23CA2227 Matter of Swinehart 12-19-2024
COLORADO COURT OF APPEALS
Court of Appeals No. 23CA2227 Delta County District Court No. 23PR30058 Honorable Steven L. Schultz, Judge
In the Matter of William E. Swinehart,
Kenneth Swinehart,
Appellant,
v.
William E. Swinehart and Arta Kay Denison,
Appellees.
JUDGMENT AFFIRMED
Division IV Opinion by JUDGE YUN Harris and Martinez*, JJ., concur
NOT PUBLISHED PURSUANT TO C.A.R. 35(e) Announced December 19, 2024
Kenneth Swinehart, Pro Se
Hoskin Farina & Kampf, David A. Younger, Lacie M. Lochard, Grand Junction, Colorado, for Appellee William E. Swinehart
Coleman Law Office, P.C., Cassie L. Coleman, Glenwood Springs, Colorado, for Appellee Arta Kay Denison
*Sitting by assignment of the Chief Justice under provisions of Colo. Const. art. VI, § 5(3), and § 24-51-1105, C.R.S. 2024. ¶1 Kenneth Swinehart appeals the probate court’s entry of
summary judgment dismissing his petition to appoint a guardian
for his father, William Swinehart.1 He contends that the probate
court erred by granting summary judgment without compelling his
father to undergo a professional examination and without holding a
hearing. We disagree and therefore affirm.
I. Background
¶2 The father is an eighty-six-year-old man with two adult
children, Swinehart and Arta Kay Denison.
¶3 Swinehart lived with his parents at their home in Canõn City
during the COVID pandemic. But in 2022, after Swinehart’s
mother passed away, his father moved to Cedaredge to be closer to
Denison and began living on his own. Swinehart strongly opposed
the move and believed that it was bad for his father’s health and
well-being.
¶4 Swinehart filed a petition for permanent guardianship of his
father in 2023. In the petition, Swinehart asserted that his father
1 William Swinehart and Kenneth Swinehart have the same last
name. To avoid confusion, in this opinion we identify William Swinehart as the father and Kenneth Swinehart by his last name.
1 has memory issues that “present[] significant issues when it comes
to seeking healthcare and making decisions on where to live” and
suggested that Denison might be manipulating him. Swinehart’s
petition did not include any medical records or a letter from a
physician; instead, it requested that the probate court order “an
evaluation of [the father’s] cognitive and functional abilities.”
¶5 Denison and her father retained separate counsel and opposed
the petition for guardianship. Denison asserted that her father is
fully competent, lives independently, drives himself, fully cares for
himself, and is able to perform all his activities of his daily living.
She further noted that her father “is of sound mind, capable of
making his own decisions and acting in his own best interest.”
¶6 The father separately filed a response to the petition that
included his affidavit and a letter from his doctor. In the affidavit,
the father asserted that he
• had wanted to move to Cedaredge and does not want to
move away;
• “take[s] care of [him]self, which includes making meals,
purchasing groceries, paying bills, scheduling doctor
appointments, maintaining [his] house, driving to and
2 from doctor appointments, [and] driving on errands and
to visit family and friends”;
• has “a social life and support system in place in
Cedaredge”;
• drives himself to visit Denison at least once per week;
• manages his finances without assistance;
• was evaluated about a week earlier by his doctor, who
confirmed that he is not incapacitated;
• does not want or need a guardian or another evaluation
of his mental and physical health; and
• had last seen his son about six months earlier, does not
presently communicate with him, and would prefer his
daughter to be his guardian should he require one.
And the letter from the father’s physician stated the following:
[The father’s] formal testing scores indicate mild to moderat[e] cognitive impairment. However, he is able to perform his activities of daily living independently. [The father] has demonstrated the ability to care for himself at this point in time. He is likely at risk of manipulation and acknowledges this. He has good insight into his memory problems. Certainly in this situation there is no black and white answer, but it appears to me he is safe making his own decisions about his care.
3 Please refer to my encounter note . . . if more detailed information is required.
Neither the encounter note nor any other medical records were filed
with the court.
