Maxfield v. Cain

520 P.3d 890, 322 Or. App. 405
CourtCourt of Appeals of Oregon
DecidedOctober 19, 2022
DocketA172028
StatusPublished
Cited by7 cases

This text of 520 P.3d 890 (Maxfield v. Cain) is published on Counsel Stack Legal Research, covering Court of Appeals of Oregon primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Maxfield v. Cain, 520 P.3d 890, 322 Or. App. 405 (Or. Ct. App. 2022).

Opinion

Argued and submitted September 29, 2021; reversed and remanded with instructions to grant post-conviction relief on petitioner’s claim that trial counsel was inadequate under Article I, section 11, for failing to adequately investigate and present mitigation evidence, otherwise affirmed October 19, 2022

BRANDON MAXFIELD, Petitioner-Appellant, v. Brad CAIN, Superintendent, Snake River Correctional Institution, Defendant-Respondent. Malheur County Circuit Court 12129824P; A172028 520 P3d 890

Petitioner appeals from a judgment denying him post-conviction relief (PCR). He argues that the PCR court erred in finding that he was not prejudiced by his trial counsel’s failure to investigate mitigating evidence for sentencing. In particular, petitioner contends that available mitigating evidence created “more than a mere possibility” that the sentencing court would have decided not to impose a separate consecutive sentence for each of the six victims. Held: The Court of Appeals determined that, when the claim involves a failure to investi- gate mitigating evidence, the first step is to identify the precise question before the sentencing court and the legal standard applicable to that question. The sec- ond step is to apply the “more than a mere possibility, but less than a probability” framework to the legal question before the sentencing court. After weighing the mitigating evidence against the aggravating evidence, the court determined that the uninvestigated evidence regarding petitioner’s neurological capabilities cre- ated more than a mere possibility that the sentencing court would have decided to impose one of the six sentences concurrently. Reversed and remanded with instructions to grant post-conviction relief on petitioner’s claim that trial counsel was inadequate under Article I, section 11, for failing to adequately investigate and present mitigation evidence; otherwise affirmed.

J. Burdette Pratt, Senior Judge. Ryan T. O’Connor argued the cause for appellant. Also on the brief was O’Connor Weber LLC. Ryan Kahn, Assistant Attorney General, argued the cause for respondent. Also on the brief were Ellen F. Rosenblum, Attorney General, and Benjamin Gutman, Solicitor General. 406 Maxfield v. Cain

Before James, Presiding Judge, and Lagesen, Chief Judge, and Kamins, Judge. KAMINS, J. Reversed and remanded with instructions to grant post- conviction relief on petitioner’s claim that trial counsel was inadequate under Article I, section 11, for failing to ade- quately investigate and present mitigation evidence; other- wise affirmed. Cite as 322 Or App 405 (2022) 407

KAMINS, J. This is the third time this case is before us after we twice previously reversed and remanded the judgment denying petitioner post-conviction relief (PCR). Maxfield v. Nooth, 278 Or App 684, 377 P3d 650 (2016) (Maxfield I); Maxfield v. Cain, 295 Or App 553, 435 P3d 779 (2019) (Maxfield II). In this appeal, petitioner argues that the PCR court erred in finding that he was not prejudiced by his trial counsel’s deficient performance at sentencing. We conclude that petitioner has established prejudice and is entitled to a new sentencing hearing. We therefore reverse and remand with instructions to grant post-conviction relief on petition- er’s claim that trial counsel was inadequate and ineffective for failing to investigate and develop mitigating evidence for sentencing. Petitioner was found guilty following a bench trial of three counts of robbery in the first degree and six counts of robbery in the second degree, based on petitioner robbing five different retail stores during a one-month period when he was 22 years old. At sentencing, the trial court imposed six sentences (one for each of the six victims), five to run consecutively, for a total of 40 years (480 months) in prison pursuant to Ballot Measure 11’s mandatory minimum. ORS 137.700(2)(R), (S).1 Petitioner initiated post-conviction proceedings, claiming that trial counsel was ineffective during sentenc- ing. Specifically, “[t]rial counsel failed to conduct an ade- quate and effective investigation into the petitioner’s back- ground” for the purpose of presenting mitigating evidence at sentencing.2 In support, petitioner introduced affidavits 1 Although petitioner was sentenced under a previous version of the statute, the amendments changed only the lettering of the subsections for petitioner’s offenses, and so we cite the current version of the statute. ORS 137.700 (2009), amended by Or Laws 2019, ch 635, § 10. 2 Throughout the various proceedings, petitioner’s claim has at times been referred to as a failure to present mitigation evidence. However, the claim for relief before us, as contained in the petition, is that trial counsel failed to conduct an adequate investigation for purposes of “identify[ing] those aspects of the peti- tioner’s background that would most favorably impact the trial court’s sentencing decision.” See Hale v. Belleque, 255 Or App 653, 660, 298 P3d 596, adh’d to on recons, 258 Or App 587, 312 P3d 533, rev den, 354 Or 597 (2013) (the allegations of the petition frame the issues that a PCR court can consider). 408 Maxfield v. Cain

from friends and family members, and presented live testi- mony from a legal expert and a neuropsychological expert.3 The affidavits outlined petitioner’s difficult childhood, which included many failures by the adults around him and drug use from an early age. The neuropsychological expert pre- sented evidence regarding petitioner’s neurological difficul- ties and their potential causes. The original PCR court determined that counsel’s failure to offer any mitigation evidence in light of the sen- tence his client was facing was deficient, but that petitioner had not demonstrated prejudice. On appeal, we reversed the judgment, determining that the court had applied an incor- rect legal standard to the prejudice analysis. Maxfield I, 278 Or App at 689 (determining that the PCR court erred when it required petitioner to prove that it was more likely than not that he would have received a different sentence). On remand, the PCR court changed its original ruling and determined that trial counsel’s performance was not actu- ally deficient and denied relief to petitioner on that alterna- tive basis. We reversed again, concluding that the court had exceeded the scope of remand. Maxfield II, 295 Or App at 556. After the second remand, the PCR court again deter- mined that, despite counsel’s deficiency, petitioner failed to demonstrate prejudice, and petitioner now appeals. Focusing its finding on the original sentencing judge’s rationale, the PCR court concluded that the addi- tional evidence would not have made a difference at sentenc- ing. As to the affidavits of petitioner’s friends and family, the PCR court concluded that those would have had little impact because much of the information was in fact more aggra- vating than mitigating, and that some of the information was already known to the sentencing court. The PCR court discounted the import of the neuropsychological expert’s conclusion that petitioner was impulsive because the court found that that conclusion was undermined by the degree of planning involved in petitioner’s crimes. The court fur- ther reasoned that the expert’s testimony that petitioner’s issues were “hard wired” and difficult to treat could have

3 In this appeal, petitioner does not rely on the testimony of the legal expert in support of his claim, and so we do not address it in this opinion. Cite as 322 Or App 405 (2022) 409

been perceived as aggravating rather than humanizing.

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Bluebook (online)
520 P.3d 890, 322 Or. App. 405, Counsel Stack Legal Research, https://law.counselstack.com/opinion/maxfield-v-cain-orctapp-2022.