Maryland Attorney General Opinion 97 OAG 058

CourtMaryland Attorney General Reports
DecidedNovember 20, 2012
Docket97 OAG 058
StatusPublished

This text of Maryland Attorney General Opinion 97 OAG 058 (Maryland Attorney General Opinion 97 OAG 058) is published on Counsel Stack Legal Research, covering Maryland Attorney General Reports primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Maryland Attorney General Opinion 97 OAG 058, (Md. 2012).

Opinion

58 [97 Op. Att’y

PUBLIC OFFICERS AND EMPLOYEES ELECTED OFFICIALS – REMOVAL FROM OFFICE – DELEGATE’S CONVICTION AND WAIVER OF APPEAL RIGHTS TRIGGERS AUTOMATIC REMOVAL UNDER ARTICLE XV, § 2 OF THE MARYLAND CONSTITUTION DESPITE CIRCUIT COURT’S SUBSEQUENT REVISION OF SENTENCE TO PROBATION BEFORE JUDGMENT

November 20, 2012 The Honorable Martin O’Malley Governor You have asked for our opinion as to whether Delegate Tiffany Alston has been removed from office by operation of law as a result of her recent criminal conviction. Specifically, you have asked us to review the conclusion reached by Dan Friedman, Counsel to the General Assembly, that Ms. Alston’s conviction for misconduct in office constitutes an offense that triggers the automatic removal provisions of Article XV, § 2 of the Maryland Constitution. After a thorough review of Mr. Friedman’s analysis of the issue and the response thereto from Ms. Alston’s counsel, and after considering events that have transpired in the days since Mr. Friedman issued his letter, we conclude that Ms. Alston was removed from office, by operation of law, by virtue of her conviction for official misconduct and her waiver of her rights of appeal. In reaching this conclusion we are mindful of the fact that the trial judge, after sentencing Ms. Alston to probation, community service, and restitution, subsequently granted Ms. Alston’s motion to modify her sentence pursuant to Rule 4-345 and granted her probation before judgment after she had demonstrated that she had completed her community service obligations and paid restitution. The trial court’s exercise of its revisory power, however, does not amount to a determination that the conviction was wrongly imposed, as would be the case if the trial court’s judgment were “reversed or overturned” on appeal. Because Ms. Alston’s conviction was finally imposed, and was not reversed or overturned on appeal, we agree with Mr. Friedman’s conclusion that she was removed from office effective October 9, 2012. Gen. 58] 59 I Background1 Ms. Alston’s Conviction and Sentencing Tiffany Alston was first sworn in as a member of the Maryland House of Delegates representing the 24th legislative district on January 11, 2011. On or about September 23, 2011, the grand jury for Anne Arundel County returned a five-count indictment against Ms. Alston for using campaign funds belonging to the campaign finance entity, “Friends of Tiffany Alston,” for her private benefit, including payments to herself and an employee of her law firm, and for her wedding expenses (“Alston I”). The indictment indicates that each of the criminal acts was alleged to have occurred between April 6 and December 23, 2010, before Ms. Alston was sworn into office. On December 15, 2011, the grand jury returned an additional two-count indictment against Ms. Alston (“Alston II”) charging her with theft under $1,000 and common law misconduct in office based on allegations that Ms. Alston used State money to pay an employee for work at her private law firm. See Duncan v. State, 282 Md. 385, 387 (1978) (describing common law misconduct in office as “corrupt behavior by a public officer in the exercise of the duties of his office or while acting under color of his office”). Unlike the Alston I indictment, the Alston II indictment alleged criminal acts that occurred during Ms. Alston’s term of office. The two cases were set for separate trial dates before the Honorable Paul F. Harris, Jr. of the Circuit Court for Anne Arundel County. Alston II was scheduled for trial first and, on June 12, 2012, a jury returned a guilty verdict on both counts: misdemeanor theft and misconduct in office. Judge Harris deferred sentencing until November 5, 2012. Trial of Alston I was scheduled to begin on October 9, 2012. Rather than proceed to trial, however, on October 9, 2012, Ms. Alston entered into a plea agreement to resolve both Alston I and sentencing in Alston II. For purposes of this opinion, the critical terms of the agreement approved by Judge Harris are: On the fraudulent misappropriation by a fiduciary count of Alston I, Ms. Alston pled nolo contendere or “no contest.” Judge

