April 28 2015
DA 14-0348
IN THE SUPREME COURT OF THE STATE OF MONTANA 2015 MT 116
IN THE MATTER OF:
A.K. and K.G.,
Youths in Need of Care.
APPEAL FROM: District Court of the Fourth Judicial District, In and For the County of Missoula, Cause Nos. DN 12-30 and DN 12-31 Honorable Karen Townsend, Presiding Judge
COUNSEL OF RECORD:
For Appellant:
Jeanne M. Walker, Hagen & Walker, PLLC, Billings, Montana
For Appellee:
Timothy C. Fox, Montana Attorney General; Katie F. Schulz, Assistant Attorney General, Helena, Montana
Kirsten H. Pabst, Missoula County Attorney; Matthew Lowy, Deputy County Attorney, Missoula, Montana
Submitted on Briefs: February 25, 2015 Decided: April 28, 2015
Filed:
__________________________________________ Clerk Justice Beth Baker delivered the Opinion of the Court.
¶1 M.K. (Father) appeals an order of the Fourth Judicial District Court, Missoula
County, terminating his parental rights to his children, A.K. and K.G. We restate
Father’s issues and address them as follows:
1. Whether the District Court abused its discretion in terminating Father’s parental rights.
2. Whether the District Court erred in concluding that the Department of Public Health and Human Services complied with its statutory duty to provide reunification services.
¶2 We affirm.
PROCEDURAL AND FACTUAL BACKGROUND
¶3 In 2010, the Department of Public Health and Human Services (Department)
began receiving reports that Father and J.G. (Mother) were putting their children, A.K.
and K.G., at risk of abuse or neglect. In the spring of 2012, Child Protection Specialist
Taryn Kovac interviewed family members and prepared a thirty-day “present danger
plan.” During the interviews, Kovac noted that Father made several false
misrepresentations, and that he became loud and angry when she confronted him with
facts contradicting his statements. Although the present danger plan allowed Father to
visit with A.K. and K.G. under Department supervision, Father did not exercise that right
during the thirty-day period. The Department ultimately determined that the present
danger plan was insufficient to protect A.K. and K.G.
¶4 On April 19, 2012, the Department filed petitions for emergency protective
services, adjudication as youths in need of care, and temporary legal custody. The 2 petitions alleged that Mother and Father put A.K. and K.G. in danger of exposure to
neglect, physical abuse, physical neglect, psychological neglect, psychological abuse,
domestic violence, mental health issues, drug and alcohol abuse, unstable housing, an
unsafe living environment, unknown/prohibited caregivers, Father’s criminal history, and
the parents’ failure to intervene or eliminate the risk of harm. The social worker’s
attached report documented the Department’s concerns that, despite the Present Danger
Plan, Mother “remains in protection mode, defending [Father], diminishing her protective
capacities and placing the children at risk.” The report observed that Mother’s actions
demonstrated “typical behavior for victims of domestic violence.” On June 19, both
parents stipulated to the requested relief, and the court granted temporary legal custody to
the Department for six months. The children were placed with their maternal
grandmother while the Department prepared treatment plans for both parents.
Meanwhile, Father completed a psychological evaluation with Dr. Samantha Wildeman
and a dangerousness assessment with Ric McLeod, a licensed professional counselor.
Dr. Wildeman diagnosed Father with Personality Disorder Not Otherwise Specified
(NOS) with narcissistic, histrionic, and obsessive-compulsive features. McLeod
determined that Father was in high risk categories for physical, psychological, and
emotional dangerousness. Both reports noted that Father had a tendency to deflect blame
onto others.
¶5 In May, Evolution Services, which provides support programs for families, began
supervising semiweekly visits between the parents and their children. Between May and
3 December, Father participated in at least twenty-four supervised visits. Evolution
Services staff did not note any serious issues between Father and A.K. during those visits.
Also in May, both parents began compliance coaching and Evolution Services’ Circle of
Security program.
¶6 On August 7, Father stipulated to the tasks and obligations set forth in his
treatment plan. On August 15, both parents stipulated to a No Contact Order. On
September 4, the court ordered Mother’s treatment plan and granted Father’s motion to
amend two tasks in his treatment plan.
¶7 On October 30, the Department reported that Mother had completed all of the
tasks in Phase One of her treatment plan, and it moved to extend temporary legal custody
for an additional six months. By December 4, 2012, Mother was reunited with both
children. Also in December, the Department discontinued visits between Father and A.K.
following the advice of the children’s therapist, Margot Luckman. Luckman advised that
the visits should cease because A.K. was fearful and anxious in sessions with Father, and
A.K. was physically aggressive toward Mother and caregivers during the time period
when he was visiting with Father. Father objected. After holding two separate hearings,
the court decided not to overrule the Department’s decision. Six months after Father
stopped visiting, A.K. was sleeping regularly and was no longer demonstrating fear and
anxiety or aggressive behaviors.
