Matter of Marshall

680 N.E.2d 1098, 1997 Ind. LEXIS 69, 1997 WL 305937
CourtIndiana Supreme Court
DecidedJune 6, 1997
Docket45S00-9603-DI-251
StatusPublished
Cited by2 cases

This text of 680 N.E.2d 1098 (Matter of Marshall) is published on Counsel Stack Legal Research, covering Indiana Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Matter of Marshall, 680 N.E.2d 1098, 1997 Ind. LEXIS 69, 1997 WL 305937 (Ind. 1997).

Opinion

DISCIPLINARY ACTION

PER CURIAM.

This matter comes before us on the Disciplinary Commission’s Verified Complaint for Disciplinary Action, by which the Commission charges respondent Albert E. Marshall, Jr., with eight counts of attorney misconduct, including forgery and conversion of client funds. Pursuant to Ind.Admission and Discipline Rule 23(ll)(b), this Court appointed a hearing officer who, after evidentiary hearing, submitted his findings of fact and conclusions of law, therein finding that respondent engaged in misconduct as charged. Respondent has petitioned this Court for review of the hearing officer’s findings and recommendation, pursuant to Admis.Disc.R. 23(15). 1 This matter is now before us for final resolution.

Respondent was admitted to practice law in this state in 1979. In Count III of the Verified Complaint, the Commission alleged that respondent converted client funds to his own use. We now find that on August 1, 1993, a mother retained respondent to represent her son against a charge of auto theft. Although the mother posted a bond to have her son released from jail, other pending charges precluded his release. On November 24,1993, respondent filed an Assignment of Bond along with an affidavit of lost receipt with the trial court to transfer the rights to the bond money from the mother to respondent. The Assignment and affidavit each bore signatures purported to be the son’s. Although each document was notarized, such notarization was based on respondent’s assurance to the notary public that the signatures were authentic. In fact, the son did not sign either document, nor had he authorized respondent to sign them on his behalf. Respondent later collected the bond money. We find that by converting the bond funds to his own use, respondent violated Ind.Professional Conduct Rule 8.4(b). 2 By his misrepresentation of the son’s signature on the Assignment and affidavit, respondent violated Prof.Cond.R. 8.4(c). 3

Pursuant to Count I, we now find that on April 23, 1993, respondent agreed to represent a client against a traffic citation issued in Illinois. Despite speaking with the client before court hearings scheduled for May 25, May 26, and May 27, 1993, respondent failed to appear at any of the hearings. We find that respondent violated Prof.Cond.R. 1.3 by failing to act with reasonable diligence and promptness while representing a client. 4

*1100 Under Count II, we now find that on September 24, 1992, respondent was appointed appellate public defender for a defendant’s contemplated appeal of a criminal conviction. Over a period of approximately one year, the defendant sent six letters to respondent seeking information about the status of his appeal. Respondent failed to respond. Later, respondent failed to inform the defendant that on June 28,1993, the Indiana Court of Appeals affirmed his conviction. The defendant did not learn of that decision until the clerk of the Court of Appeals so informed him on November 15,1993, in response to his specific inquiry. We find that respondent violated Prof.Cond.R. 1.4 by failing to keep the defendant adequately advised as to the status of his case, failing to respond to his reasonable requests for information, and failing to inform the defendant of the affirmation of his conviction so that he could make informed decisions regarding the representation. 5

Under Count IV, we now find that on September 15, 1993, a chent hired respondent to represent him in a dissolution action pending in Michigan. Respondent agreed to conduct pre-hearing negotiations on behalf of his chent and, in the stead of his chent, appear at a hearing on March 11, 1994. Respondent, however, was not licensed to practice law in Michigan. He failed to ever enter an appearance in the ease and did not appear at the March 11 hearing, resulting in a default judgment of divorce being entered against the chent. We find that respondent violated Prof.Cond.R. 1.2(e) by failing to advise his chent that he was not hcensed to practice law in Michigan; 6 that he violated Prof.Cond.R. 1.3 by faffing to resolve his chent’s case with opposing counsel or to arrange to have Michigan counsel appear on behalf of the chent at the March 11, 1994, hearing; and that he violated Prof.Cond.R. 8.4(c) by misrepresenting to his chent that he would appear at that hearing when he was not admitted to practice law in Michigan.

Pursuant to Count V, we now find that on January 3, 1992, respondent was appointed appellate public defender to appeal a criminal defendant’s conviction. Respondent thereafter failed to respond to the defendant’s requests for information about his case. Later, the Indiana Court of Appeals dismissed the .appeal due to respondent’s failure to file an appellant’s brief. Some eleven months later, respondent managed to secure from the court permission to file a belated appeal. Despite the appeal, the court affirmed the criminal conviction on December 6,1993. As of December 30, 1995, respondent had not informed the defendant of that decision. The defendant ultimately learned of the Court of Appeals’ decision too late to seek rehearing or transfer. We find that the respondent violated Prof.Cond.R. 1.3 by failing to file a timely appeal and then by waiting nearly one year before seeking permission to file a belated appeal. By failing to inform the defendant of the initial dismissal of his appeal, faffing to inform and keep him apprised of the belated appeal, and failing to respond to his requests for information, respondent violated Prof.Cond.R. 1.4(a). By faffing to inform the defendant of the affirmation of his conviction, respondent violated Prof.Cond.R. 1.4(b).

As to Count VI, we now find that respondent was appointed appellate public defender for a criminal defendant on March 4, 1994. The Court of Appeals affirmed the defendant’s criminal conviction on October 30, 1995; respondent, however, failed to inform him of the court’s decision. Although the defendant later learned of the affirmation of his conviction through his own contact with the clerk of the court, the notification was too late for the defendant to seek rehearing or transfer. We now find that respondent vio *1101 lated Prof.Cond.R. 1.4 by failing to keep the defendant advised of the status of his appeal, failing to respond to his requests for information, and failing to inform him of the court’s decision to affirm his conviction.

In Count VII, we now find that a client retained respondent for representation regarding a child support obligation. He paid respondent a $300 retainer. Although respondent entered an appearance and attended an initial hearing, he later failed to attend a pretrial conference, resulting in a default judgment being entered against the client. By letter dated October 24, 1994, the client discharged respondent and requested return of materials in his file. Respondent did not withdraw his appearance and failed to return to the client any items from the file. We find that respondent’s failure to attend the pretrial conference violated Prof.Cond.R. 1.3. Respondent violated Prof.Cond.R.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

In re Fleener
705 N.E.2d 994 (Indiana Supreme Court, 1999)
In The Matter of Michael A. Fleener
Indiana Supreme Court, 1998

Cite This Page — Counsel Stack

Bluebook (online)
680 N.E.2d 1098, 1997 Ind. LEXIS 69, 1997 WL 305937, Counsel Stack Legal Research, https://law.counselstack.com/opinion/matter-of-marshall-ind-1997.