Matsuyama v. Birnbaum

452 Mass. 1
CourtMassachusetts Supreme Judicial Court
DecidedJuly 23, 2008
StatusPublished
Cited by75 cases

This text of 452 Mass. 1 (Matsuyama v. Birnbaum) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Matsuyama v. Birnbaum, 452 Mass. 1 (Mass. 2008).

Opinion

Marshall, C.J.

We are asked to determine whether Massachusetts law permits recovery for a “loss of chance” in a medical malpractice wrongful death action, where a jury found that the defendant physician’s negligence deprived the plaintiff’s decedent of a less than even chance of surviving cancer. We answer in the affirmative.3 As we later explain more fully, the loss of chance doctrine views a person’s prospects for surviving a serious medical condition as something of value, even if the possibility of recovery was less than even prior to the physician’s tortious conduct. Where a physician’s negligence reduces or eliminates the patient’s prospects for achieving a more favorable medical outcome, the physician has harmed the patient and is liable for damages. Permitting recovery for loss of chance is particularly appropriate in the area of medical negligence. Our decision today is limited to such claims.

The case before us was tried before a jury in the Superior Court. In response to special questions, the jury found the defendant physician negligent in misdiagnosing the condition of the decedent over a period of approximately three years. They found as well that the physician’s negligence was a “substantial contrib[4]*4uting factor” to the decedent’s death. They awarded $160,000 to the decedent’s estate for the pain and suffering caused by the physician’s negligence, and $328,125 to the decedent’s widow and son for the decedent’s loss of chance.4 The defendants appealed, asserting, among other things, that loss of chance was not cognizable under the Massachusetts wrongful death statute, see G. L. c. 229, §§ 2 and 6,5 or otherwise. We granted their application for direct appellate review.

We conclude that recognizing loss of chance in the limited domain of medical negligence advances the fundamental goals and principles of our tort law. We also conclude that recognizing a cause of action from loss of chance of survival under the wrongful death statute comports with the common law of wrongful death as it has developed in the Commonwealth.6 See Gaudette v. Webb, 362 Mass. 60, 71 (1972) (recognizing common-law origin of wrongful death actions in Commonwealth). The application of the doctrine to the evidence in this case supported the jury’s findings as to loss of chance liability. Finally, although we determine that some portions of the jury instructions do not conform in all respects to the guidelines we set out below, they were broadly consistent with our decision today. Accordingly, we affirm.7

1. Background. On the record before us, the jury could have found the following: the defendant, Dr. Neil S. Birnbaum, a [5]*5board-certified internist and president of the board of the co-defendant, Dedham Medical Associates, Inc. (Medical Associates), became the primary care physician of the decedent, Kimiyoshi Matsuyama, in July, 1995, when the forty-two year old Matsuyama presented himself for a routine physical examination. Matsuyama’s medical records at the time of his initial visit to Bimbaum disclosed complaints of gastric distress dating back to 1988. The records also indicated that in 1994 Matsuyama’s previous physician had noted that Matsuyama might need an upper gastrointestinal series or small bowel follow-through to evaluate further his symptoms.8 During the physical Matsuyama complained, as Birnbaum testified at trial, of “heartburn and difficulty breathing associated with eating and lifting.” Bimbaum testified that he was aware at the time that Matsuyama, a person of Asian ancestry who had lived in Korea and Japan for the first twenty-four years of his life and had a history of smoking, was at a significantly higher risk for developing gastric cancer than was the general population of the United States.9 Nevertheless, Bimbaum did not order any tests to determine the cause of Matsuyama’s complaints. Based on his physical examination alone, Bimbaum diagnosed Matsuyama with gastrointestinal reflux disease and recommended over-the-counter medications to reheve Matsuyama’s symptoms. Bimbaum followed a similar course of action in October, 1996, when Matsuyama returned for a sick visit, complaining that his heartburn was worse and that he had gastric pain after eating.

In September, 1997, Matsuyama consulted Birnbaum about moles that had recently developed on his body. On visual inspection, Bimbaum made a diagnosis of “one benign seborrhea kera-tosis.”10 Bimbaum testified at trial that such moles are “com[6]*6mon” and “not something that I would [have] overly been that fearful of.”

Matsuyama next appeared for an office visit with Bimbaum on September 1, 1998, for a followup to a recent urgent care visit and for concerns about a mole over his left eye. Bimbaum was aware at the time that on August, 24, 1998, Matsuyama had presented himself at Medical Associates’s urgent care facility complaining of severe stomach pain during the previous forty-eight hours, which the urgent care physician had diagnosed as gastritis. Bimbaum made a clinical diagnosis of nonulcer dyspepsia, again without the benefit of any evaluative gastrointestinal tests.11 However, he did order a test on Matsuyama to determine the presence of Helicobacter pylori (H. pylori), a bacteria associated with gastric cancer, among other gastric maladies. When the test came back positive for H. pylori, Birnbaum directed his nurse to inform Matsuyama of the test results and to call in medications to treat Matsuyama’s H. pylori. Neither the nurse nor Bimbaum told Matsuyama about the association of H. pylori with gastrointestinal diseases, of which Bimbaum was aware. By this time, Birnbaum testified, gastritis “probably was my leading diagnosis,” but he did not order an endoscopy with biopsy or an upper gastrointestinal series, which he knew would definitively confirm or rule out his diagnosis.

When Matsuyama next appeared in Birnbaum’s office in November, 1998, for a routine checkup and followup, Bimbaum noted that the patient “was feeling better” and had no “significant symptoms” of gastric distress. Such was not the case on May 3, 1999, when Matsuyama went to Birnbaum complaining of epi-gastric pain, vomiting, sudden weight loss, and premature feelings of fullness after eating. Birnbaum ordered a gastrointestinal series and an abdominal ultrasound, which revealed a two-centimeter mass in Matsuyama’s stomach. Subsequent medical [7]*7procedures confirmed the presence of infiltrative gastric adenoid carcinoma, signet ring cell type. Matsuyama then began treatment with specialists. He succumbed to gastric cancer the following October, leaving his wife and his minor son.

In June, 2000, the plaintiff filed suit against Birnbaum and Medical Associates. Her complaint, as amended, alleged wrongful death, breach of contract, and negligence against both defendants.12 Trial began in the Superior Court in July, 2004. The jury heard testimony from, among others,13 the plaintiff’s expert witness, Dr. Stuart Ira Finkel, a gastroenterologist. Finkel testified that, in his opinion, Bimbaum breached the applicable standard of care in evaluating and treating Matsuyama, resulting in Matsuyama’s death. Specifically, Finkel opined that, in light of Matsuyama’s complaints, symptoms, and risk factors, including the presence of H.

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Bluebook (online)
452 Mass. 1, Counsel Stack Legal Research, https://law.counselstack.com/opinion/matsuyama-v-birnbaum-mass-2008.