¶8 On January 15, 2013, Mother and Father stipulated to a three-month extension of
temporary legal custody. In March, Father initiated individual therapy with Tiffany
4 Bartolomei, a licensed professional counselor. Father continued therapy with Bartolomei
throughout the proceedings. On April 16, Mother and Father stipulated to another
three-month extension of temporary legal custody. Starting in June 2013, Evolution
Services conducted six random home visits, each time finding Father’s home satisfactory,
though the visits eventually ceased when staff no longer found anyone at home.
¶9 At a status conference on June 4, Father requested a six-month extension of
temporary legal custody and asked the Department to take steps immediately to reunite
him with his children. The Department reported that the children were doing well with
Mother, who had complied fully with her treatment plan. Father had not yet complied
with his plan, however, and the Department reported that its reasons for involvement—
domestic violence and lack of protective capacity—were still a concern.
¶10 The Department advised the court that, when it initially intervened with the
family, Father told Mother that he would not cooperate with the Department, that Mother
would do all the work to get the case dismissed, and that after dismissal Father would
fight for full custody in a separate proceeding where neither party was represented by
counsel. The Department advocated for extending temporary legal custody because
Father continued to demonstrate the power and control issues that necessitated the
Department’s involvement in the first place. The Department wanted more time to see if
Father could follow through with his treatment plan in order to protect the children’s best
interests. Father’s counsel complained that the Department was not making sufficient
efforts to reunite Father with A.K. and emphasized that Father had a fundamental right to
5 be a parent. The court extended temporary legal custody to allow further time for Father
to work on his treatment plan.
¶11 On July 18, the court held a hearing on reunification and visitation between Father
and A.K. According to Father’s counsel, Father’s sole reason for requesting an extension
of temporary legal custody at the June 4 hearing was for the Department to make efforts
to reunite him with his children, which had not happened. Father now wanted the
Department’s case dismissed so that he could file for custody and work out a parenting
plan. The Department resisted dismissal because Father had not shown the change that
would be needed before reinitiating his visits with A.K. Luckman testified that, if the
case were to be dismissed, Mother may be capable of protecting the children from Father,
but her protective capacity depended on Father’s actions. The Court Appointed Special
Advocate (CASA) volunteer, who supervised visits at Evolution Services, testified that
she had not observed any indication that Father had changed since she first met him in
June 2012.
¶12 The hearing was continued to August 28 to allow testimony by Dr. Paul Silverman
to clarify a January 2013 evaluation of Father’s parental competence conducted by
Dr. Silverman. During the evaluation, Dr. Silverman had observed Father interacting
with A.K. and noted that Father was “very self-focused,” that he engaged in a concerning
“joking but slightly threatening interaction” with A.K., and that A.K. committed
self-harm by hitting himself in distress. Dr. Silverman testified that, although the
children’s therapist should not be the sole decision-maker as to reunification, she would
6 have the best knowledge of A.K.’s psychological state and could provide valuable
information about the children’s well-being. Dr. Silverman further testified that it was
“very important” for Father to actually complete his treatment plan. He recommended
psychotherapy and careful monitoring of Father’s progress, and he did not think it was a
good idea for the parents to be involved together with A.K.
¶13 The parties also discussed whether the case should be dismissed. Father’s counsel
objected to dismissal because Department funding would be needed to continue
supervised reunification efforts. The Department emphasized that it needed to continue
to act as a buffer between Father and the family to protect the children. The parties
agreed to involve a third therapist, Dr. Danette Wollersheim, to liaise between Luckman
and Bartolomei, and to oversee the initiation of therapeutic or supervised visits between
Father and A.K. The court extended temporary legal custody for six more months so that
the Department could control visitation between Father and A.K. until Father showed
more progress on his treatment plan.
¶14 In November and December, Father twice visited A.K. in Dr. Wollersheim’s
presence. At a status conference in December, Mother reported that A.K. had regressed
since he started visiting with Father. The Department advised the court that it would file
a petition to terminate Father’s parental rights. On January 13, 2014, Father signed an
agreement with Evolution Services for random urinalysis (UA) testing. Father provided
four UA specimens—three specimens were clean and one was diluted—but was
7 discharged from the program when he failed to appear for twelve additional UAs. On
January 24, the Department filed a Petition for Termination of Father’s parental rights.