¶7 Given the conflicting petition and responses, the probate court
directed the parties to file briefs addressing (1) “whether a [c]ourt is
required to hold a hearing once a guardianship petition is filed” and
(2) “any legal or factual argument for or against the request for an
independent evaluation” of the father. After reviewing the parties’
briefs, the court determined that nothing “prohibits a trial court
from dismissing a guardianship pleading in the pre-hearing stages
if that relief is appropriate under either C.R.C.P. 12 or C.R.C.P. 56.”
Nevertheless, the court appointed an independent visitor to
investigate the claims made in the petition. But the court denied
Swinehart’s request for a court-ordered evaluation because the
allegations in the petition were “not sufficient to justify a court
order compelling [the father] to be subjected to a professional
evaluation against his wishes.”
¶8 The court-appointed visitor visited the father’s residence, and
she interviewed the father, Swinehart, and Denison. In her sworn
4 report, the visitor observed that the father “was oriented to time
[and] place, . . . was able to give his date of birth, and . . . was able
to speak about short-term and long-term events with ease.” She
determined that the father independently showers, grooms,
prepares meals, grocery shops, cleans, takes medication, schedules
appointments, and takes care of his dog. The visitor also reviewed
the letter from the father’s physician and recited it in her report.
The visitor ultimately concluded that the father “is able to
independently complete his daily living activities” and, under the
definition of an incapacitated person, does not require a guardian.
¶9 After the visitor filed her report with the court, Swinehart’s
attorneys withdrew from the case, and Swinehart proceeded pro se.
He filed a new affidavit contesting the statements made in his
father’s affidavit and the visitor’s report, filed a motion to conduct
discovery “to determine the motivations and reasons why . . . [his
father] was induc[ed] to file a fraudulent affidavit,” and renewed his
request for an independent examination of the father. The father,
on the other hand, moved for summary judgment, relying on his
prior affidavit, the letter from his physician, and the visitor’s report
5 to establish that “there is no genuine issue as to any material fact
that . . . [he] is not incapacitated.”
¶ 10 In a detailed order, the probate court granted summary
judgment and denied each of Swinehart’s pending motions. It
determined that Swinehart’s request for discovery was just another
request for his father to undergo a compulsory examination. Noting
that a compulsory examination “is extremely intrusive and is only
appropriate if there is a sufficient factual basis to make it
necessary,” the court found that Swinehart “failed to make that
necessary threshold showing.” As to summary judgment, the court
concluded that the father had made a sufficient showing to shift the
burden to Swinehart to establish that there was a genuine issue of
material fact that the father is incapacitated. And the court
concluded that Swinehart’s response to the summary judgment
motion did not meet this burden because it was “largely based on
either past events with little or no evidentiary value, such as
conversations that pre-date this proceeding, or self-serving
speculation as to the meaning of recent incidents” and did not
“give[] rise to a credible claim that [the father] qualifies as an
incapacitated person under Colorado law.”
6 II. Analysis
¶ 11 Swinehart’s contentions on appeal2 can be sorted into three
general categories: (1) the probate court should have ordered the
father to undergo a professional evaluation and should have held
an evidentiary hearing; (2) the probate court was required by
statute to hold a hearing because summary judgment is
impermissible in guardianship proceedings; and (3) summary
judgment was not warranted because there were genuine issues of
material fact. We address and reject each contention in turn.
A. The Probate Court Was Not Required to Order an Evaluation or to Hold an Evidentiary Hearing
¶ 12 Swinehart first contends that the probate court reversibly
erred by failing to order a professional examination of the father
and by declining to hold an evidentiary hearing on Swinehart’s
allegations of undue influence and fraud. We disagree.
2 Because Swinehart appears pro se, “we liberally construe his
filings while applying the same law and procedural rules applicable to a party represented by counsel.” Gandy v. Williams, 2019 COA 118, ¶ 8. Accordingly, we seek to effectuate the substance, rather than the form, of his briefing. See People v. Cali, 2020 CO 20, ¶ 34. We will not, however, rewrite his arguments or act as an advocate on his behalf. See Johnson v. McGrath, 2024 COA 5, ¶ 10.
