Matter of Way

141 A.D.3d 5, 31 N.Y.S.3d 570
CourtAppellate Division of the Supreme Court of the State of New York
DecidedMay 18, 2016
Docket2015-00026
StatusPublished
Cited by4 cases

This text of 141 A.D.3d 5 (Matter of Way) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Matter of Way, 141 A.D.3d 5, 31 N.Y.S.3d 570 (N.Y. Ct. App. 2016).

Opinion

OPINION OF THE COURT

Per Curiam.

The Grievance Committee for the Second, Eleventh, and Thirteenth Judicial Districts served the respondent with a verified petition dated December 24, 2014, containing three charges of professional misconduct. The petition alleges that the respondent failed to provide the Grievance Committee with an answer to three separate complaints of professional misconduct. By a verified answer dated May 26, 2015, the respondent essentially admitted the facts, presented a case in mitigation, and provided the outstanding answers to the pending grievance complaints. After a prehearing conference held on June 17, 2015, and a hearing held on July 21, 2015, the Special Referee sustained all charges. The Grievance Committee now moves to confirm the report of the Special Referee and impose such discipline upon the respondent as the Court deems appropriate. The respondent, by his attorney, has submitted an affirmation in response, requesting that the sanction be limited to time served under the immediate suspension, or alternatively, a public censure.

The charges in the petition emanate from the respondent’s failure to cooperate with the lawful demands of the Grievance Committee in the investigation of three complaints of professional misconduct. Based upon the respondent’s admissions, his sworn testimony, and the evidence adduced, we find that the facts are as follows:

Complaint from Jason Silverstein and David Shorenskin

On or about October 10, 2014, the Grievance Committee received a complaint from Jason Silverstein and David Shoren-skin. They alleged that the respondent failed to respond to their inquiries about a down payment that they had entrusted to him in connection with a real estate transaction. By letter dated October 20, 2014, sent via regular mail to the respondent’s law office, the Grievance Committee informed the *7 ■respondent of the initiation of an investigation based upon this complaint, and requested that he provide a written answer within 10 days of his receipt of the letter. The letter was not returned to the Grievance Committee, and no response was received from the respondent.

A second request was made by letter dated November 14, 2014, sent via regular and certified mail, return receipt requested, to the respondent’s law office. Therein, the respondent was directed to submit his written answer on or before November 25, 2014, and was reminded that his failure to cooperate with the Grievance Committee constituted professional misconduct independent of the merits of the underlying complaint. The letter sent via certified mail was returned to the Grievance Committee, and received on November 26, 2014, with a notation on the envelope stating “Refused 11/18/14.” The letter sent by regular mail was not returned to the Grievance Committee, and no response was received from the respondent.

Complaint from Edgar A. Fletcher

On or about October 16, 2014, the Grievance Committee received a complaint from Edgar A. Fletcher, who alleged that the respondent failed to communicate with him or his new attorney concerning a real estate down payment entrusted to the respondent in April 2014. By letter dated October 28, 2014, sent via regular mail to the respondent’s law office, the Grievance Committee informed the respondent of the initiation of an investigation based upon the complaint, and requested that he provide a written answer within 10 days of his receipt of the letter. The letter was not returned to the Grievance Committee, and no response was received from the respondent.

A second request was made by letter dated November 14, 2014, sent via regular and certified mail, return receipt requested, to the respondent’s law office. Therein, the respondent was directed to submit his written answer on or before November 25, 2014, and reminded that his failure to cooperate with the Grievance Committee constituted professional misconduct independent of the merits of the underlying complaint. The letter sent by certified mail was returned to the Grievance Committee, and received on December 3, 2014, with a notation on the envelope stating “Refused 11/18/14.” The letter sent by regular mail was not returned to the Grievance Committee, and no response was received from the respondent.

*8 Complaint from Kim N. Chatterton

On or about October 17, 2014, the Grievance Committee received a complaint from Kim N. Chatterton, who alleged that the respondent neglected her legal matter. By letter dated October 30, 2014, sent via regular mail to the respondent’s law office, the Grievance Committee informed him of the initiation of an investigation based upon the complaint, and requested that he provide a written answer within 10 days of his receipt of the letter. The letter was not returned to the Grievance Committee, and no response was received from the respondent.

A second request was made by letter dated November 14, 2014, sent via regular and certified mail, return receipt requested, to the respondent’s law office address. Therein, the respondent was directed to submit his written answer on or before November 25, 2014, and reminded that his failure to cooperate with the Grievance Committee constituted professional misconduct independent of the merits of the underlying complaint. The letter sent by certified mail was returned to the Grievance Committee, and received on December 5, 2014, with a notation on the envelope stating “Refused 11/18/14.” The letter sent by regular mail was not returned to the Grievance Committee, and no response was received from the respondent.

With respect to the three foregoing complaints, the Grievance Committee made additional efforts to obtain the respondent’s cooperation, as follows:

On November 26, 2014 and December 2, 2014, Deputy Counsel to the Grievance Committee telephoned the respondent’s law office. On both dates, a message was left on the respondent’s answering machine directing him to call back immediately. The Grievance Committee did not receive a response from the respondent.

By letter dated December 2, 2014, sent via regular and certified mail, return receipt requested, to the respondent’s law office, the Grievance Committee directed the respondent to submit his answers to the three pending complaints. Further, the respondent was informed that his continued failure to cooperate could form the basis for his immediate suspension pursuant to Rules of the Appellate Division, Second Department (22 NYCRR) § 691.4 (1). Neither letter was returned to the Grievance Committee, nor was a response received from the respondent.

On December 5, 2014, an investigator for the Grievance Committee hand-delivered a letter to the respondent’s law office. *9 That letter directed the respondent to contact the Grievance Committee to schedule an examination under oath. The Grievance Committee did not receive any communication from the respondent.

Another attempt was made on December 12, 2014, when an investigator for the Grievance Committee hand-delivered a letter, of the same date, to the respondent’s law office. As before, the letter directed the respondent to submit an answer to each complaint, and to contact the Grievance Committee to schedule an examination under oath.

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Cite This Page — Counsel Stack

Bluebook (online)
141 A.D.3d 5, 31 N.Y.S.3d 570, Counsel Stack Legal Research, https://law.counselstack.com/opinion/matter-of-way-nyappdiv-2016.