Matter of Singer

137 A.D.3d 81, 26 N.Y.S.3d 579
CourtAppellate Division of the Supreme Court of the State of New York
DecidedMarch 9, 2016
Docket2013-11162
StatusPublished
Cited by4 cases

This text of 137 A.D.3d 81 (Matter of Singer) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Matter of Singer, 137 A.D.3d 81, 26 N.Y.S.3d 579 (N.Y. Ct. App. 2016).

Opinion

OPINION OF THE COURT

Per Curiam.

The Grievance Committee for the Tenth Judicial District served the respondent with a verified petition dated December 12, 2013, containing eight charges of professional misconduct, arising from clients’ complaints that the respondent had neglected their matters. After a preliminary conference on August 21, 2014, and a hearing on April 6, 2015, the Special Referee issued a report that sustained charges two through six, and did not sustain charges one, seven and eight. The petitioner now moves (1) to confirm the report of the Special Referee insofar as it did not sustain charge one and sustained charges two through six, (2) to disaffirm the report of the Special Referee insofar as it did not sustain charges seven and eight, and (3) to impose such discipline upon the respondent as this Court deems just and proper. The respondent cross-moves (1) to confirm the report of the Special Referee insofar as it did not sustain charges one, seven and eight, and (2) to disaffirm the report of the Special Referee insofar as it sustained charges two through six. The respondent requests that the Court neither suspend nor disbar him. We find that the Special Referee properly sustained charges two through six, and properly declined to sustain charge one. However, we find that the Special Referee improperly declined to sustain charges seven and eight, and that charges seven and eight should have been sustained, based upon the evidence adduced and the respondent’s admissions.

*83 The Petition

Charge two alleges that the respondent engaged in conduct prejudicial to the administration of justice, by failing to respond to the legitimate inquiries of the petitioner, in violation of rule 8.4 (d) of the Rules of Professional Conduct (22 NYCRR 1200.0). By letter dated February 3, 2012, sent via first-class mail to the respondent’s address then on file with the Office of Court Administration, the petitioner requested the respondent’s written answer to a complaint filed by Ada Lopez. The respondent failed to respond.

By letter dated March 2, 2012, sent to the respondent via certified mail, return receipt requested, the petitioner again requested the respondent’s written answer to the complaint of Lopez. Postal records show that the March 2, 2012 letter was delivered to the respondent’s address on March 5, 2012. The respondent failed to respond.

A third request for the respondent’s answer was made by the petitioner by letter dated March 19, 2012, sent via certified mail, return receipt requested. According to postal records, this letter was delivered to the respondent’s address on March 20, 2012. The respondent thereafter mailed the petitioner a completed background questionnaire, together with certain documents relating to Lopez’s matter, but without a written answer to the complaint.

By letter dated February 6, 2013, the petitioner requested the respondent to provide a detailed answer to the allegations contained in Lopez’s complaint. The respondent failed to reply to the letter.

The petitioner subsequently hand-delivered a letter, dated May 22, 2013, to the respondent requesting that the respondent contact the petitioner to arrange for his appearance for an examination under oath at the petitioner’s office. The respondent failed to contact the petitioner.

Based upon the factual specifications of charge two, charge three alleges that the respondent engaged in conduct that adversely reflects on his fitness as a lawyer, in violation of former Code of Professional Responsibility DR 1-102 (a) (7) (22 NYCRR 1200.3 [a] [7]).

Charge four alleges that the respondent neglected a legal matter entrusted to him in violation of rule 1.3 (b) of the Rules of Professional Conduct (22 NYCRR 1200.0). In or about January 2011, James McCoy retained the respondent to recover a *84 $25,000 investment that McCoy had made in a New York City apartment.

On or about May 16, 2011, the respondent commenced an action to recover McCoy’s investment, by service of a summons and complaint. The respondent named the wrong party as the defendant in the action, and caused the summons and complaint to be served on the wrong party. Nevertheless, counsel for the actual defendant contacted the respondent, and agreed to accept service of the summons and complaint. The respondent received a verified answer on or about May 15, 2012. In the interim, the respondent never filed a motion for a default judgment. According to the respondent, he “intended” to draft interrogatories, and provide them to the defendant’s counsel, following receipt of the verified answer. However, the respondent never did any further work on McCoy’s matter.

Charge five alleges that the respondent engaged in conduct that is prejudicial to the administration of justice by failing to respond to the legitimate inquiries of the Nassau County Bar Association, in violation of rule 8.4 (d) of the Rules of Professional Conduct (22 NYCRR 1200.0). By letter dated February 1, 2013, the Grievance Committee referred McCoy’s complaint to the Nassau County Bar Association Mediation Program (hereinafter NCBA Mediation Program), pursuant to 22 NYCRR part 1220.

On or about February 20, 2013, the NCBA Mediation Program coordinator mailed a letter to the respondent, via regular mail, directing him to comply with the procedures for mediation. The respondent failed to respond or otherwise comply with the mediation program requirements.

By letter dated March 27, 2013, sent via certified mail, return receipt requested, the NCBA Mediation Program coordinator once again directed the respondent to comply with the procedures for mediation. The respondent failed to respond or otherwise comply with the mediation program requirements.

Based upon the facts specified in charges four and five, charge six alleges that the respondent engaged in conduct that adversely reflects on his fitness as a lawyer, in violation of rule 8.4 (h) of the Rules of Professional Conduct (22 NYCRR 1200.0).

Charge seven alleges that the respondent neglected a legal matter entrusted to him, in violation of rule 1.3 (b) of the Rules of Professional Conduct (22 NYCRR 1200.0). In or about January 2004, Rufus Smith, Jr., retained the respondent to com *85 menee divorce proceedings on his behalf. In or about April 2011, the parties entered into a so-ordered stipulation settling the divorce action. Pursuant to the stipulation, the respondent took possession of a $20,000 check from Smith, payable to Smith’s ex-wife. However, the respondent “lost” the check, as well as the rest of Smith’s file, which contained all the original documents. As a result, Smith’s divorce action was never finalized, as the respondent was unable to file the necessary original paperwork with the Nassau County Clerk.

Based upon the facts specified in charge seven, charge eight alleges that the respondent engaged in conduct that adversely reflects on his fitness as a lawyer, in violation of rule 8.4 (h) of the Rules of Professional Conduct (22 NYCRR 1200.0).

Based on the evidence adduced, and the respondent’s admissions, the Special Referee properly sustained charges two through six, but improperly declined to sustain charges seven and eight.

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Cite This Page — Counsel Stack

Bluebook (online)
137 A.D.3d 81, 26 N.Y.S.3d 579, Counsel Stack Legal Research, https://law.counselstack.com/opinion/matter-of-singer-nyappdiv-2016.