7 1. Applicable Law and Standard of Review
¶ 13 A court can appoint a guardian for a person only if it finds by
clear and convincing evidence that they are an incapacitated
person. § 15-14-311(1)(a)(I), C.R.S. 2024. An incapacitated person
is
an individual other than a minor, who is unable to effectively receive or evaluate information or both or make or communicate decisions to such an extent that the individual lacks the ability to satisfy essential requirements for physical health, safety, or self-care, even with appropriate and reasonably available technological assistance.
§ 15-14-102(5), C.R.S. 2024. “Clear and convincing evidence
means evidence which is stronger than a mere ‘preponderance’; it is
evidence that is highly probable and free from serious or
substantial doubt.” People In Interest of R.F., 2019 COA 110, ¶ 16
(quoting Metro Moving & Storage Co. v. Gussert, 914 P.2d 411, 414
(Colo. App. 1995)).
¶ 14 Probate courts enjoy wide discretion when deciding whether to
appoint a guardian. Arguello v. Balsick, 2019 COA 20M, ¶ 13. In a
guardianship proceeding, “the court may order a professional
evaluation of” an allegedly incapacitated person but is only required
8 to do so if the allegedly incapacitated person demands one.
§ 15-14-306(1), C.R.S. 2024 (emphasis added). “The word ‘may’
denotes a grant of discretion and is usually permissive.” Cagle v.
Mathers Fam. Trust, 2013 CO 7, ¶ 31. Thus, whether to order a
professional evaluation of an allegedly incapacitated person —
unless requested by that person — is a decision left to the probate
court’s discretion. A court abuses its discretion if its decision is
manifestly arbitrary, unreasonable, or unfair, or if the court
misconstrues or misapplies the law. Arguello, ¶ 13.
2. Court-Ordered Evaluation
¶ 15 The probate court rejected Swinehart’s request to order a
professional evaluation of his father on two occasions — once before
appointing a visitor and once after receiving the visitor’s report.
Neither rejection constitutes an abuse of discretion.
¶ 16 Before denying Swinehart’s initial request for an evaluation,
the court allowed the parties to submit “any legal or factual
argument for or against the request for an independent evaluation.”
After reviewing the parties’ submissions, including the father’s
affidavit and a letter from his physician that both asserted that the
father was not incapacitated, the court ruled that the allegations in
9 Swinehart’s petition were “not sufficient to justify a court order
compelling his father to be subjected to a professional evaluation
against his wishes.” At the same time, the court appointed a visitor
and made it clear that the parties could “seek further relief” once
the visitor filed her report.
¶ 17 While Swinehart did thereafter renew his request for a
court-ordered evaluation, the visitor’s report stated that a
professional examiner should not be appointed to examine the
father. The court noted that two professionals had already
examined the father and “neither professional [had] recommended a
further evaluation.” Accordingly, it denied Swinehart’s new request.
¶ 18 Under these circumstances, we perceive no abuse of discretion
by the probate court.3 Our supreme court has “recognized that
requiring a party ‘to undergo a medical examination against [his]
will’ is a decision that ‘implicates [his] privacy interests in [his] body
and [his] health.’” People In Interest of B.B.A.M., 2019 CO 103, ¶ 19
(quoting Schultz v. GEICO Cas. Co., 2018 CO 87, ¶ 13). Here, the
3 To the extent that Swinehart contends that the probate court
abused its discretion by denying his motion for discovery, we agree with the court that a compelled professional evaluation “is the only ‘discovery’ that [Swinehart] actually identifie[d] in his motion.”
10 court balanced the father’s privacy interests with the need for
information and, after carefully weighing those competing interests,
rejected Swinehart’s initial request. And the visitor’s report
confirmed the court’s decision that an evaluation was unnecessary,
rendering the court’s denial of Swinehart’s second request even
more reasonable.
3. Evidentiary Hearing
¶ 19 Swinehart argues that, under the circumstances of this case,
the probate court should have held an evidentiary hearing to
address his allegations that Denison was “exerting undue influence”
over the father and that Denison and the father’s attorney were
“committing fraud upon the court.” We conclude that neither
category of allegations required a hearing.
¶ 20 First, Swinehart’s allegations of Denison’s “undue influence”
are not sufficiently relevant to whether the father is incapacitated.
