Matter of Disciplinary Proceedings Against Schultz

509 N.W.2d 287, 180 Wis. 2d 485, 1994 Wisc. LEXIS 4
CourtWisconsin Supreme Court
DecidedJanuary 10, 1994
Docket93-0836-D
StatusPublished

This text of 509 N.W.2d 287 (Matter of Disciplinary Proceedings Against Schultz) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Matter of Disciplinary Proceedings Against Schultz, 509 N.W.2d 287, 180 Wis. 2d 485, 1994 Wisc. LEXIS 4 (Wis. 1994).

Opinion

PER CURIAM.

Attorney disciplinary proceeding; attorney's license suspended.

*486 The court reviews the recommendation of the referee that the license of Attorney Sandra S. Schultz to practice law in Wisconsin be suspended for two years as discipline for professional misconduct. That misconduct consisted of her neglect of a client's medical malpractice claim, failure to keep the client informed of the status of that claim, misrepresenting to her client that the claim remained pending after the circuit court action had been dismissed and the appeal of that dismissal had also been dismissed, misrepresenting to the circuit court her ability to obtain an expert witness in the action and failing to comply with the circuit court's scheduling order, an order of the appellate court and three orders of the referee in this disciplinary proceeding.

The recommended two-year license suspension is appropriate discipline to impose for Attorney Schultz' professional misconduct established in this proceeding. This is the second time Attorney Schultz is being disciplined for the same kind of misconduct and the serious nature of it and the pattern Attorney Schultz has demonstrated warrant the imposition of severe discipline to impress upon her the need to conform her conduct to the rules promulgated by the court as well as to protect the courts and the public from her continued misconduct.

Attorney Schultz was admitted to practice law in Wisconsin in 1983 and practices in Michigan. The court suspended her license for four months in 1991 for failing to meet deadlines set by a circuit court scheduling order, failing to provide necessary information on her client's claim, failing to provide clients a timely and complete explanation of the importance of a court hearing and failing to submit a written response to the Board of Attorneys Professional Responsibility during *487 its investigation of her conduct. Disciplinary Proceedings Against Schultz, 162 Wis. 2d 184, 469 N.W.2d 650. As she has not filed the requisite affidavit of compliance with the court's suspension order or paid the costs of the proceeding as ordered, Attorney Schultz' license remains suspended.

The referee, Attorney Jean DiMotto, made the following findings of fact after she had struck Attorney Schultz' answer to the complaint filed by the Board of Attorneys Professional Responsibility because of her uncooperative and disrespectful conduct in this proceeding. In 1984, Attorney Schultz was retained to pursue a medical malpractice claim and in July, 1986, she and her partner commenced an action against several health care providers. Ten months later, the defendants moved to dismiss or, in the alternative, for the imposition of sanctions based on the failure of plaintiffs attorneys to disclose expert witnesses by the date specified in the court's scheduling order, their failure to respond to defendants' telephone calls and letters seeking to confirm the identity of the plaintiffs experts and arrange for their depositions and their failure to attempt to contact defendants' counsel until the day before the hearing on the motion to dismiss. The court ordered Attorney Schultz and her partner to designate a specified expert witness within 10 days, provide defense counsel dates for depositions of that witness and the plaintiff and pay defense counsels' attorney fees.

Three months later, appearing on a second defense motion for dismissal or sanctions, Attorney Schultz told the court she had difficulty obtaining a medical expert to testify but named a doctor she said she eventually was able to obtain and told the court he was available for deposition on a specified date. In fact, *488 however, Attorney Schultz had known for over a year that the report of the doctor she named to the court was not favorable to the plaintiff. Nonetheless, Attorney Schultz neither obtained another expert nor consulted with her client about dismissing the action for lack of an expert.

At the conclusion of that hearing, the court dismissed the medical malpractice action with prejudice, having concluded that there had been, in the court's words, "continual dilatory tactics, which conduct is egregious in nature and in bad faith." Attorney Schultz appealed that order of dismissal and the appeal was dismissed for the appellant's failure to comply with the Court of Appeals order for additional transcripts and for failure to file a brief timely. Thereafter, Attorney ■Schultz misrepresented to her client that the action was still pending and that settlement negotiations were continuing.

The client, through successor counsel, brought a legal malpractice action against Attorney Schultz and her partner in June, 1990 and one year later recovered a default judgment by virtue of the defendants' failure to file an answer or appear in the action. The court in that action determined that the plaintiffs medical malpractice claim was worth $50,000 and, in addition to that amount, awarded the plaintiff $150,000 in punitive damages for her attorneys' outrageous, reckless and intentional disregard of the plaintiffs rights and their intentional misrepresentation to her about the status of her claim.

On the basis of those facts, the referee concluded as follows. By failing to make a reasonably diligent effort to comply with discovery requests of opposing counsel, failing to obtain a medical expert to testify on behalf of her client and failing to effectively prosecute *489 her client's claim and the subsequent appeal, Attorney Schultz failed to provide competent representation to her client, in violation of former SCR 20.32(1), 1 and neglected that matter, in violation of former SCR 20.32(3). 2 Her failure to inform her client of the unfavorable medical report and discuss options available to the client if no favorable medical witness could be found and her failure to inform the client of the dismissal of the malpractice action and the subsequent appeal constituted a failure to keep her client reasonably informed about the status of a legal matter, in violation of former SCR 20.32(3).

The referee also made the following conclusions. When she told her client the action was still pending and settlement negotiations were progressing, knowing the case had been dismissed and the appeal of the dismissal had been unsuccessful, and that the information the client had obtained from the court personnel that the case had been dismissed was incorrect, Attorney Schultz engaged in conduct involving dishonesty, deceit and misrepresentation, in violation of former SCR 20.04(4). 3 By her representation to the court that *490 she was able to obtain an expert witness when she knew the only physician's report she had was unfavorable to her client and the physician could not be used as an expert witness on the client's behalf, Attorney Schultz knowingly made a false statement of fact to a tribunal, in violation of former SCR 20.36(l)(e). 4

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Related

In re Disciplinary Proceedings Against Schultz
469 N.W.2d 650 (Wisconsin Supreme Court, 1991)

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Bluebook (online)
509 N.W.2d 287, 180 Wis. 2d 485, 1994 Wisc. LEXIS 4, Counsel Stack Legal Research, https://law.counselstack.com/opinion/matter-of-disciplinary-proceedings-against-schultz-wis-1994.