Mathis v. State

682 So. 2d 175, 1996 WL 570217
District Court of Appeal of Florida·Decided October 8, 1996·No. 95-1574·Published·Cited by 21 cases

Opinion

682 So.2d 175 (1996)

Rodney MATHIS, Appellant,
v.
STATE of Florida, Appellee.

No. 95-1574.

District Court of Appeal of Florida, First District.

October 8, 1996.
Rehearing Denied November 18, 1996.

*176 Nancy A. Daniels, Public Defender; Alisa Smith, Assistant Public Defender, Tallahassee, for Appellant.

Robert A. Butterworth, Attorney General; Richard Parker, Assistant Attorney General, Tallahassee, for Appellee.

WEBSTER, Judge.

In this direct criminal appeal, appellant seeks review of his convictions for sexual battery upon a "mentally defective" victim *177 and a lewd, lascivious or indecent assault or act upon or in the presence of a child. Although he raises a number of issues, we find it necessary to address only two: (1) whether the trial court erroneously admitted the alleged child victim's out-of-court statements in the absence of legally sufficient findings of fact to establish that the child had a functional age of 11 or younger, and that the statements were reliable; and (2) whether the evidence was legally sufficient to establish that the alleged victim of the sexual battery was "mentally defective." We conclude that the trial court's findings were legally insufficient to support admission of the alleged child victim's out-of-court statements, and that the evidence was legally insufficient to establish that the alleged victim of the sexual battery was "mentally defective." Accordingly, we reverse.

I.

Admission of Child Victim's Out-of-Court Statements

The state alleged that appellant had committed a sexual battery and a lewd assault upon the victim, who at the time of the offenses was 12 years old and "mentally defective," as that term is defined in section 794.011(1)(b), Florida Statutes (1993). At trial, the alleged victim, who was then 13 years old, testified. Her testimony was relatively vague and confused. With the intent of corroborating that testimony, the state proffered the testimony of Officer Wright, who had investigated the case. His testimony was corroborative of, and considerably more detailed than, that of the alleged victim.

Immediately following the proffered testimony of Officer Wright, the prosecutor reminded the trial court of its obligation to make findings regarding whether "the time, content, and circumstances" of the out-of-court statements of the victim "provide sufficient safeguards of reliability" to justify their admission into evidence pursuant to section 90.803(23) of the Florida Evidence Code. After acknowledging that it was aware of its responsibility pursuant to that provision, the trial court made the following statement on the record:

The court is—would make the following findings as to this case:
I think the child—well, obviously, the child has, in fact, testified in the case.
The court does find the child can be led.
On the other hand, the details supplied by Officer Wright as to the directions to the airport, the specific detail as to rough, smooth, then rough, the overall description provide enough indicia of reliability that the statement should be admitted.
I think the relationship of the child to the offender is such that the child obviously knows him. I mean, he's—I don't think that's really in doubt at all.
I think the big question for the jury, of course, is going to be the—whether this— whether this actual [sic] took place of sexual misbehavior.
I think everything else, though, is pretty clear, is going to relate. The child's testified clearly, somewhat hesitantly. I think the child is able to relate.
I think that the hearsay testimony provided is proper in this case because I don't think the child's testimony in and of itself is—it's weak, in that I think she does have a hard time understanding things. She had a difficult time understanding before and after. But I think that her taking Officer Wright around was reliable testimony. I think Officer Wright has demonstrated, through his training, experience, that he's dealt with cases and understands that you do let them do the talking and that you don't try to put words in their mouth.

Appellant's counsel immediately objected to the findings.

Officer Wright subsequently testified before the jury, offering essentially the same testimony as he had previously given during the proffer. Before his testimony, the trial court acknowledged the previous objection of appellant's counsel, and indicated that it would treat the objection as a continuing one. After the state had concluded its case-in-chief, and immediately before appellant's counsel moved for a judgment of acquittal, the trial court made another statement on the record, intended to augment its previous *178 findings made pursuant to section 90.803(23) of the evidence code. It said:

I would like to add one finding. I'm not sure whether I said it or not, but under the hearsay exception that we talked about, I made several findings. One of which I don't know that I announced or not, and that has to do with the mental emotional developmental age of the child being 11 or less. This child was over 11 chronologically, but the court would find that the testimony does support a development—developmental age of 11 or less at the time of the incident, so I'd like to place that on the record ... for further finding.

On appeal, appellant argues that he is entitled to a new trial because the findings of fact made by the trial court as to the functional age of the alleged child victim, and as to the reliability of the out-of-court statements made by the alleged child victim to Officer Wright, were legally insufficient. The state responds, first, that this issue was not preserved for appellate review by a contemporaneous objection. In the alternative, the state contends either that the trial court's findings were legally sufficient or, if insufficient, that any error was harmless.

We find unpersuasive the state's argument that this issue was not preserved for appellate review. It seems to us relatively clear from a reading of the relevant portions of the record that both the state and the trial court understood that the objection made by appellant's counsel went to the legal sufficiency of the trial court's findings. Based on Hopkins v. State, 632 So.2d 1372, 1376 (Fla. 1994), we conclude that "[t]he trial court was put on notice of the potential error." See also In the Interest of R.L.R., 647 So.2d 251 (Fla. 1st DCA 1994) (issue of sufficiency of findings pursuant to section 90.803(23) preserved for review because, read in context, objection clearly put parties and court on notice of its basis). Accordingly, we conclude that the issue was preserved for appellate review.

Among the prerequisites to admissibility, pursuant to section 90.803(23), of an out-of-court statement by a child who is alleged to have been the victim of abuse or neglect are the requirements that the alleged child victim have "a physical, mental, emotional, or developmental age of 11 or less," and that the trial court find "that the time, content, and circumstances of the statement provide sufficient standards of reliability." Section 90.803(23)(c) expressly requires that the trial court "make specific findings of fact, on the record, as to the basis for its ruling" either admitting or excluding such a statement. See Hopkins, 632 So.2d at 1377 (section 90.803(23) clearly re

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