¶15 On February 5, the court held a hearing to discuss additional visitation between
Father and A.K. Mother testified that, when the Department first intervened with the
family, Father told her that she was “stupid and [was] going to go through the loop holes
and do all the work and he wasn’t going to do anything, and the outcome would be the
same, it would be just dismissing the parenting plan and then he would . . . fight for full
custody.” Kovac expressed concern that Father continued to demonstrate issues of power
and control by attempting to carry out this threat, and that the lack of protective capacity
that led to the Department filing the case was not resolved. Kovac testified that, although
every resource that the Department offered to Mother was twice offered to Father,
Mother took advantage of the resources and completed every task to be reunited with her
children, while Father did not. The parties presented conflicting testimony from
Bartolomei, Luckman, Kovac, and Dr. Wollersheim. Thereafter, the court entered an
order suspending visits between Father and his children.
¶16 On April 21 and 25, the court held a termination hearing. The Department’s
petition alleged that Father had not successfully completed his treatment plan, and that
his behavior was unlikely to change within a reasonable time. Father’s brief argued that
the Department unfoundedly prevented him from contact with his children, that a delay in
completing certain treatment plan tasks was due to his busy work schedule, and that he
had completed his parenting plan and was no longer a danger to his children.
8 ¶17 During the termination hearing, the court heard conflicting testimony. Kelli
Caballero, a compliance and parenting coach at Evolution Services, and Dr. Wollersheim
recommended more visits monitored by Evolution Services. McLeod recommended
against termination because he thought treatment was working. In contrast, the CASA
volunteer recommended termination because contact made A.K. anxious and Father had
shown a lack of interest in K.G.; Luckman recommended termination because contact
caused trauma to A.K.; and Kovac recommended termination because Father had not
demonstrated responsibility or insight into how his behavior needed to change. Father
and Mother also both testified. Father opposed termination while Mother supported it.
¶18 The District Court found that Father had completed certain of his treatment plan
tasks: Circle of Security classes; the CAVE anger management program; meeting with
Childhood Development Center officials to discuss K.G.’s development stages;
individual therapy sessions; feedback sessions for McLeod’s dangerousness assessment
and Dr. Wildeman’s psychological evaluation; and a parenting assessment. However, the
court found that Father did not make his required monthly contact with Luckman until
after the Department filed its petition to terminate his parental rights, and that Father had
repeatedly refused to work with Kovac or to communicate with the CASA volunteer. At
trial, Father submitted several text messages that he alleged evinced his repeated attempts
to contact Kovac without response. The court discovered that Father had deleted many of
Kovac’s responses before presenting the text messages to the court. The court found that
9 Father had not complied with his treatment plan, despite the Department’s reasonable
efforts to restore the parent-child relationship.
¶19 The District Court further found that neither therapist who recommended
continued supervised contact between Father and A.K. had accounted for the
psychological damage to A.K. following visits with Father or for Father’s inability to
understand how his conduct affected A.K. The court found Mother’s testimony that
Father had exposed her to physical violence in front of A.K. to be credible, despite
Father’s denial that he had been physically violent. Finally, the court found that
establishing permanency was in both children’s best interests and that, although Father
had made “some progress” over the previous two years, he was unlikely to become a fit
parent within a reasonable time. The court determined that clear and convincing
evidence supported terminating Father’s parental rights.
STANDARDS OF REVIEW
¶20 We review a district court’s decision to terminate parental rights for abuse of
discretion. In re L.N., 2014 MT 187, ¶ 12, 375 Mont. 480, 329 P.3d 598. We review a
district court’s findings of fact for clear error. L.N., ¶ 12. A parent’s right to the care and
custody of a child is a fundamental liberty interest that must be protected by
fundamentally fair procedures. In re D.B., 2007 MT 246, ¶ 17, 339 Mont. 240, 168 P.3d
691. Courts must give primary consideration to the “physical, mental, and emotional
conditions and needs of the child.” Section 41-3-609(3), MCA. A child’s best interests
10 take precedence over parental rights. In re Matter of E.K., 2001 MT 279, ¶ 33, 307 Mont.
328, 37 P.3d 690.
DISCUSSION
¶21 1. Whether the District Court abused its discretion in terminating Father’s parental rights.
¶22 Under § 41-3-609(1)(f), MCA, a court may terminate parental rights to a
non-Indian child if it finds, by clear and convincing evidence, that:
[T]he child is an adjudicated youth in need of care and both of the following exist: (i) an appropriate treatment plan that has been approved by the court has not been complied with by the parents or has not been successful; and (ii) the conduct or condition of the parents rendering them unfit is unlikely to change within a reasonable time.
In parental rights cases, clear and convincing evidence is “simply a requirement that a
preponderance of the evidence be definite, clear, and convincing, or that a particular issue
must be clearly established by a preponderance of the evidence or by a clear
preponderance of proof.” D.B., ¶ 29 (quoting In re F.M., 2002 MT 180, ¶ 48, 311 Mont.