For example, Swinehart alleges that Denison “was not acting in [the
father’s] best interest” when she sold the Canõn City home — which
Denison owned — that the father was living in, thereby forcing him
to move to Cedaredge. Similarly, he argues that “Denison
manipulated her father” into undergoing a surgery that Swinehart
11 opposed. But a person can be manipulated or make a decision that
is not in their best interest without being “unable to effectively
receive or evaluate information or both or make or communicate
decisions to such an extent that the [person] lacks the ability to
satisfy essential requirements for physical health, safety, or
self-care.” § 15-14-102(5). These types of allegations, without
more, are unclear and without sufficient detail to have more than
minimal relevance to whether the father is incapacitated.4
¶ 21 Second, Swinehart did not present any evidence of the “fraud
upon the court” that he contends Denison and the father’s attorney
were committing. In support of his fraud allegations, Swinehart
argues that, because the father’s affidavit contains false statements
such as the assertion that the father is capable of caring for
himself, it must have been fraudulently crafted by Denison and the
father’s attorney. But Swinehart does not provide any evidence that
the father did not agree with the contents of his affidavit or was
otherwise coerced into signing it. Nor does Swinehart present any
4 For similar reasons, we reject Swinehart’s argument that the
probate court reversibly erred by “not[ing] that, contrary to [Swinehart’s] belief, Canõn City and the Town of Cedaredge are similar with respect to their average altitude.”
12 evidence in support of his contention that the erroneous filing of an
unsigned, earlier version of the letter from the father’s physician
demonstrated that “[the father’s] attorney (and probably
Ms. Denison and her attorney) had been dictating [the physician’s]
medical findings and opinions.” Without any such evidence,
Swinehart’s claims of fraud are entirely speculative and did not
necessitate a hearing.
B. Adult Guardianship Proceedings Are Subject to C.R.C.P. 56
¶ 22 Swinehart next contends that section 15-14-305, C.R.S. 2024,
always requires the probate court to hold an evidentiary hearing.5
We are not persuaded.
1. Standard of Review
¶ 23 “We review the interpretation of statutes and rules of civil
procedure de novo.” In re Estate of Everhart, 2021 COA 63, ¶ 11
(quoting Nesbitt v. Scott, 2019 COA 154, ¶ 19). When interpreting a
5 The father argues that this issue cannot be raised on appeal
because the probate court’s rulings on it were interlocutory and Swinehart did not request that the orders be certified as final. But “[i]f an interlocutory appeal is not taken from an order . . . , a party may still appeal the subject matter of the interlocutory order upon the entry of a final judgment. In re Nw. Mut. Life Ins. Co., 703 P.2d 1314, 1317 (Colo. App. 1985); see Prefer v. PharmNetRx, LLC, 18 P.3d 844, 848 (Colo. App. 2000).
13 statute, we aim to give effect to the legislature’s intent and
“interpret the statute in a way that best effectuates the purpose of
the legislative scheme.” Id. (quoting In re Estate of Morgan,
160 P.3d 356, 358 (Colo. App. 2007)).
2. Discussion
¶ 24 The probate code allows “a person interested in [an]
individual’s welfare [to] petition for a determination of incapacity, in
whole or in part, and for the appointment of a limited or unlimited
guardian for the individual.” § 15-14-304(1), C.R.S. 2024. Upon
receiving such a petition, the probate court “shall set a date and
time for hearing the petition.” § 15-14-305(1).
¶ 25 Swinehart argues that, by commanding the probate court to
“set a date and time for hearing,” the statute “requires the court to
hold a hearing before ruling on a petition filed by an interested
person.” But a division of this court has already rejected this same
argument as to a substantially similar statute from a different
article of the probate code. See Everhart, ¶¶ 19-28.
¶ 26 Section 15-12-403(1)(a), C.R.S. 2024, provides that the
probate court “shall fix a time and place of hearing” upon receiving
a petition to contest a will. Despite this language, the Everhart
14 division concluded that “petitions contesting a will are subject to
dismissal under [C.R.C.P.] 12(b)(5).” Everhart, ¶ 13. The division’s
reasoning is summarized as follows:
(1) The statute does not address whether these petitions
may be dismissed without a hearing, and the probate
code states that the rules of civil procedure apply to
probate proceedings “unless specifically provided
otherwise or unless inconsistent with a statutory
provision.” Id. at ¶ 14 (citing § 15-10-304, C.R.S. 2024,
and C.R.P.P. 5(b)). “[I]f the legislature had intended to
preclude motions to dismiss in formal probate
proceedings, . . . it would have said so.” Id. at ¶ 16.
