Matthews v. United States

514 F. Supp. 2d 827, 2007 U.S. Dist. LEXIS 71940, 2007 WL 2800324
CourtDistrict Court, E.D. Virginia
DecidedSeptember 27, 2007
Docket1:00-cr-00213
StatusPublished

This text of 514 F. Supp. 2d 827 (Matthews v. United States) is published on Counsel Stack Legal Research, covering District Court, E.D. Virginia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Matthews v. United States, 514 F. Supp. 2d 827, 2007 U.S. Dist. LEXIS 71940, 2007 WL 2800324 (E.D. Va. 2007).

Opinion

OPINION AND ORDER

ROBERT G. DOUMAR, District Judge.

Presently before the Court on remand from the United States Court of Appeals for the Fourth Circuit is the Petitioner’s Motion to Vacate, Set Aside, or Correct Sentence, pursuant to 28 U.S.C. § 2255, wherein Petitioner seeks habeas relief on the ground of ineffective assistance of counsel. Pursuant to and in accordance with the judgment and order of the Fourth Circuit, this Court held an evidentiary hearing on September 19, 2007, to determine whether Petitioner requested his attorney, Harry Harmon, to file an appeal subsequent to Petitioner’s sentencing hearing on May 17, 2004. For the reasons discussed herein, the petition is DENIED.

I. FACTUAL AND PROCEDURAL HISTORY

On November 20, 2000, Petitioner and five co-conspirators were charged in a thirty-nine count sealed indictment stemming from a drug trafficking conspiracy. Petitioner was arrested on January 14, 2004, and the Court appointed Harry Dennis Harmon Jr. as Matthews’s attorney on January 21, 2004. The United States subsequently moved to dismiss several of the counts against Petitioner, and on February 4, 2004, Petitioner pled guilty to Count One of the indictment, Conspiracy to Distribute and Possess with Intent to Distribute Heroin and Cocaine in violation of 21 U.S.C. § 846. In a written plea agreement Matthews explicitly waived his right to appeal the conviction and any sentence within the maximum provided for in the statute of conviction. ' At the February 4, 2004 guilty plea proceeding the Court conducted the colloquy as required by Rule 11 of the Federal Rules of Criminal Procedure. The Court explained to Matthews the consequences of executing the plea agreement, including the consequences of waiving his right to appeal:

THE COURT: Now, everyone has a right to appeal any sentence this court imposes. Your plea agreement contains a provision whereby you waive your right to appeal. That means you just don’t have a right to appeal any sentence this court imposes. But you still have a right to appeal should I— should the sentence exceed the maximum allowed by statute. In this case it’s life. I don’t know how it could exceed it, but should it exceed it you would have a right to appeal; however, you have waived that right to appeal.... And I want you to understand what’s contained in the plea agreement, that you have waived your right to appeal while *829 the government claims it has a right to appeal.

Tr. of Guilty Plea Proceedings (2/4/04) at 18 (emphasis added). Having satisfied itself that Matthews knowingly and voluntarily entered into the plea agreement and the plea of guilty, the Court accepted the guilty plea and found the Petitioner guilty as to count one of the indictment. Matthews’s attorney filed numerous objections to the pre-sentence investigation report, many of which were sustained by the Court, and succeeded in substantially reducing the sentence proposed by the Probation Officer. On May 17, 2004, the Court sentenced Matthews to 225 months imprisonment and five (5) years of supervised release. At the conclusion of the sentencing hearing, the Court again advised Matthews of his right to appeal:

THE COURT: You have a right to appeal, Mr. Matthews. If you desire to appeal, your appeal must be in writing and filed within 10 days from the date hereof. [Your attorney] has joined the petition that is the plea agreement, and so have you, and in your plea agreement you waived your right to appeal; however, that doesn’t mean you can’t appeal. You have a right to appeal if the sentence imposed is greater than the statutory maximum. And although you have waived your right to appeal I will — -[your attorney] is in a catch 22 situation. That is, he has agreed that, according to the plea agreement, that he would not appeal, and you have agreed not to appeal; however, you have a right to appeal, so if you want to .appeal I’ll ask you right now, do you desire to appeal the sentence that has been imposed in this case? I’m happy to instruct the clerk to file a notice of appeal for you. Do you understand your rights?
THE DEFENDANT: Yes, I do.
THE COURT: Do you desire to appeal?
THE DEFENDANT: No, sir.

Tr. of Sentencing Proceedings (5/17/04) at 23-24.

On May 13, 2005, just shy of a year after his sentencing, Petitioner filed a motion to vacate his May 17, 2004 sentence on the grounds that (1) his waiver of appeal was not knowing and intelligent and (2) his attorney rendered ineffective assistance of counsel by failing to appeal his sentence. Petitioner claims that immediately following the sentencing, during which he told the Court he did not want to appeal, and just before the U.S. Marshals handcuffed him, he instructed defense counsel to file an appeal. This Court denied Petitioner’s § 2255 motion on June 13, 2005. The Court found that the waiver of appeal was both knowing and voluntary and, furthermore, that there was no basis for arguing that Matthews’s attorney rendered ineffective assistance of counsel by not appealing the conviction. After' examining the transcripts of the plea and sentencing hearings, the Court rejected Matthews’s assertion that he asked defense counsel to appeal and ruled that even if Matthews had notified his attorney of his intent to appeal, the attorney’s failure to note an appeal did not constitute ineffective assistance of counsel where the Petitioner had waived his right to appeal in the plea agreement and the Court had preserved the Petitioner’s statutory right to' appeal by offering to note an appeal at the sentencing hearing. Matthews appealed this Court’s denial of his petition. The Government submitted the affidavit of Mr. Harmon, Matthews’s counsel, who stated that Matthews never asked him to file an appeal. (Resp’t Br. Ex. D, Oct. 31, 2006.) In its opinion of July 9, 2007, the Fourth Circuit reversed this Court and found that there was a genuine issue of material fact concerning whether Matthews was denied effective assistance of counsel. The Fourth Circuit remanded the case to this *830 Court to hold an evidentiary hearing as to whether Petitioner had asked counsel ■ to appeal.

The question of post-sentencing effective assistance of counsel where a defendant has waived his right to appeal is an interesting matter because there is little that a lawyer can do to aid his client after judgment is pronounced. The chief method of reducing a legal sentence subsequent to a pronouncement is by rendering “substantial assistance” to the Government,- see Fed.R.Crim.P. 35, and the opportunity to do so is largely extinguished by the filing of an appeal. And yet, as a matter of law, the failure to note an appeal is ineffective assistance of counsel. Mr.

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Bluebook (online)
514 F. Supp. 2d 827, 2007 U.S. Dist. LEXIS 71940, 2007 WL 2800324, Counsel Stack Legal Research, https://law.counselstack.com/opinion/matthews-v-united-states-vaed-2007.