35, 53 P.3d 368). It “does not call for unanswerable or conclusive evidence.” In re
J.M.W.E.H., 1998 MT 18, ¶ 33, 287 Mont. 239, 954 P.2d 26 (quoting In re J.L., 277
Mont. 284, 289, 922 P.2d 459, 462 (1996)).
A. Whether the Department failed to act in good faith in implementing Father’s treatment plan.
¶23 Effectuating an appropriate treatment plan requires the Department “to act in good
faith . . . to preserve the parent-child relationship and the family unit,” a requirement that
“does not end once the court has approved [the] treatment plan.” D.B., ¶ 33 (citations
11 omitted). Father stipulated to the treatment plan and does not dispute on appeal that the
requirements of his treatment plan were appropriate. Rather, Father argues that the
Department did not execute his plan in good faith because the Department favored
Mother, was biased against Father, and “violated statutory procedures by refusing to
dismiss the case against . . . Mother in order to ensure that she had an attorney at State
expense to protect her parental interest against . . . Father.” According to Father, the
Department was “mandated” to dismiss its case against Mother six months after reports
of abuse or neglect ceased.
¶24 Under § 41-3-424, MCA, dismissal is appropriate when all of the following
criteria are met:
(1) a child who has been placed in foster case is reunited with the child’s parents and returned home; (2) the child remains in the home for a minimum of 6 months with no additional confirmed reports of child abuse or neglect; and (3) the department determines and informs the court that the issues that led to department intervention have been resolved and that no reason exists for further department intervention or monitoring.
The Department determined that monitoring the children’s reunification with Mother was
necessary in continuing the efforts to reunite the children with Father and to monitor
Mother’s and Father’s ability to co-parent, particularly in light of the domestic violence
history. The issues that led to Department intervention—domestic violence and lack of
protective capacity—remained unresolved. In order for the family to be successful,
Mother and Father needed to be able to co-parent even if they were separated. The
Department was concerned that Father’s consistent unwillingness to participate in
treatment would lead to continued risk to the children, and that Mother would be unable 12 to protect the children from Father’s power-play of refusing to cooperate with the
Department while Mother completed her tasks so that the Department would dismiss the
case and Father could fight for custody in court.
¶25 Father also pressed for additional time to work on reunification with A.K. He
stipulated to two three-month extensions of temporary legal custody in the beginning of
2013 and suggested a six-month extension at the June 4, 2013 hearing. Father sought
dismissal only when the Department did not agree that he was ready for visitation with
A.K. At the August 28, 2013 hearing, however, Father objected to dismissal in order to
continue to receive reunification services from the Department.
¶26 The Department moved several times to extend temporary legal custody to give
Father an opportunity to demonstrate follow-through on his treatment plan. While Father
faults the Department, the record reflects his conscious decision not to participate in some
of the offered services, which contributed to the treatment plan’s lack of success.
Although the Department could have sought dismissal of Mother, the statute did not
require the court to dismiss the petition against her in these circumstances.
¶27 The court kept the matter open because both parties had made clear that continued
Department services were necessary for Father to build a relationship with his children.
The court voiced its concern that, if the case were dismissed, the parties “would be tossed
into a parenting plan action and we wouldn’t have the resources that we have got here to
try and figure out whether there would be any future visitation” between Father and his
children. The court did not abuse its discretion in keeping the matter open because the
13 issues that led to the Department’s intervention remained unresolved. Despite Father’s
assertions, the record does not show that the Department acted in bad faith, was biased
against Father, or favored Mother to Father’s detriment in implementing the treatment
plan.
B. Whether the District Court erred in finding that Father failed to comply with his treatment plan.
¶28 Although Father admits that he did not complete every task of the plan, he argues
that he completed those tasks that were “necessary.” “A parent does not successfully
complete a treatment plan by partial, or even substantial, compliance.” In re I.B., 2011
MT 82, ¶ 27, 360 Mont. 132, 255 P.3d 56 (citations omitted). Even if a parent
technically completes all of the tasks in a treatment plan, he does not successfully
complete the plan unless he “effectuates the purposes for which the plan [was] designed.”
I.B., ¶ 27 (citing § 41-3-609(1)(f)(i), MCA). A court must “do more than mechanistically
check items off a task list,” and instead determine whether the parent has “actually
effectuated the purposes of the treatment plan.” I.B., ¶ 27 (citations omitted).
