Matter of Walton

427 N.E.2d 654, 1981 Ind. LEXIS 894
CourtIndiana Supreme Court
DecidedNovember 2, 1981
Docket1079S277
StatusPublished
Cited by1 cases

This text of 427 N.E.2d 654 (Matter of Walton) is published on Counsel Stack Legal Research, covering Indiana Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Matter of Walton, 427 N.E.2d 654, 1981 Ind. LEXIS 894 (Ind. 1981).

Opinion

PER CURIAM.

This cause is brought by the Disciplinary Commission of the Indiana Supreme Court on a seven count Amended Verified Complaint. The Hearing Officer appointed pursuant to Admission and Discipline Rule 23 has heard this case and has submitted his findings of fact. The Respondent has petitioned for review, but has not filed a brief.

Upon examination of the matters submitted before us we now find that Charles A. Walton, Respondent herein was admitted to the Indiana Bar on May 11, 1976.

Relative to the charges under Count I of the Complaint, we find that in April, 1976, Respondent was retained by Joyce Wilkins (Wilkins) to pursue a personal injury claim against AID Ambulance Service. Wilkins and Respondent entered into an employment contract whereby Respondent was to receive one-third of any recovery obtained. Respondent then directed Wilkins to speak with Respondent’s associate, Harold Bick-ham, to complete some paperwork and to arrange for an appointment with a physician.

By letter dated October 5, 1976, Respondent’s office informed Wilkins that Hartford Insurance Company (Hartford), AID’s insurer, had offered to settle her claim for One Hundred Fifty Dollars. Wilkins immediately communicated to Respondent’s office that the offer was unacceptable and she rejected it. On December 6, 1976 Hartford made a second offer to settle Wilkins’ claim for Four Hundred Fifty Dollars. The Respondent never communicated this offer to Wilkins. Sometime later, however, Wilkins received a check from the Respondent for Two Hundred Fifty Dollars. Wilkins returned this check to the Respondent, notifying him that she rejected this offer also.

Hartford heard nothing from the Respondent regarding the Four Hundred Fifty Dollar offer to settle and consequently stopped payment on its check on March 8, 1977. On April 21,1977, a representative of Hartford contacted the Respondent and scheduled an appointment with him to discuss a settlement in the Wilkins matter. Respondent cancelled the appointment as well as numerous subsequent appointments made by Hartford.

*655 After Wilkins had not heard from the Respondent for sometime, Wilkins attempted to contact either the Respondent or Bick-ham. Wilkins was informed that Bickham was no longer with the office and the Respondent was not available to speak with her. The Respondent thereafter failed to keep several appointments Wilkins made to consult with him. The Respondent never filed a lawsuit on behalf of Wilkins, no settlement was ever obtained and the statute of limitations on Wilkins’ claim ran out on January 19, 1978. Hartford closed its file on the Wilkins matter on April 11,1978.

The conduct exhibited in the foregoing findings constitutes neglect of a legal matter, failure to seek the lawful objectives of a client, failure to carry out a contract of employment entered into with a client and prejudice and damage to the client in violation of Disciplinary Rules 6-101(A)(3) and 7 — 101(AX1)(2) and (3). By these actions Respondent engaged in conduct which adversely reflects on his fitness to practice law in violation of Disciplinary Rule 1-102(A)(6) of the Code of Professional Responsibility for Attorneys at Law.

Under the charges of Count II we find that in November, 1972, Dorothy F. Strong was injured at her job. Soon, thereafter, Strong employed Respondent to pursue a claim for workmen’s compensation on her behalf before the Industrial Board and agreed to a contingency fee of one-third of recovery.

In December, 1972, Strong was offered Four Hundred Dollars ($400.00) by her employer to settle the matter. The Respondent advised Strong not to accept this offer and further advised his client that he would file a claim with the Industrial Board. Sometime in 1973, after Strong had completed a Blue Cross-Blue Shield insurance subrogation document, the Respondent advised Strong that he had filed a claim with the Industrial Board and was attempting to obtain a hearing date from the Industrial Board concerning her claim for compensation. In 1975, Strong contacted the Respondent to inquire if the statute of limitations was in danger of running in her case and at that time the Respondent again stated that her claim had been filed with the Industrial Board. In September, 1977, Strong had a chance meeting with the Respondent outside of her mother’s home at which time the Respondent advised her that “all Courts are closed now. But as soon as the Courts convene, I’m going to get this thing settled.” In fact, the Respondent never filed the claim on behalf of Strong and the statute of limitations has expired on such claim.

The foregoing findings establish that Respondent neglected a legal matter entrusted to him, failed to carry out a contract of employment, failed to seek the lawful objectives of his client and prejudiced and damaged his client in violation of Disciplinary Rules 6-101(A)(3) and 7-101(A)(l)(2) and (3). Such misconduct is further viola-tive of Disciplinary Rule 1-102(A)(4) and (6) in that it is conduct involving dishonesty and deceit and conduct which adversely reflects on Respondent’s fitness to practice law.

Relative to the charges under Count III of the Verified Complaint, we find that in September, 1976, the Respondent was retained by Frank and Mary Viers, the Defendants in a cause of action arising from an automobile accident entitled, Clarence Lee and Mona Leiter v. Frank and Mary Viers, Cause No. M876-1551, Marion Municipal Court, Room 8. Mary Viers paid the Respondent a One Hundred Dollar retainer fee on September 11, 1976 to secure his services.

The Viers requested that the Respondent file a Counterclaim on their behalf and later were assured by Respondent that the Counterclaim had been filed. In fact, the Respondent neither entered his appearance on behalf of the Viers nor filed a Counterclaim.

Sometime prior to March 1, 1978, Mary Viers received notice from the Court that her case would go to trial on March 1,1978. On that date, the Respondent failed to appear for the trial and the Viers were required to defend themselves without the benefit of counsel. On March 8, 1978, judg *656 ment was entered in the Viers’ case against the Defendant Prank Viers in the amount of Seven Thousand Dollars.

The Respondent returned the ($100.00) retainer fee to the Viers subsequent to their filing a grievance with the Disciplinary Commission.

From the foregoing findings we conclude that Respondent once again neglected a legal matter entrusted to him, failed to carry out a contract of employment, failed to seek the lawful objectives of his clients and thereby prejudiced and damaged his clients. Furthermore, Respondent’s conduct involves dishonesty and fraud; it proved to be prejudicial to the administration of justice and adversely reflects on his fitness to practice law. Such misconduct violates Disciplinary Rules 1-102(A)(4)(5) and (6), 6-101(A)(3) and 7-101(A)(l), (2) and (3) of the Code of Professional Responsibility for Attorneys at Law.

As to the allegations under Count IV of the Verified Complaint, we find that in March, 1975, the Respondent was retained by Melinda Matheny (Matheny) for the purpose of establishing her rights to the proceeds of a Ten Thousand Dollar insurance policy on her deceased father’s life.

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Bluebook (online)
427 N.E.2d 654, 1981 Ind. LEXIS 894, Counsel Stack Legal Research, https://law.counselstack.com/opinion/matter-of-walton-ind-1981.