“[T]he mere fact that the statute directs the court to ‘fix a
time and place of hearing’ . . . does not mean that, in
every case, a party is entitled to discovery and an
evidentiary hearing.” Id. at ¶ 17.
(2) “[T]he probate rules specifically contemplate dispositive
motions practice. C.R.P.P. 24, which allows matters to
be set for a hearing without appearance, explains that
‘[m]otions for summary judgment and motions to dismiss
15 are not appropriate for placement on a docket for hearing
without appearance,’ and advises that ‘these motions
should be filed using the procedure set forth in C.R.C.P.
121 § 1-15.’” Id. at ¶ 18 (quoting C.R.P.P. 24 cmt. 2).
(3) Rule 12(b)(5) “advances the purpose of the probate code”
by “weeding out petitions that fail to state a plausible
claim for relief and protecting parties from frivolous
litigation.” Id. at ¶ 19.
(4) Interpreting the statute to always require a hearing
would lead to the absurd result of “requir[ing] the
[probate] court to hold an evidentiary hearing when the
petition’s factual allegations, even if proved at the
hearing, would not lead to invalidation of the will.” Id. at
¶ 24.
¶ 27 Swinehart argues that Everhart is inapplicable because it
concerned Rule 12 instead of Rule 56. But he does not explain how
that distinction makes a difference. In any event, section
15-14-109(1), C.R.S. 2024, expressly provides that “the rules of civil
procedure and the Colorado rules of probate procedure . . . govern”
guardianship proceedings. See Everhart, ¶ 14. As such, “[w]e
16 cannot think of a principled reason why” Rule 12 would apply in
Everhart but Rule 56 would not apply in this case. Id. at ¶ 18.
Accordingly, we conclude that a petition in an adult guardianship
proceeding is subject to disposition under Rule 56.
C. Summary Judgment Was Appropriate
¶ 28 Finally, Swinehart contends that the probate court erred by
granting summary judgment in favor of his father because genuine
issues of material fact exist. We disagree.
1. Applicable Law and Standard of Review
¶ 29 We review an order granting summary judgment de novo and
apply the same standard as the probate court. People ex rel. Rein v.
Meagher, 2020 CO 56, ¶ 19.
¶ 30 “Summary judgment is only proper when ‘the pleadings,
depositions, answers to interrogatories, and admissions on file,
together with the affidavits, if any, show that there is no genuine
issue as to any material fact and that the moving party is entitled to
a judgment as a matter of law.’” Rein, ¶ 19 (quoting C.R.C.P. 56(c)).
The moving party bears the initial burden of “informing the court of
the basis for his motion and identifying those portions of the record
and of the affidavits, if any, which he believes demonstrate the
17 absence of a genuine issue of material fact.” Cont’l Air Lines, Inc. v.
Keenan, 731 P.2d 708, 712 (Colo. 1987).
¶ 31 If the moving party clears this initial hurdle, the burden shifts
to the nonmoving party to show a “triable issue of fact.” Griswold v.
Nat’l Fed’n of Indep. Bus., 2019 CO 79, ¶ 24 (quoting Keenan,
731 P.2d at 713). In considering a motion for summary judgment,
“a court grants the nonmoving party the benefit of all favorable
inferences that may reasonably be drawn from the undisputed facts
and resolves all doubts against the moving party.” Rein, ¶ 20.
However, in responding to a properly supported motion for
summary judgment, the nonmoving party may not rest on mere
allegations in his pleadings but instead must provide specific facts
demonstrating a genuine issue for trial. Id.