¶29 The court found that Father had not complied with all of his tasks or effectuated
the purpose of his treatment plan: Father continued to deflect blame for his situation on
the Department; he did not make monthly contact with the children’s therapist until after
the Department filed the petition for termination of parental rights; he demonstrated a
lack of interest in his children’s well-being and particularly in his daughter, K.G.; he
repeatedly failed to show up for necessary appointments; and he repeatedly refused to
work with Kovac over the course of two years or to communicate with the CASA 14 volunteer. Father argues that his refusal to work with Kovac, Luckman, and the CASA
does not make him unfit to parent. But the statute requires that the treatment plan be
“complied with by the parents” and that it be successful. Section 41-3-609(1)(f)(i),
MCA. The District Court found that Father’s required contact with A.K.’s therapist was
central to effectuating the treatment plan’s objective for Father to understand how his
conduct affects his son. The court concluded that Father’s conduct demonstrated a
refusal to accept full responsibility for the removal of his children and showed that he had
not made the changes necessary to foster a healthy relationship with them. The record is
sufficient to support the District Court’s finding that Father failed to comply with his
treatment plan.
C. Whether the District Court erred in finding that Father’s parental unfitness is unlikely to change in a reasonable time.
¶30 A district court, in determining whether the conduct or condition rendering a
parent unfit is unlikely to change within a reasonable time, must enter a finding that
continuing the parent-child legal relationship “will likely result in continued abuse or
neglect or that the conduct or the condition of the parents renders the parents unfit,
unable, or unwilling to give the child adequate parental care.” Section 41-3-609(2),
MCA. This analysis requires the court to consider several factors including, but not
limited to, the parent’s
mental deficiency . . . of a duration or nature as to render the parent unlikely to care for the ongoing physical, mental, and emotional needs of the child within a reasonable time; . . . history of violent behavior by the parent; [and] excessive use of intoxicating liquor or . . . drug[s] that affects the parent’s ability to care and provide for the child . . . . 15 Section 41-3-609(2), MCA. The court also must consider “past and present conduct of
the parent.” In re J.C., 2003 MT 369, ¶ 11, 319 Mont. 112, 82 P.3d 900. See also In re
C.A.R., 214 Mont. 174, 188, 693 P.2d 1214, 1222 (1984) (mother’s conduct was unlikely
to change when mother did not show progress rehabilitating until under threat of petition
to terminate her parental rights).
¶31 Although Father points to the testimony of two expert witnesses who did not
believe termination was appropriate, “the existence of conflicting evidence does not
preclude a trial court’s determination that clear and convincing evidence exists to support
a finding of fact.” In re M.F.B., 2001 MT 136, ¶ 19, 305 Mont. 481, 29 P.3d 480
(citations omitted). See also J.M.W.E.H., ¶ 34 (“[T]he fact that Appellant’s testimony
conflicts with other witness testimony, or the fact that the witnesses’ allegations are based
on inferences, does not automatically preclude the court from finding that Appellant
violated her treatment plan.”). A district court has discretion to weigh expert testimony
and determine witness credibility. J.M.W.E.H., ¶ 34. This Court does not “substitute
[its] evaluation of the evidence for that of the trial court, or pass upon the credibility of
witnesses.” J.M.W.E.H., ¶ 34 (quoting J.L., 277 Mont. at 290, 922 P.2d at 462).
¶32 After conducting several hearings and listening to conflicting testimony, the
District Court decided that the Department had met its burden to terminate Father’s
parental rights. The court determined that the conduct or condition rendering Father unfit
was unlikely to change within a reasonable time because Father addressed tasks on his
treatment plan only when pushed; he continuously failed to show up for scheduled 16 appointments; he was discharged from rehabilitation programs for lack of compliance; he
refused to meet with his children’s therapist to learn about their needs; and he refused
contact with the Department’s Child Protection Specialist. The court also considered
Father’s observed tendency to externalize blame, including at trial when he presented
incomplete text messages as evidence of Kovac’s alleged failure to communicate with
him; his history of domestic violence; and Dr. Wildeman’s diagnosis of Personality
Disorder NOS with narcissistic, histrionic, and obsessive-compulsive features. The court
noted that Father demonstrated a lack of concern for his children’s well-being and did not
ask professionals important questions about his children’s activities and behavior.
¶33 There is a strong correlation between violence toward a partner and child abuse,
and “childhood exposure to domestic violence should be taken just as seriously as child
abuse.” Brandi Ries & Hilly McGahan, Sometimes the Cases that Nobody Wants can
have the Greatest Impact, 40 Mont. Lawyer 6 (State Bar Mont.), April 2015, at 15 (citing
National Clearinghouse on Child Abuse and Neglect, In Harm’s Way: Domestic Violence
and Child Maltreatment (2003)). “Children and youth who are victims of, or witnesses
to, violence often suffer long-term emotional distress and physical consequences. When
these problems remain unaddressed, children are at higher risk for school failure,
substance abuse, repeated victimization, and perhaps most tragically, perpetuating violent
behavior later in their own lives.” U.S. Dep’t of Justice, National Advisory Committee
on Violence Against Women, Final Report 1 (June 2012).1 Although two experts who
1 Available at http://perma.cc/RDX4-GWX8. 17 had worked with Father recommended continued supervised contact between Father and
A.K., the court found that neither witness accounted for the psychological damage to
A.K. following those visits, or for Father’s inability to understand how his conduct
affected A.K. The District Court had discretion in evaluating the conflicting expert
testimony, and we will not substitute our judgment for the trial court’s resolution of those
conflicts.
