NOT FOR PUBLICATION FILED UNITED STATES COURT OF APPEALS FEB 25 2021 MOLLY C. DWYER, CLERK U.S. COURT OF APPEALS FOR THE NINTH CIRCUIT
MARY WILKES SHORT; et al., No. 20-35311
Plaintiffs-Appellants, D.C. No. 1:18-cv-00074-BRW
v. MEMORANDUM* UNITED STATES OF AMERICA,
Defendant-Appellee,
and
QBE INSURANCE CORPORATION,
Defendant.
Appeal from the United States District Court for the District of Idaho Bill R. Wilson, District Judge, Presiding
Argued and Submitted February 9, 2021 San Francisco, California
Before: WARDLAW and BEA, Circuit Judges, and ROSENTHAL,** District Judge.
* This disposition is not appropriate for publication and is not precedent except as provided by Ninth Circuit Rule 36-3. ** The Honorable Lee H. Rosenthal, Chief United States District Judge for the Southern District of Texas, sitting by designation. Plaintiffs appeal the district court’s order granting summary judgment to the
United States (the “Government”) on their claims arising under the Federal Tort
Claims Act (“FTCA”). We have jurisdiction under 28 U.S.C. § 1291, and we
affirm.
Plaintiffs are the widows and heirs of the individuals who died on April 10,
2015 when the Cessna Centurian they were aboard crashed into a grove of
coniferous trees shortly after taking off from the Upper Loon Creek Airport (the
“Airport”) in Idaho’s Salmon-Challis National Forest. After they settled litigation
among themselves in state court, Plaintiffs sued the Government, alleging that the
United States Forest Service (“USFS”) is liable under the FTCA for failing to
remove the coniferous trees on the north end of the Airport’s runway that Plaintiffs
allege caused the 2015 crash. The district court granted summary judgment to the
Government, holding that the discretionary function exception to the FTCA
shielded it from liability for claims based on the USFS’s decisions regarding the
coniferous trees at issue. See 28 U.S.C. § 2680(a) (precluding liability for “[a]ny
claim . . . based upon the exercise or performance or the failure to exercise or
perform a discretionary function or duty on the part of a federal agency or an
employee of the Government, whether or not the discretion involved be abused”).
We review de novo both the district court’s grant of summary judgment,
Frudden v. Pilling, 877 F.3d 821, 828 (9th Cir. 2017) (internal citation omitted), as
2 well as the question of “[w]hether the United States is immune from liability in a
FTCA action,” S.H. by Holt v. United States, 853 F.3d 1056, 1059 (9th Cir. 2017)
(internal citation omitted). We undertake a two-step analysis to determine whether
the discretionary function exception applies in any given case. See Berkovitz v.
United States, 486 U.S. 531, 536 (1988). First, we determine whether the
Government’s decision was discretionary or whether a “federal statute, regulation,
or policy mandated a specific course of action.” Bailey v. United States, 623 F.3d
855, 860 (9th Cir. 2010). If we conclude the decision was discretionary, we
examine whether the decision at issue “is of the kind that the discretionary function
exception was designed to shield, namely . . . decisions based on considerations of
public policy.” Terbush v. United States, 516 F.3d 1125, 1129 (9th Cir. 2008)
(internal citation omitted).
At step one, we conclude the USFS’s conduct was discretionary because it
“retained an element of judgment or choice with respect to” its decisions regarding
how to manage the grove of coniferous trees to preserve the safety of the airstrip.
Bailey, 623 F.3d at 860. Section 7735.21 of the USFS’s Forest Service Manual
(the “Manual”) promulgates guidelines for operating its rural airstrips, including
the Airport. Section 7735.21 generally instructs the USFS to operate its airfields
“in accordance with applicable Federal Aviation Administration (FAA) regulations
and State requirements,” including “[r]eport[ing] to the FAA . . . any unusual
3 operating conditions, such as obstructed approaches” or other risks to aircraft.
Manual § 7735.21(1), (3). Although Section 7735.21(2) states that the USFS is to
“[c]lose airfields in the Forest transportation system when a hazard to aircraft
exists, unless the hazard is corrected immediately” and Plaintiffs allege the
coniferous trees at issue constituted a “presumed hazard” under FAA regulations,
the USFS was not required to remove the trees or otherwise shut down the Airport.