1 Because we have provided this Opinion on an expedited basis, our description of the circumstances surrounding Ms. Alston’s prosecution and conviction is based entirely on the facts as described by Mr. Friedman and by Ms. Alston’s counsel. 60 [97 Op. Att’y Harris accepted the nolo contendere plea, but struck the guilty finding and stayed entry of judgment pursuant to CP § 6-220(b) (“probation before judgment”). Ms. Alston was also given three years of unsupervised probation and served with a civil citation in the amount of $500. On the misdemeanor theft charge of Alston II, on which she had been found guilty by the jury on June 12, Judge Harris also struck the guilty finding and granted Ms. Alston probation before judgment. On the misconduct in office charge of Alston II, Judge Harris sentenced Ms. Alston to one year of incarceration, suspended, 3 years of supervised probation, 300 hours of community service, and restitution to the State of Maryland in the amount of $800. As part of the agreement, Ms. Alston waived all appellate rights. Ms. Alston’s waiver is recorded on the criminal hearing sheets pertaining to her charges. Finally, the letter agreement also contained a provision allowing Ms. Alston to “earn” a modification of her sentence for the misconduct in office charge of Alston II: The Defendant may seek a Modification of Sentence requesting probation before judgment on the misconduct in office conviction. The State shall remain silent and the Court agrees to bind itself to striking the guilty conviction and granting Ms. Alston probation before judgment on Count 2 in case #K-11-2626 immediately upon (i) completion of three hundred hours of community service, (ii) payment of $800.00 in restitution, and (iii) payment of a non- criminal civil citation fine in the amount of $500. Despite the quoted text of the letter agreement, Judge Harris stated in open court, on October 9, 2012, that he was not bound to grant the modification, though he would entertain it once she had fulfilled the terms of her sentence. Ms. Alston promptly filed the necessary motion for modification and asked that it be held sub curia pending completion of the community service and payment of the restitution. Gen. 58] 61 Mr. Friedman’s Advice on the Suspension and Removal of Ms. Alston On October 10, 2012, Mr. Friedman advised Speaker Busch that, by virtue of Ms. Alston’s having received a sentence for the crime of misconduct in office, Ms. Alston had been “suspended from elective office by operation of law without pay or benefits.” Letter of Advice from Dan Friedman, Assistant Attorney General, to the Honorable Michael E. Busch, Speaker of the House of Delegates (Oct. 10, 2012). It is our understanding that Speaker Busch relied upon this advice and has since taken the necessary steps to effectuate the suspension. The propriety of Ms. Alston’s initial suspension is not at issue and is not addressed in this Opinion. Because of the urgent need to ascertain Ms. Alston’s status, Mr. Friedman provided the Speaker with expedited advice on the pressing issue of Ms. Alston’s suspension and left for another day the issue of whether Ms. Alston’s conviction had resulted in her permanent removal from office. The need for advice on the removal issue soon arose, however, and Mr. Friedman provided a second letter of advice, dated November 1, 2012, in which he concluded that Ms. Alston had been removed from office by operation of law by virtue of her conviction on the misconduct in office charge and her waiver of appellate rights with respect thereto. It is the conclusion that Mr. Friedman reached in this second letter of advice that you have asked us to review. The Trial Court’s Modification of Ms. Alston’s Sentence It is our understanding that a hearing on Ms.

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Bluebook (online)
Maryland Attorney General Opinion 97 OAG 058, Counsel Stack Legal Research, https://law.counselstack.com/opinion/maryland-attorney-general-opinion-97-oag-058-mdag-2012.