¶34 Finally, the District Court also had discretion to evaluate the evidence regarding
Father’s efforts, or lack thereof, to foster a parent-child relationship with his daughter,
K.G. The record does not support Father’s claim of clear error in the court’s findings that
Father did not take active steps in this regard and that, in light of all of the evidence,
Father’s conduct was not likely to change within a reasonable time.
¶35 We conclude that the District Court did not abuse its discretion in terminating
Father’s parental rights. The court based its decision on clear and convincing evidence
and properly applied the legal standards governing termination.
¶36 2. Whether the District Court erred in concluding that the Department complied with its statutory duty to provide reunification services.
¶37 Under § 41-3-423(1), MCA, the Department must make “reasonable efforts” to
reunite families that it has separated. “Reasonable efforts include but are not limited to
voluntary protective services agreements, development of individual written case plans
specifying state efforts to reunify families, . . . provision of services pursuant to a case
plan, and periodic review of each case to ensure timely progress toward
reunification . . . .” Section 41-3-423(1), MCA. “Although the State may assist the 18 parents in completing the treatment program, the parents retain the ultimate responsibility
for complying with the plan.” In re R.H., 250 Mont. 164, 171, 819 P.2d 152, 156 (1991)
(citing In re L.W.K., 236 Mont. 14, 19, 767 P.2d 1338, 1342 (1989)).
¶38 The District Court specifically found that the Department made “reasonable efforts
in an attempt to restore the parent-child relationship” by funding evaluations,
assessments, supervised visitations, compliance coaching, and therapy. The Department
developed an individual case plan specifying its efforts to reunite Father with his
children, provided services under that plan, and periodically reviewed the case by
conducting evaluations and holding hearings to extend temporary legal custody. The
record reflects roughly a dozen hearings or conferences with the court over a period of
two years before the case proceeded ultimately to a termination hearing. Father received
additional services when temporary legal custody was extended and Dr. Wollersheim was
brought in to facilitate Father’s reunification with his children. In evaluating the
Department’s reasonable efforts to achieve reunification, “each case must be evaluated on
its own facts.” In re K.L., 2014 MT 28, ¶ 41, 373 Mont. 421, 318 P.3d 691. Although
Father faults the case worker for failing to investigate other possible reasons for A.K.’s
regression after the visits with Dr. Wollersheim, the District Court determined that it was
Father’s own behavior that resulted in his unsuccessful attempt to reinstate visits with the
children and the ultimate failure of his treatment plan.
¶39 The District Court did not err by finding that the Department made reasonable
efforts to reunite Father with his children.
19 CONCLUSION
¶40 We conclude that the District Court did not abuse its discretion in terminating
Father’s rights. The District Court’s factual findings are supported by the record, and the
court did not err in finding that the Department made reasonable efforts to reunite Father
with his children. We affirm the District Court’s decision and order.
/S/ BETH BAKER
We concur:
/S/ MIKE McGRATH /S/ PATRICIA COTTER /S/ MICHAEL E WHEAT
Justice Laurie McKinnon, dissenting.
¶41 I dissent. It appears that the Department became an advocate not for A.K. and
K.G., but for Mother. The termination proceedings against Father were used to shield
Mother from the potential difficulty of navigating a separate parenting plan proceeding,
during which she would likely not be represented by counsel. I believe this was an
inappropriate application of our statutes granting the Department authority to protect the
health and safety of children. Because the record, in my view, demonstrates that the
Department’s aim was to protect Mother by removing Father from the children’s lives, I
cannot agree with the Court’s conclusion that the Department acted in good faith in
20 developing and executing a treatment plan to preserve Father’s relationship with A.K.
and K.G. Opinion, ¶¶ 22-26.
¶42 The Department’s involvement in this case was premised upon allegations that the
children witnessed an abusive relationship in which Father, a narcissistic and
manipulative personality, exerted power and control over Mother, who suffered from
depression. Initial reports were concerned with Mother’s inconsistency in taking her
medication, her ability to provide for the children’s needs during depressive episodes, and
her ability to protect the children from Father’s domineering influence. Because it was
the dynamic between the parents that led to the Department’s involvement, the
Department’s role was to ensure the safety and security of the children by making sure at
least one parent was able to protect the children from the unhealthy dynamics of the
parents’ relationship. The Department’s role became distorted, however, and the line
between a child abuse and neglect proceeding and a parenting plan action became
blurred.