First, as Plaintiffs concede, even if Section 7735.21 mandated strict
compliance with FAA regulations, the relevant FAA regulations adopted by the
USFS do not mandate removal of the trees or closure of the Airport. Rather, even
if hazards to air navigation are identified, FAA regulations leave local airports
discretion to manage them, including further aeronautical study, and permit
mitigation of any hazards by means of “regular airport inspections, and the
publication of data to make pilots aware of relevant conditions at public airports.”1
Second, unrebutted testimony from the Government clarifies that the meaning of
the term “hazard” in Section 7735.21(2) of the Manual differs from the FAA’s
definition of “hazard” under 14 C.F.R. §§ 77.13(b), 77.15(b). As used in Section
7735.21(2), hazard means “something that is a critical health and safety hazard”
1 This is exactly how the USFS mitigated any risk posed by the coniferous trees, i.e., by highlighting them in “appropriate publications” and listing them in the FAA’s Airport Master Record since at least 1972 in order to alert pilots who use the Airport.
4 such as “if a fire is approaching an airstrip” or “a major flood destroy[ed] part of a
runway,” and it does not mean a mere “presumed hazard” or ordinary obstruction
to air navigation under FAA regulations, as Plaintiffs argue. The USFS was
therefore not mandated to close the Airport or remove the coniferous trees even if
the trees constituted a “hazard” under FAA regulations. Thus, as the district court
correctly concluded, Section 7735.21 of the Manual is best understood as a list of
“general policy standards rather than specific instructions,” and it leaves the USFS
discretion rather than mandating “specific operation and maintenance actions for
the Forest Service airfields.”
Moving on to step two, we conclude that the USFS’s discretionary decision
to neither close the Airport nor remove the coniferous trees at issue is also plainly
the type of conduct that Congress intended to shield from liability because it is
“susceptible to a policy analysis.” Morales v. United States, 895 F.3d 708, 713–14
(9th Cir. 2018). The USFS’s demonstrated deference to the FAA and the Idaho
Department of Transportation (“IDT”)2 for safety and maintenance decisions at the
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NOT FOR PUBLICATION FILED UNITED STATES COURT OF APPEALS FEB 25 2021 MOLLY C. DWYER, CLERK U.S. COURT OF APPEALS FOR THE NINTH CIRCUIT
MARY WILKES SHORT; et al., No. 20-35311
Plaintiffs-Appellants, D.C. No. 1:18-cv-00074-BRW
v. MEMORANDUM* UNITED STATES OF AMERICA,
Defendant-Appellee,
and
QBE INSURANCE CORPORATION,
Defendant.
Appeal from the United States District Court for the District of Idaho Bill R. Wilson, District Judge, Presiding
Argued and Submitted February 9, 2021 San Francisco, California
Before: WARDLAW and BEA, Circuit Judges, and ROSENTHAL,** District Judge.
* This disposition is not appropriate for publication and is not precedent except as provided by Ninth Circuit Rule 36-3. ** The Honorable Lee H. Rosenthal, Chief United States District Judge for the Southern District of Texas, sitting by designation. Plaintiffs appeal the district court’s order granting summary judgment to the
United States (the “Government”) on their claims arising under the Federal Tort
Claims Act (“FTCA”). We have jurisdiction under 28 U.S.C. § 1291, and we
affirm.
Plaintiffs are the widows and heirs of the individuals who died on April 10,
2015 when the Cessna Centurian they were aboard crashed into a grove of
coniferous trees shortly after taking off from the Upper Loon Creek Airport (the
“Airport”) in Idaho’s Salmon-Challis National Forest. After they settled litigation
among themselves in state court, Plaintiffs sued the Government, alleging that the
United States Forest Service (“USFS”) is liable under the FTCA for failing to
remove the coniferous trees on the north end of the Airport’s runway that Plaintiffs
allege caused the 2015 crash. The district court granted summary judgment to the
Government, holding that the discretionary function exception to the FTCA
shielded it from liability for claims based on the USFS’s decisions regarding the
coniferous trees at issue. See 28 U.S.C. § 2680(a) (precluding liability for “[a]ny
claim . . . based upon the exercise or performance or the failure to exercise or
perform a discretionary function or duty on the part of a federal agency or an
employee of the Government, whether or not the discretion involved be abused”).
We review de novo both the district court’s grant of summary judgment,
Frudden v. Pilling, 877 F.3d 821, 828 (9th Cir. 2017) (internal citation omitted), as
2 well as the question of “[w]hether the United States is immune from liability in a
FTCA action,” S.H. by Holt v. United States, 853 F.3d 1056, 1059 (9th Cir. 2017)
(internal citation omitted). We undertake a two-step analysis to determine whether
the discretionary function exception applies in any given case. See Berkovitz v.
