Matter of Solomon Neuhardt

CourtMontana Supreme Court
DecidedApril 1, 2014
Docket13-0070
StatusPublished

This text of Matter of Solomon Neuhardt (Matter of Solomon Neuhardt) is published on Counsel Stack Legal Research, covering Montana Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Matter of Solomon Neuhardt, (Mo. 2014).

Opinion

April 1 2014

PR 13-0070

IN THE SUPREME COURT OF THE STATE OF MONTANA

2014 MT 88 _________________

IN THE MATTER OF SOLOMON NEUHARDT, OPINION and an Attorney at Law, ORDER OF DISCIPLINE Respondent.

_________________

¶1 On January 25, 2013, the Office of Disciplinary Counsel (ODC) filed a formal

disciplinary complaint under this cause number against Montana attorney Solomon

Neuhardt. The complaint involves Neuhardt’s concurrent representation of both Tommy

Vasquez and Vasquez’s then-wife Adrian Christenson during a federal investigation of

methamphetamine distribution in the Billings, Montana, area. The disciplinary complaint

and all other documents filed in this matter may be reviewed by any interested persons in

the office of the Clerk of this Court.

¶2 ODC alleged violations of Rules 1.7, 1.9, 8.4(c), 8.4(d), and 8.1(a) of the Montana

Rules of Professional Conduct (MRPC), arising out of Neuhardt’s joint representation of

Vasquez and Christenson. The Commission on Practice held a hearing on the complaint

on July 17, 2013, and on October 17, 2013, at which hearing Neuhardt was present with

counsel and testimony was presented. On December 5, 2013, the Commission submitted

to this Court its findings of fact, conclusions of law, and recommendation for discipline. ¶3 Both parties have filed objections to the Commission’s decision. We restate the

following issues for review:

1. Was the testimony of ODC witness Bryan Norcross properly stricken from the record?

2. Did ODC prove by clear and convincing evidence that Neuhardt violated Rule 1.7, MRPC?

3. Did ODC prove by clear and convincing evidence that Neuhardt violated Rule 1.9, MRPC?

4. What is the appropriate discipline for the established violations?

BACKGROUND

¶4 At the hearing before the Commission on Practice, ODC called as a witness

Yellowstone County Deputy Sheriff Frank Fritz (Fritz), whose testimony established the

following. On the morning of June 22, 2007, in Billings, Neuhardt accompanied his

client, Adrian Christenson (Christenson), to a law enforcement interview conducted by

members of a joint drug and gang task force called Big Sky Safe Streets Task Force

(Task Force). The Task Force included Fritz and comprised local, state, and federal law

enforcement agents. The target of the investigation was Tommy Vasquez (Vasquez).

Vasquez and Christenson, at that time, were husband and wife. Christenson was

considered a confidential witness in the investigation and her identity as a witness was

protected by law enforcement because she was related to Vasquez. Christenson received

her Miranda warnings, signed a Miranda waiver, and Neuhardt signed the waiver as her

attorney. Fritz testified that Christenson told the Task Force during this interview that

Vasquez was dealing methamphetamine. Fritz additionally explained that the

2 information the Task Force received from Christenson was used to further the

investigation into Vasquez’s drug distribution. According to Fritz, Christenson gave the

task force information that helped in the subsequent prosecution of Vasquez. Fritz

indicated that Christenson had “ratted him [Vasquez] out.”

¶5 Later in the evening on June 22, 2007, Neuhardt accompanied Vasquez to an

interview with the Task Force. Vasquez signed a Miranda waiver, which Neuhardt

acknowledged as Vasquez’s counsel. Fritz testified that the Task Force used the

information it received from Christenson to interview Vasquez. During this interview,

Fritz testified that Vasquez incriminated himself in methamphetamine possession and

distribution and that the information Vasquez gave furthered the investigation against

Vasquez. Vasquez’s information previously had been corroborated by Christenson.

Neuhardt was present during both interviews as counsel for Christenson and Vasquez.

¶6 One year later, on August 11, 2008, Neuhardt accompanied Christenson to a

second interview with the Task Force. Fritz testified that Christenson executed a

Miranda waiver which Neuhardt acknowledged as her counsel. During this interview,

the Task Force learned from Christenson that Vasquez was the main supplier of

methamphetamine in Billings and that he possessed firearms. At the conclusion of the

interview, Neuhardt advised the Task Force that he was no longer representing Vasquez.

¶7 ODC presented documentary evidence to the Commission establishing that on

August 12, 2008, the day following Christenson’s second interview with the Task Force,

Neuhardt filed a petition on Christenson’s behalf for dissolution of her marriage to

Vasquez. On September 5, 2008, Neuhardt sent a letter to Vasquez’s real estate agent,

3 with a copy of the dissolution petition and restraining order, indicating that Vasquez was

not allowed to transfer real property.

¶8 Neuhardt did not obtain an informed waiver of any actual or potential conflict

from Christenson or Vasquez in either of the interviews held on June 22, 2007, or

August 11, 2008.

¶9 On September 17, 2008, an Indictment was filed in United States District Court

charging Vasquez with distribution of methamphetamine and numerous firearms

violations. Count I charged that in January of 2007, and continuing to present, Vasquez

distributed methamphetamine. Counts II through V charged additional drug and firearms

violations, alleged to have occurred on or about April 22, 2008. On May 26, 2009, a

Superseding Indictment was filed adding a forfeiture count and another count charging

distribution on or about September 18, 2008.

¶10 Vasquez pleaded guilty to Count II of the Superseding Indictment, which charged

that on April 22, 2008, he distributed methamphetamines. At the time of Vasquez’s

guilty plea, he was represented by defense counsel Bryan Norcross. Vasquez received a

twenty-year prison sentence, followed by six years of supervised release.

¶11 The Commission also heard testimony from Norcross. Upon objection by

Neuhardt’s counsel, the Commission struck Norcross’s testimony that Christenson’s

statement to law enforcement substantially harmed and compromised Vasquez’s defense.

¶12 Neuhardt acknowledged that Christenson implicated Vasquez in illegal drug

dealing during her 2007 interview, but claimed that the husband and wife both had agreed

to cooperate with the investigation at that time. Neuhardt pointed out in

4 cross-examination of Fritz that Vasquez had “rat[ted] himself out” during the 2007

interview. Neuhardt argued that the only way Vasquez was going to avoid life in prison

was to cooperate and that it was in Vasquez’s and Christenson’s joint interests to provide

full information to law enforcement during the 2007 interview. Neuhardt pointed out

further that Vasquez was never convicted of any offenses described in the 2007

interview.

¶13 Neuhardt testified that Christenson’s interview on August 11, 2008, was in her and

Vasquez’s best interests, given the earlier interviews in 2007. The Commission found

that Neuhardt was evasive in his testimony and claimed to have very little recall of the

events. Although ODC received Vasquez’s complaint against Neuhardt on March 23,

2009, Neuhardt apparently disposed of his files, having no information that the Vasquez

complaint was still under investigation.

¶14 In its findings, conclusions, and recommendations, the Commission concluded that

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