¶43 The Court similarly loses sight of this distinction in its desire to recognize a
correlation between violence toward a partner and violence toward a child, rather than
focusing on whether the Department was committed to ensuring that a parent, given the
dynamics of an abusive relationship, could nevertheless be relied upon to protect the
children. No party has disputed that the domestic violence in these proceedings was
rightfully a concern of the Department in protecting these children and that these children
were abused and neglected as a result of domestic violence. The focus, however, should
21 not be on master-minding a dissolution for the parties and advocating on behalf of one
parent. The Department’s focus should rather be on the safety of the children and
ensuring that one parent possesses the necessary skills to protect the children. As an
aside, the Court’s reference to studies, data, and opinions which were not part of the
record in the underlying proceedings is inappropriate and unnecessary. Opinion, ¶ 32. It
is axiomatic that we are, for good reason, limited to the record before us and may not rely
on information not presented to the trial court, despite how obvious or apparent the
conclusions, opinions, or data may appear. This is premised on the fundamental principle
that evidence is to be presented in the trial court. Evidence would include studies and
opinions which a judicial officer relies upon in making her decision. The careless
recitation of even seemingly obvious information provides authority for subsequent
litigants to use without the information ever having been first presented, tested, or
considered in a trial court.
¶44 By all accounts, Mother completed the requirements of her treatment plan fairly
quickly and was reunited with the children. Her treatment plan does not appear in the
District Court record, but according to testimony, focused on the development of her
ability to protect the children from Father. At the October 30, 2012 status conference, it
was anticipated that Mother would be given a Phase II treatment plan. It appears that this
was not followed through. The Department instead kept Mother’s case open for
monitoring. Seven months later, at the June 4, 2013 status conference, it was clear that
the focus had shifted from developing Mother’s own protective abilities to actively
22 advocating for Mother. Counsel for Mother stated that she would not contest extending
temporary legal custody—although the children had been returned to her care several
months earlier—“not necessarily on the fact that the kids continue to need monitoring but
[because] the mother really appreciates the services, helps her out quite a bit.” The
Department then stated that although it could dismiss the case and place the children with
Mother, it would instead extend temporary legal custody in order to avoid an attempt by
Father to initiate a separate parenting plan proceeding. Although a dependency and
neglect proceeding had been open against Father for 13 months by the time of the June 4
status conference, the Department admitted that it did not have clear and convincing
evidence supporting termination of Father’s rights. Counsel for Father was
understandably frustrated and confused by the direction of the proceedings, stating:
Your Honor, I just want to make sure I’m clear where we’re going with this. Barring termination or relinquishment, parenting is a fundamental right he has. . . . If this were not involved with [the Department] we’d be here in a [domestic relations] case. . . . And a parenting plan would be put in place, worst case would be supervised visitation. I’m not quite sure where we’re going with this.
Child protection specialist Taryn Kovac responded, “[T]his is the time that [Mother] is
advocating for her children’s safety and demonstrating her ongoing protective capacity
and her entire life change.”
¶45 Father is correct that at this point, when the Department represented that Mother
had completed her treatment plan and it was no longer concerned about her protective
capacity and ability to meet the children’s needs, the case should have been dismissed.
23 Section 41-3-424, MCA, requires a court to dismiss a case, even if no party has moved
for dismissal, in the following circumstances:
(1) a child who has been placed in foster care is reunited with the child’s parents and returned home; (2) the child remains in the home for a minimum of 6 months with no additional confirmed reports of child abuse or neglect; and (3) the department determines and informs the court that the issues that led to department intervention have been resolved and that no reason exists for further department intervention or monitoring.
In this case, the children had been returned from foster care to Mother’s home, had
remained in Mother’s home for over six months with no additional reports of abuse or
neglect, and the Department had repeatedly informed the court that Mother had
completed her treatment plan and was successfully demonstrating protective capacity.
The relationship between Mother and Father had ended, Father was no longer residing in
the home with Mother, and Mother was capable of understanding and protecting the
children from the effects of an abusive relationship. The appropriate action was to allow
the children to remain in Mother’s care while the parties pursued a suitable parenting
plan, with supervised visitation if necessary. Mother had already demonstrated her
ability to protect and advocate for her children, and the abuse and neglect proceeding was
not, as Kovac stated, the time for Mother apply that ability. Instead, an appropriate
parenting plan action between Mother and Father was the proper venue for Mother to
apply her protective capacity.
24 ¶46 When the case was not dismissed, the Department found itself embroiled as an
advocate in a custody battle. This appears to have been the Department’s intention. At a
status conference on December 17, 2013, counsel for the Department stated that Mother
could have been dismissed from this case years ago, but for the fact that everyone wants her to have counsel and be represented by an attorney, that’s the only reason she continues, is so she can continue to have her lawyer to represent her and protect her parental rights.