United States, 486 U.S. 531, 536 (1988). First, we determine whether the
Government’s decision was discretionary or whether a “federal statute, regulation,
or policy mandated a specific course of action.” Bailey v. United States, 623 F.3d
855, 860 (9th Cir. 2010). If we conclude the decision was discretionary, we
examine whether the decision at issue “is of the kind that the discretionary function
exception was designed to shield, namely . . . decisions based on considerations of
public policy.” Terbush v. United States, 516 F.3d 1125, 1129 (9th Cir. 2008)
(internal citation omitted).
At step one, we conclude the USFS’s conduct was discretionary because it
“retained an element of judgment or choice with respect to” its decisions regarding
how to manage the grove of coniferous trees to preserve the safety of the airstrip.
Bailey, 623 F.3d at 860. Section 7735.21 of the USFS’s Forest Service Manual
(the “Manual”) promulgates guidelines for operating its rural airstrips, including
the Airport. Section 7735.21 generally instructs the USFS to operate its airfields
“in accordance with applicable Federal Aviation Administration (FAA) regulations
and State requirements,” including “[r]eport[ing] to the FAA . . . any unusual
3 operating conditions, such as obstructed approaches” or other risks to aircraft.
Manual § 7735.21(1), (3). Although Section 7735.21(2) states that the USFS is to
“[c]lose airfields in the Forest transportation system when a hazard to aircraft
exists, unless the hazard is corrected immediately” and Plaintiffs allege the
coniferous trees at issue constituted a “presumed hazard” under FAA regulations,
the USFS was not required to remove the trees or otherwise shut down the Airport.
First, as Plaintiffs concede, even if Section 7735.21 mandated strict
compliance with FAA regulations, the relevant FAA regulations adopted by the
USFS do not mandate removal of the trees or closure of the Airport. Rather, even
if hazards to air navigation are identified, FAA regulations leave local airports
discretion to manage them, including further aeronautical study, and permit
mitigation of any hazards by means of “regular airport inspections, and the
publication of data to make pilots aware of relevant conditions at public airports.”1
Second, unrebutted testimony from the Government clarifies that the meaning of
the term “hazard” in Section 7735.21(2) of the Manual differs from the FAA’s
definition of “hazard” under 14 C.F.R. §§ 77.13(b), 77.15(b). As used in Section
7735.21(2), hazard means “something that is a critical health and safety hazard”
1 This is exactly how the USFS mitigated any risk posed by the coniferous trees, i.e., by highlighting them in “appropriate publications” and listing them in the FAA’s Airport Master Record since at least 1972 in order to alert pilots who use the Airport.
4 such as “if a fire is approaching an airstrip” or “a major flood destroy[ed] part of a
runway,” and it does not mean a mere “presumed hazard” or ordinary obstruction
to air navigation under FAA regulations, as Plaintiffs argue. The USFS was
therefore not mandated to close the Airport or remove the coniferous trees even if
the trees constituted a “hazard” under FAA regulations. Thus, as the district court
correctly concluded, Section 7735.21 of the Manual is best understood as a list of
“general policy standards rather than specific instructions,” and it leaves the USFS
discretion rather than mandating “specific operation and maintenance actions for
the Forest Service airfields.”
Moving on to step two, we conclude that the USFS’s discretionary decision
to neither close the Airport nor remove the coniferous trees at issue is also plainly
the type of conduct that Congress intended to shield from liability because it is
“susceptible to a policy analysis.” Morales v. United States, 895 F.3d 708, 713–14
(9th Cir. 2018). The USFS’s demonstrated deference to the FAA and the Idaho
Department of Transportation (“IDT”)2 for safety and maintenance decisions at the
Airport due to their expertise and responsibility “to promote the safety of aircraft”
is a decision “grounded in social, economic, and political policy.” Id. at 715. The
USFS’s decision about the coniferous trees is also plainly susceptible to
2 For its Idaho airports, the USFS relied on “tri-annual inspections by the IDT to document the condition of airfields and any needed maintenance items.”
5 considerations of the “protection of scenic integrity,” id, particularly given that the
USFS manages its rural airstrips “so as not to ruin the natural surroundings or
detract from the scenic views and other recreational opportunities.” Thus, the
USFS’s decisions regarding the coniferous trees reflected “competing policy
considerations,” including “safety to aircraft,” “financial burden,” and “protection
of scenic integrity.” Id. Overall, the USFS has met both requirements for
immunity under the discretionary function exception, Bailey, 623 F.3d at 860, and
the district court accordingly did not err in granting summary judgment to the
Government.
Because we conclude that the discretionary function exception immunizes
the Government from liability, we do not reach the district court’s alternative
holding based on Idaho’s Recreational Use Statute.
AFFIRMED.