MATTER OF LaROSEE

585 A.2d 326, 122 N.J. 298, 1991 N.J. LEXIS 41
CourtSupreme Court of New Jersey
DecidedFebruary 15, 1991
StatusPublished
Cited by6 cases

This text of 585 A.2d 326 (MATTER OF LaROSEE) is published on Counsel Stack Legal Research, covering Supreme Court of New Jersey primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
MATTER OF LaROSEE, 585 A.2d 326, 122 N.J. 298, 1991 N.J. LEXIS 41 (N.J. 1991).

Opinion

PER CURIAM.

In this matter, we consider ten complaints filed against respondent, David LaRosee, in two separate proceedings. In the first proceeding, concerning one complaint (the Sultan matter), the District Ethics Committee found that respondent had engaged in misconduct in the course of representing a client before the United States Immigration and Naturalization Service. The Disciplinary Review Board (DRB) concluded that the District Ethics Committee’s findings of unethical conduct were “fully supported by clear and convincing evidence,” and recommended a three-year suspension from the practice of law for those ethical violations.

In the second proceeding concerning the nine other complaints, a Special Ethics Master recommended that five be dismissed. In the four remaining matters — Petitt, DuFour, Bertles, and Sebasto — the Special Ethics Master found ethical violations. In the Petitt matter, the Master determined that respondent had failed to advise his clients that he had turned over their file to another attorney when he moved to Massachusetts and ceased to practice law in New Jersey. In the DuFour matter, the Master found that respondent had violated record-keeping requirements by failing to maintain client ledger cards, and when audited had failed to comply with the auditor’s *300 numerous requests for information. In the Bertles matter, the Master determined that respondent had attempted to suborn perjury. In the Sebasto matter, the Special Ethics Master found the second count, alleging misappropriation of clients’ trust funds, to have been established, but dismissed the first count, which alleged a conflict of interest. 1

The DRB concurred with the Special Ethics Master that the allegations of unethical conduct in the Petitt, DuFour, Bertles, and Sebasto matters were “fully supported by clear and convincing evidence.” The DRB also agreed that the five other complaints and the first count in the Sebasto matter should be dismissed. The DRB recommended that respondent’s unethical conduct in the Bertles and Sebasto matters warranted disbarment.

On June 7, 1988, this Court temporarily suspended respondent based on the DRB report and recommendation in the Sultan matter.

I.

The Sultan Matter

The DRB found the following facts:

In or about June 1980, respondent was retained by Asif Sultan (Sultan) to incorporate the Sultan family business, Salatin, Inc. Some months later, in or about October 1980, respondent was asked by Sultan to file applications with the United States Immigration and Naturalization Service (I.N.S.) for a change in immigration status for his son, Iqbal Sultan (Iqbal), himself and their respective families.
On or about October 14, 1980, respondent met with Asif Sultan at Salatin’s offices in the World Trade Center. At that time, he provided Sultan with two blank forms and asked him to sign one, have Iqbal sign the other, and return both to him. No written retainer agreement was executed. However, respondent submitted a bill, dated October 14, 1980, charging Sultan $2,500 for his professional services. According to Sultan, respondent’s fee was to be $1,000 *301 per application for a total of $2,000, payable upon completion. Sultan was also to pay all out-of-pocket expenses and did in fact provide respondent with an initial check for $200. Respondent, however, avers that his fee was $1,000 per adult person for a total of $4,000, plus all fees and expenses. According to respondent, one-half of his fee was payable in advance, with the balance due upon completion. Hence the bill for $2,500 included $500 for expenses. No other bills or invoice letters were ever prepared or submitted to Sultan. Sultan made no further payment.
After returning the signed forms to respondent, Sultan inquired numerous times regarding the status of the applications without receiving a reply. Approximately seven months later, Sultan received a letter dated May 20, 1981, from respondent. In this letter, respondent indicated that he had been informally advised that Iqbal’s application had been forwarded to the District Director’s Office for favorable determination but that he had been unable to trace Asif Sultan’s application.
Upon receiving this letter, Sultan contacted the I.N.S. office in New York City and learned that said office had no record of his application having been filed. Subsequent requests to respondent for either a copy of the application that had supposedly been filed or a satisfactory explanation went unheeded. Consequently, on or about June 26, 1981, Sultan testified that he “literally, physically pulled [respondent] by the arm and took him to the immigration office in New York and had [his] application filed.”
Given his experiences with respondent up to this point, Sultan sent respondent a series of letters via certified mail requesting copies of and information concerning the application supposedly filed on Iqbal’s behalf. These letters, dated July 8, July 22, August 8, August 10 and November 3, 1981, did not secure a single written response. In fact, respondent “sometimes didn’t even open the letters____” Follow-up telephone calls to respondent also failed to elicit a satisfactory response. Respondent acknowledged that he “wasn’t anxious at all to do anything for Mr. Sultan in any way, shape or form.”
Ultimately, around November 24, 1981, respondent provided Sultan with a document from the I.N.S. purportedly granting the Iqbal Sultan family’s application for an adjustment of status to that of permanent resident. Iqbal had requested nonimmigrant Inter-Company Transferee status.
The document sent to Sultan was not genuine. Respondent originally received it in connection with an application filed on behalf of another client, Robert Newsham. According to the testimony of the I.N.S. officer who had prepared the papers, the document granting permanent resident status to the Newsham family was altered by deleting the name Newsham and inserting the name Sultan in its place. The remainder, including the five docket or file numbers representing the five members of the Newsham family, was not altered. [At all times relevant hereto, the Iqbal Sultan family unit consisted of but three individuals, to wit: Iqbal, his wife Rukshana and daughter Mariam.]
Sultan questioned the genuineness of this document upon receipt but was assured by respondent that it was indeed authentic. Subsequent requests that respondent verify the authenticity and correctness of the document went unheeded. Sultan did not receive any further communication from respondent *302 until July 6, 1983, after the initial complaint giving rise to these proceedings had been filed by Sultan. In this letter, respondent indicated that he had consulted an I.N.S. representative and determined it would be necessary to appear at the district office in person and refile Iqbal’s application.

The DRB found that respondent had been grossly negligent and deceitful in his communications with his client, having materially altered a document from the United States Immigration and Naturalization Service.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Matter of Kornreich
693 A.2d 877 (Supreme Court of New Jersey, 1997)
In re La Vigne
684 A.2d 1362 (Supreme Court of New Jersey, 1996)
MATTER OF LaVIGNE
684 A.2d 1362 (Supreme Court of New Jersey, 1996)
Matter of Roth
658 A.2d 1264 (Supreme Court of New Jersey, 1995)

Cite This Page — Counsel Stack

Bluebook (online)
585 A.2d 326, 122 N.J. 298, 1991 N.J. LEXIS 41, Counsel Stack Legal Research, https://law.counselstack.com/opinion/matter-of-larosee-nj-1991.