It is also clear that termination, rather than reunification, was viewed as the most likely
outcome of the proceedings from the beginning. At the February 5, 2014 hearing on
Father’s visitation, Dr. Wollersheim testified that Mother “was under the impression that
[Father] was going to go away, that his rights were going to be terminated and she would
be a single mom, she could parent as she wished.” She also testified that she did not
believe the current treatment team was “a good venue” for addressing Father’s needs,
because of “really deep conflicts between [Father] and the Department.” Dr.
Wollersheim observed
a very strong difference in this case, in my perception of how the mother has been treated and how the father has been treated. And I’m very glad for what the mom has received. She’s had wraparound and wraparound. And from my perception, [Father] has not had that, maybe on the paper, but the whole tone, you can feel it in this room, anybody in that treatment team could also feel that. So we are all human. We all get along with certain people, maybe better than others. So I perceive [Father] has not been offered the same level of emotional support, even though the services look the same on paper.
This raises concerns about the Department’s duty to act in good faith when executing a
treatment plan designed to preserve the parent-child relationship. In re D.B., 2007 MT
25 246, ¶ 33, 339 Mont. 240, 168 P.3d 691; In re J.S., 269 Mont. 170, 178-79, 887 P.2d 719,
724 (1994) (Gray, J., concurring).
¶47 The record demonstrates that the repeated extensions of temporary legal custody,
rather than allowing Father to work toward reunification with the children, allowed the
Department to continue building its case in support of termination of Father’s parental
rights. On June 4, 2013, the Department stated that it could not meet its burden of clear
and convincing evidence in support of termination. After that date, the Department
initiated additional tasks, including urinalysis testing. Father’s treatment plan required
him to submit to urinalysis only if the Department had cause to believe he was abusing
alcohol or drugs. This requirement was not initiated until January 2014, and Father’s
failure to comply was presented as evidence supporting termination at the April 2014
termination hearing. Visitation between Father and the children was suspended for
nearly a full year, from December 2012 until two visits held in November and December
2013. Counsel for the children was concerned that A.K. was not being adequately
prepared by his therapist to resume visitation after such a lengthy period, and Mother
stated that on one of the visit dates, she did not even inform A.K. that he was going to see
Father. Not unremarkably for a five-year-old child in such circumstances, A.K. did not
want to enter the visit and had a toileting accident after the visit was over. This incident
was also offered as evidence supporting the termination of Father’s rights.
¶48 The District Court had a duty to take an active role in managing the proceedings
and directing the Department toward a timely resolution. Instead, it appears that the
26 Department was driving the proceedings. At the December 4, 2012 status conference,
counsel for the Department represented to the District Court that the Department had
discretion to control visitation, and Father could contest the exercise of that discretion in
court if necessary. Two weeks later, the Department reiterated that position but argued
against scheduling a hearing on visitation requested by Father. The District Court
declined to “overrule” the Department. A year later, on December 17, 2013, when Father
requested a hearing on visitation, the Department took issue with the court’s authority to
“micromanage” visitation, despite its earlier representation that Father could contest the
Department’s exercise of its discretion. As the District Court was attempting to identify
statutory authority that would allow it to require the Department to grant visitation to
Father, counsel for the Department stated, “I’ll make it easier for you, Judge. Child and
Family Services will petition for termination of parental rights.” Thus, the Department
discouraged the District Court from intervening in the visitation dispute on its own by
asserting that Father could contest the Department’s exercise of its discretion—but when
Father did so, the Department promptly moved for termination of his rights, not in service
of the children’s interests, but as a procedural expediency. The District Court’s deference
to the Department and its failure to dismiss the case when appropriate, see § 41-3-424,
MCA, resulted in this case dragging on far longer than necessary.
¶49 In its order terminating Father’s parental rights, the District Court acknowledged
that its aim was to establish permanency for the children by
terminating Father’s rights and allowing the Mother to have full custody of these children. Failure to terminate Father’s rights will subject the children 27 and their Mother to ongoing litigation in a parenting plan proceeding as Father has stated in the past that he will fight the Mother for 50/50 custody.
While ongoing parenting plan litigation is a complicated and often painful process, it is
one many Montana families deal with every day. The perception of the Department or
the District Court that the current legal process for resolving family law disputes was
inadequate to meet the challenges of this particular case does not justify their creation of
an alternative process through manipulation of the laws designed to prevent child abuse
and neglect. The need for counsel in family law matters, particularly those involving
relationships of power and control, is undeniably great, as is the need for domestic
violence advocacy. Neither of those needs, however, may appropriately be filled by the
Department through a strained application of our child abuse and neglect statutes. In
attempting to provide Mother with those services, the Department did not bear out its
duty to act in good faith with respect to Father.
¶50 For the foregoing reasons, I dissent.
/S/ LAURIE McKINNON