Matter of Estate of Bergman

761 P.2d 452, 107 N.M. 574
CourtNew Mexico Court of Appeals
DecidedJune 30, 1988
Docket9929
StatusPublished
Cited by4 cases

This text of 761 P.2d 452 (Matter of Estate of Bergman) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Matter of Estate of Bergman, 761 P.2d 452, 107 N.M. 574 (N.M. Ct. App. 1988).

Opinion

OPINION

MINZNER, Judge.

James H. Gunn (Gunn), as personal representative of the estates of Gertrude Bergman (Gertrude) and Lenore Bergman (Lenore), appeals from the decision of the district court allowing the claims of Adele Catanach and Josephine Jacques (Catanach and Jacques or claimants) against the estates, the probates of which had been consolidated. Both claims arise out of an alleged agreement with Lenore that she would pay claimants, who worked for Lenore and her sister Gertrude as private nurses, two weeks’ vacation pay each year. However, the written notations that each claimant testified she and Lenore signed could not be located after her death. On appeal, Gunn contends that the trial court erred in failing to exclude claimants’ testimony concerning their discussion with Lenore. Alternatively, Gunn contends that, if their testimony was admissible, the evidence was not sufficient to support the court’s findings and conclusions. We affirm the district court’s decision as to liability, but reverse and remand for the entry of amended findings and conclusions as to damages.

BACKGROUND.

This appeal was originally filed with the clerk of the supreme court. On motion by claimants, it was transferred to this court. Although the supreme court has reserved jurisdiction over appeals from the district courts in which one or more counts of the complaint allege a breach of contract or otherwise sound in contract, see SCRA 1986, 12-102(A)(1), in this case the proceedings were initiated not by a complaint, but rather by Gunn’s petition for an informal probate of Gertrude’s will and informal appointment as the personal representative of her estate. Under these circumstances, there is no contract “count” within the meaning of the appellate rule.

After Gunn published notice of his appointment, Catanach and Jacques filed their claims against Gertrude’s estate in district court. Subsequently, Gunn petitioned for formal probate of Lenore’s will and formal appointment as personal representative of her estate. The record does not indicate whether he published notice of this appointment, but Catanach and Jacques filed petitions to hear and pay claims within two months of the court’s order appointing Gunn to administer Lenore’s estate. Under these circumstances, we are satisfied that the trial court had jurisdiction to allow the claims. Cf. Corlett v. Smith, 106 N.M. 207, 740 P.2d 1191 (Ct.App.1987) (plaintiff in a wrongful death claim has the burden of establishing the timeliness of a claim against decedent’s estate, because the nonclaim statute establishes a jurisdictional bar against untimely claims).

At the hearing scheduled on the merits of the claims, each claimant testified that she and Lenore had entered into a written agreement in early. 1978 and that Lenore said she would put the writing in the file she maintained for each of them. Each also testified that the agreement consisted of her commitment to work for an hourly rate, plus two weeks vacation each year. Finally, each claimant testified that, subsequent to the agreement, Lenore stated that she would pay for vacation time after she sold her ranch in Minnesota.

It is undisputed that neither claimant ever submitted a bill for vacation pay and that none was paid. It is also undisputed that no written evidence of an agreement could be found by Gunn, who searched all of the records remaining at Lenore’s death, or by claimants, who searched the files Lenore maintained for them. Finally, it is undisputed that Lenore sold the ranch in 1981, although the record supports an inference that she did not receive the entire purchase price at that time.

The trial court ruled that Josephine Jacques was entitled to $4,670.40 for unpaid vacation pay which was accrued during her employment from February 1967 to February 1983. The trial court also ruled that Adele Catanach was entitled to $3,736.32 for unpaid vacation pay which was accrued during her employment from January 1967 to February 1983. These are the exact amounts each claimant had originally requested.

There appear to be five appellate issues: (1) whether the agreement falls within the statute of frauds; (2) whether evidence of Lenore’s statements was inadmissible hearsay; (3) whether the trial court abused its discretion in admitting evidence other than the original notations; (4) whether there was substantial evidence to support the trial court’s findings as to liability; and (5) whether there was substantial evidence to support the trial court’s findings as to damages. We discuss these issues under three headings: the statute of frauds, the admissibility of claimants’ evidence, and the sufficiency of the evidence.

THE STATUTE OF FRAUDS.

Gunn contends that claimants were not entitled to recover in the absence of a written agreement. See generally Westerman v. City of Carlsbad, 55 N.M. 550, 237 P.2d 356 (1951) (an action may not be brought upon an oral contract for personal services which could not be performed within one year). We disagree.

Under the majority view, full performance of an oral contract not to be performed within one year renders the contract enforceable by the party who has performed. See J. Calamari & J. Perillo, The Law of Contracts § 19-23 at 812 (3d ed. 1987); see generally Restatement (Second) of Contracts § 130 (1981) (when one party to a contract has completed his performance, the one-year provision of the [statute of frauds] does not prevent enforcement of the promises of other parties). On the facts found by the trial court, the statute is not applicable. See Edwards v. Wyckoff Elec. Supply Co., 42 N.J.Super. 236, 126 A.2d 29 (1956).

THE ADMISSIBILITY OF CLAIMANTS’ EVIDENCE.

Until 1973, in New Mexico, a claimant could not obtain a judgment on his or her own evidence in a suit against an estate with respect to any matter occurring before the death of the deceased person, unless that evidence was corroborated. See 1959 N.M.Laws, ch. 261, § 1 (codified as NMSA 1953, § 20-2-5; repealed by 1973 N.M.Laws, ch. 223, § 2, effective July 1, 1973). This statute was similar to so-called “Dead Man’s Statutes” enacted in many other states. It is not clear that claimants would have been entitled to recover against Gunn on the evidence they offered at trial had the statute been in effect. See generally Annotation, Corroboration Required Under Statute Prohibiting Judgment Against Representative of Deceased Person on Uncorroborated Testimony of His Adversary, 21 A.L.R.2d 1013 (1952). We assume that they would not. Id.

Nevertheless, the adoption of the New Mexico Rules of Evidence, see SCRA 1986, 11-101, has changed the nature of the issue presented to the trial court by the evidence claimants offered. Cf. Johnson v. Porter, 14 Ohio St.3d 58, 471 N.E.2d 484 (1984) (holding that dead man’s statute was superseded by more recently adopted rules of evidence; relevant inquiry in Ohio is whether an exception exists under which hearsay statements by a deceased person are admissible).

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Cite This Page — Counsel Stack

Bluebook (online)
761 P.2d 452, 107 N.M. 574, Counsel Stack Legal Research, https://law.counselstack.com/opinion/matter-of-estate-of-bergman-nmctapp-1988.