¶ 32 The mere existence of an alleged factual dispute is insufficient
to defeat a summary judgment motion; instead, the disputed factual
issue must be “genuine” and “material.” Andersen v. Lindenbaum,
160 P.3d 237, 239 (Colo. 2007). A fact is material if it will affect the
outcome of the case. Gognat v. Ellsworth, 224 P.3d 1039, 1045
(Colo. App. 2009), aff’d, 259 P.3d 497 (Colo. 2011). And to show
that an issue is genuine, the nonmoving party must provide
18 sufficient evidence to demonstrate that a reasonable fact finder
could return a verdict in his favor. Andersen, 160 P.3d at 239. “If
the evidence opposing summary judgment is merely colorable or is
not significantly probative, summary judgment may be granted.”
Id. (quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249
(1986)).
2. The Father Met His Initial Summary Judgment Burden
¶ 33 We agree with the probate court that the father’s summary
judgment motion was “sufficient to shift the burden to [Swinehart]
to establish that there is a triable issue of fact in the case.”
¶ 34 The father’s motion for summary judgment contended that he
is not incapacitated within the meaning of section 15-14-102(5),
and therefore, there was no genuine issue of material fact. In
support, the father’s motion included
• the father’s affidavit, in which the father attested that he
was fully capable of taking care of himself and his
finances;
• the court-appointed visitor’s sworn report concluding
that the father “is able to independently complete his
daily living activities” and does not need a guardian; and
19 • the unsworn letter from the father’s physician concluding
that the father has “demonstrated the ability to care for
himself” and “is safe making his own decisions about his
care.”
This evidence was sufficient to meet the father’s initial burden.
¶ 35 The letter from the father’s physician was unsworn and
ordinarily could not be relied upon by a court addressing a motion
for summary judgment.6 See McDaniels v. Laub, 186 P.3d 86, 87
(Colo. App. 2008) (“Unsworn expert witness reports are not
admissible to support or oppose a motion for summary judgment.”).
But the visitor relied on the physician’s letter — as required by
statute, see § 15-14-305(4)(c) — in forming her opinions. A court
appointed visitor is an expert, see § 15-14-305(1), and “experts may
testify as to inadmissible facts and data, including hearsay, if that
evidence formed the basis of the expert’s opinion and is of the type
reasonably relied on by others in the field,” People ex rel. Strodtman,
293 P.3d 123, 130 (Colo. App. 2011). Therefore, the probate court
6 On appeal, Swinehart does not argue that the physician’s letter is
inadmissible hearsay. Instead, he appears to rely on portions of the letter to argue that his father has some cognitive impairment and is likely at risk of manipulation.
20 did not err by concluding that “[a]ll three pieces of evidence,
including the evaluation performed by the independent visitor,
demonstrate[] that the [father] is able to safely handle his own
affairs and does not require court supervision.”
3. Swinehart Did Not Meet His Burden to Demonstrate a Triable Issue
¶ 36 Given that the father met his initial burden, Swinehart was
required to establish the existence of a triable issue to defeat the
motion for summary judgment. Andersen, 160 P.3d at 239. As the
probate court noted,
Importantly, the issue of fact that [Swinehart] must come forward with is not a disagreement over whether something did or did not happen, or how it should be characterized. Instead, [Swinehart] must present evidence showing that there is an issue of fact that the [father] is incapacitated and that he is unable to ensure his own physical health or safety.
We agree with the court that Swinehart’s response fell short of this
standard.
¶ 37 The admissible assertions in Swinehart’s affidavit include the
following:
• Starting around the fall of 2020, Swinehart drove his
father and mother to “their doctor visits that were mostly
21 in Colorado Springs and Pueblo,” and he and his sister
made medical appointments for his father.
• In the winter of 2020, Swinehart observed the father
“having difficulty remembering and paying his bills.”
• In the spring of 2021, Swinehart observed that the father
was becoming more forgetful. For example, the father
would “forget to schedule doctor appointments,” would
“not remember something important in relation to a
medical condition,” and would sometimes misunderstand
or mishear questions and give inaccurate responses.
• In both 2020 and 2021, the father “was unable to
effectively file his taxes.”
