attorney of Houston, Texas, to represent them together at their trial. In developing his preparation for the case, Counsel did not consider or apprise his clients of the possibility of a conflict of interest in their respective positions.

When the trial began, the trial court first heard evidence out of the presence of the jury on defendants’ motion to suppress evidence. One of the' arresting officers and the supervisor of customer service of Houston Lighting and Power Co. were called by Counsel in an effort to challenge the accuracy of the description and address of the premises set forth in the search warrant affidavit. This motion was denied by the trial court, and presentation of the case-in-chief commenced before the jury.

2. The State’s Case

The prosecution called five witnesses: the three arresting officers, a chemist and the owner of the townhouses wherein petitioner and her husband resided. Counsel did not cross-examine the first officer; he cross-examined the second officer as to whether Gill was present at the time of the first entry of the officers, R. 162-64, and to emphasize Gill’s absence at the time of the petitioner’s arrest, R. 162; he asked the third officer only one question pertaining to the chain of custody of the confiscated narcotics; he did not cross-examine the chemist; and he cross-examined the landlord, R. 195-96, to demonstrate that the landlord did not personally know Gill and had never seen him before the day of the trial, thus attempting to raise the issue of whether Gill resided at the apartment. Objections made by Counsel during the State’s presentation of evidence also emphasized Gill’s exculpation and his separate posture in the case from petitioner. E. g., R. 169.

3. Counsel’s Presentation

Counsel called no witnesses for the defense. His only other participation was during the closing argument, which was rendered after the prosecutor waived opening argument and which occupies seven pages of transcript. R. 207-13. Between pages 207 and 211, Counsel argued on behalf of Gill, stressing his absence from the apartment at the time the arrest and search were made and urging that he could not be guilty of possession of heroin as a result. Counsel’s only reference to petitioner in the entire “guilt” phase of the trial comes thereafter in his closing argument:

“The State has just not proved beyond a reasonable doubt that Buddy Gill pos[926]*926sessed any heroin out there on the 30th day of August of 1972. Now, as to the girl, I have complained about the search warrant being bad. I will have to admit and I won’t sit here and try to insult your intelligence. It is a different story with her. She was there in the apartment and those Officers claimed the drugs were there. Now, I never really understood exactly what connection she had with the drugs. I will have to leave that to you all. I will be honest with you, I can’t remember exactly how that went there. I got a little confused because, as I say, I was standing up and objecting and all that and I hope I didn’t offend anybody by that. That’s my job to do that. There are technical questions about search warrants and things and that’s my job to object to the introduction of evidence that I consider, in my opinion, inadmissa-ble (sic). But now, what connection she had with any drugs there, I will have to admit that kind- of slipped my mind but before you can find her guilty, you have to find what the Judge says, that is you have to find that she and she alone possessed or at least she had the care, custody and control and management of these items in question. Like I say, I am not going to sit here because I am a little blank as to exactly what they said, and I will have to leave that to you. I will have to leave it to you on this point, as to whether or not in your opinion, beyond a reasonable doubt, they proved that she had care, custody, control and management of these items.”
R. 211-12.
C. Trial — “Sentencing" Phase

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Bluebook (online)
418 F. Supp. 922, Counsel Stack Legal Research, https://law.counselstack.com/opinion/maxon-v-estelle-nysd-1976.