¶ 38 We conclude that these assertions are insufficient to establish
the existence of a genuine issue of material fact. As the probate
court noted, the specific events that Swinehart references all
occurred at least two years before this guardianship proceeding was
initiated and therefore offer “little or no evidentiary value” as to
whether the father is currently incapacitated. And while some of
Swinehart’s observations do indicate some amount of cognitive
impairment, that does not necessarily mean that the father is
22 “unable to effectively receive or evaluate information . . . to such an
extent that [he] lacks the ability to satisfy essential requirements for
physical health, safety, or self-care.” § 15-14-102(5). Thus, while
Swinehart did produce some evidence relevant to incapacity, this
evidence was “merely colorable” and “not significantly probative” to
stave off summary judgment. Andersen, 160 P.3d at 239.
¶ 39 Other statements in Swinehart’s affidavit cannot be used to
resist summary judgment. Rule 56(e) provides that “[s]upporting
and opposing affidavits shall be made on personal knowledge” and
“shall set forth such facts as would be admissible in evidence.” In
his affidavit, Swinehart states that “[my mother] informed me that
[the father] had an incident where he got lost in Colorado Springs,”
that “[my mother] stated she was concerned about his driving
abilities and didn’t want [the father] to drive her to any future
doctor visits,” and that “[the father] attended a doctor’s
appointment and it was found he had a stroke sometime in the
past.” All these statements are based on inadmissible hearsay and
cannot be used to defeat summary judgment. See C.R.C.P. 56(e);
People v. Hernandez & Assocs., Inc., 736 P.2d 1238, 1240 (Colo.
23 App. 1986) (affidavits based on inadmissible hearsay are
insufficient for the purpose of summary judgment).
¶ 40 And some statements in Swinehart’s affidavit are merely
conclusions on ultimate issues without supporting evidence. See
Olson v. State Farm Mut. Auto. Ins. Co., 174 P.3d 849, 858 (Colo.
App. 2007) (“Mere conclusory statements are not sufficient to raise
genuine factual issues.”). For instance, although Swinehart says
that his father “is incapacitated to manage his retirement account”
and “incapacitated to fulfill [his] legal responsibilities as a trustee
and understand his responsibilities under Colorado law,” he does
not provide any supporting medical evidence.
¶ 41 Finally, Swinehart’s remaining assertions are either based on
argument about how to interpret the father’s evidence or based on
“suspicion, surmise, speculation, rationalization, conjecture, [or]
innuendo.” Litinsky v. Querard, 683 P.2d 816, 818 (Colo. App.
1984) (alteration in original) (citation omitted). For example,
Swinehart’s supplemental affidavit goes through the father’s
affidavit and the visitor’s report point by point and states
Swinehart’s belief on whether it is “true,” “false,” or “misleading.”
But “[a] party may not avoid summary judgment with bare
24 assertions concerning the truthfulness of a witness’ affidavit,” but
instead must counter it “with evidence, not speculation concerning
the credibility of the attesting witness.” Miner v. Jesse & Grace,
LLC, 2014 WY 17, ¶ 31.
¶ 42 Accordingly, we agree with the probate court that “nothing in
[Swinehart’s] responses gives rise to a credible claim that the
[father] qualifies as an incapacitated person under Colorado law,”
and we therefore conclude that summary judgment was appropriate
in this case.
D. Attorney Fees
¶ 43 The father and Denison request their appellate attorney fees
under section 13-17-102(2), C.R.S. 2024, on the grounds that
Swinehart’s appeal “lacked substantial justification.” An argument
lacks substantial justification if it is “substantially frivolous,
substantially groundless, or substantially vexatious.”
§ 13-17-102(9)(a).
¶ 44 However, though we agree that Swinehart’s assertions of
widespread “fraud upon the court” were groundless, we do not view
the appeal as a whole as so lacking in substantial justification that
a fee award is appropriate. We therefore deny the request. See
25 Mission Denver Co. v. Pierson, 674 P.2d 363, 365 (Colo. 1984)
(“Standards for determining whether an appeal is frivolous should
be directed toward penalizing egregious conduct without deterring a
lawyer from vigorously asserting his client’s rights.”); see also In re
Marriage of Boettcher, 2018 COA 34, ¶ 38 (“Fees should be awarded
only in clear and unequivocal cases . . . .”), aff'd, 2019 CO 81.
III. Disposition
¶ 45 The judgment is affirmed.
JUDGE HARRIS and JUSTICE MARTINEZ concur.